Examinations and the CTR Exemption Process

49.	Since 2000, as a result of regulatory examinations, has your financial institution ever received a violation or been fined in relation to your CTR exemption process?
	1.		Yes
	2.		No (Click to go to Question 52.)
	3.		Not applicable, don't file exemptions (Click to go to Question 52.)

50.	To what extent, if at all, have the results of those examinations increased or decreased your use of the Phase I exemption process?
	1.		To an extremely great extent
	2.		To a great extent
	3.		To a moderate extent
	4.		To a slight extent
	5.		Not at all
	6.		Not applicable- don't file Phase I exemptions

51.	To what extent, if at all, have the results of those examinations increased or decreased your use of the Phase II exemption process?
	1.		To an extremely great extent
	2.		To a great extent
	3.		To a moderate extent
	4.		To a slight extent
	5.		Not at all
	6.		Not applicable- don't file Phase II exemptions

52.	How much, if at all, would clearer guidance from examiners on the level of documentation required to support exemptions reduce any burden that may be associated with filing these exemptions without increasing the risk that money laundering or other illegal activities would be less easily detected?
	1.		Very greatly reduce
	2.		Moderately reduce
	3.		Reduce little or not at all
	4.		Don't know
	5.		Not applicable- don't file either Phase I or Phase II exemptions

53.	Do you have any comments you would like to make about this or other potential changes to the CTR exemption process?

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Full Report: GAO-08-355

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