U.S. General Accounting Office

Survey of State Regulators - Regulation of Third Party Sellers of Funeral Goods

Enforcement Mechanisms - Continued

15.
Since January 1, 2000, has your state taken any actions against third party sellers of funeral goods for violations of state rules or regulations?
(Check only one answer.)
1. Yes (Continue with question 16.)
2. No (Click here to go to question 17.)
3. No response (Click here to go to question 17.)

16.
Please indicate the type of action(s) -- and associated number of action(s) -- your state has taken since January 1, 2000, against third party sellers of funeral goods for violations of state rules or regulations.
 

 
a. Notice of non-compliance
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
b. Letter of reprimand
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
c. Assessment of investigative costs
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
d. Monetary fine
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
e. Probation
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
f. Voluntary relinquishment of license, certificate, or registration
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
g. Suspension of license
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
h. Revocation of license
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
i. Civil or criminal prosecution
(Check only one answer.)
1. Yes, we took this action
2. No, we did not take this action
3. Not sure if we took this action

 
If yes, please enter the number of such actions taken since
January 1, 2000: (Please enter numbers only.
If number is unknown, leave space blank.)
 

 
j. Other Actions

Please describe any other types of actions taken and indicate number of each type of action taken since January 1, 2000.

17.
What is your state's biggest challenge in enforcing your state's rules or regulations involving third party sellers of funeral goods?
(Check only one answer.)
1. Lack of regulations for enforcing state laws
2. Regulations are unclear or vague
3. Insufficient funds and/or staff to enforce regulations
4. Insufficient enforcement structure in place
5. Other - Please explain in question 17a. below:
6. No challenges in enforcing rules or regulations
7. No response

 
17a. If you answered "Other" in question 17 above, please enter your description below.

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