Survey to State Education Agencies on Race to the Top Capacity

U.S. Government Accountability Office

Contents

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Introduction

1. In your opinion, which of the following statements best describes the overall effect of Race to the Top (RTT) funds on education reform efforts in your SEA?

(View question)

Accelerated reform plans already underway Allowed for the development of new reform plans not previously established Both accelerated reform plans already underway and allowed for development of new reform plans No effect on reform plans Negative effect on reform plans Don't know Number of respondents
5 0 14 0 0 0 19

2. What are some of the reasons for your response?

(View question)

data intentionally not reported


3. How many LEAs in your state were (are) participating in RTT at the following two points in time?

(View question)

a. At the time of highest participation in RTT

(View question)

Mean Median Minimum Maximum Number
of respondents
169.4 136 1 715 19

b. At the present time

(View question)

Mean Median Minimum Maximum Number
of respondents
155.2 136 1 638 19

4. What is the total number of LEAs in your state?

(View question)

Mean Median Minimum Maximum Number
of respondents
326.0 178 1 927 19

5. Did LEAs in your state formally withdraw from participating in RTT reform efforts?

(View question)

Yes No Don't know Number of respondents
10 9 0 19

A. Did LEAs in your state formally withdraw from participating in RTT reform efforts for any of the following reasons?

(View question)

a. Difficulty keeping pace with timeframes as set forth in RTT reform plans

(View question)

Yes No Don't know Number of respondents
3 2 3 8

b. Inability to implement appropriate management support

(View question)

Yes No Don't know Number of respondents
2 2 4 8

c. Lack of commitment to RTT reform

(View question)

Yes No Don't know Number of respondents
3 3 3 9

d. Negative perceptions of RTT reform (e.g. from the media)

(View question)

Yes No Don't know Number of respondents
1 3 4 8

e. Complying with RTT requirements was too burdensome

(View question)

Yes No Don't know Number of respondents
4 2 2 8

f. RTT funding was not adequate to accomplish desired reform

(View question)

Yes No Don't know Number of respondents
5 2 2 9

g. Lack of stakeholder support

(View question)

Yes No Don't know Number of respondents
0 4 4 8

h. LEA no longer exists or merged with another LEA

(View question)

Yes No Don't know Number of respondents
7 0 1 8

i. Other

(View question)

Yes No Don't know Number of respondents
3 1 4 8

Q5Ai. Other - Open-ended question

(View question)

data intentionally not reported


6. How would you describe your SEA's overall capacity to implement RTT reform efforts at the following two points in time?

(View question)

a. At the time of your RTT award

(View question)

No capacity
Minimal capacity
Moderate capacity Almost full capacity Full capacity
Don't know
Number of respondents
0 7 7 2 0 3 19

b. Currently

(View question)

No capacity
Minimal capacity
Moderate capacity Almost full capacity Full capacity
Don't know
Number of respondents
0 0 5 6 8 0 19

Capacity Issues When Implementing RTT Reform Efforts

7. The four RTT reform areas are: 1. Adopting standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy; 2. Building data systems that measure student growth and success and inform teachers and principals; 3. Recruiting, developing, rewarding, and retaining effective teachers and principals; and 4. Turning around lowest-achieving schools.

During year 1 of your RTT grant award, how challenging were your SEA's capacity issues with regard to implementing initiatives under each of the four RTT reform areas?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 2 5 1 5 0 3 19

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 2 2 5 4 2 3 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 1 4 6 3 1 3 19

d. Turning around lowest-achieving schools

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 2 1 4 4 3 3 18

8. Currently, how challenging were your SEA's capacity issues with regard to implementing initiatives under each of the four RTT reform areas?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 8 5 2 1 0 0 19

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 10 1 3 1 2 0 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 6 5 3 0 1 0 18

d. Turning around lowest-achieving schools

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 6 3 4 2 3 0 19

9. At what level of quality has your SEA been able to implement RTT initiatives under each of the four reform areas despite capacity challenges?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Very low quality


Low quality



Moderate quality


High quality



Very high quality


Not applicable/
Capacity has
not affected
this reform area
Don't know



Number of respondents
0 1 3 10 3 2 0 19

b. Building data systems that measure student growth and success, and inform teachers and principals

(View question)

Very low quality


Low quality



Moderate quality


High quality



Very high quality


Not applicable/
Capacity has
not affected
this reform area
Don't know



Number of respondents
0 0 3 10 2 3 1 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Very low quality


Low quality



Moderate quality


High quality



Very high quality


Not applicable/
Capacity has
not affected
this reform area
Don't know



Number of respondents
0 0 6 8 3 2 0 19

d. Turning around lowest-achieving schools

(View question)

Very low quality


Low quality



Moderate quality


High quality



Very high quality


Not applicable/
Capacity has
not affected
this reform area
Don't know



Number of respondents
0 2 6 5 1 5 0 19

Specific Capacity Issues When Implementing RTT Reform Efforts

10. Organizational Capacity: The extent to which an organization is prepared to manage and implement grants, including having the appropriate leadership, management, and structure to efficiently and effectively implement the program and adapt as needed.

Throughout the grant period, how challenging has organizational capacity been with regard to implementing initiatives under each of the four RTT reform areas?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
5 5 6 1 1 1 0 19

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 5 7 3 1 2 0 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 8 4 2 2 1 0 19

d. Turning around lowest-achieving schools

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 3 3 4 2 4 0 19

11. Throughout the grant period, how challenging have the following specific organizational capacity obstacles been to your SEA when implementing RTT reform efforts?

(View question)

a. Sufficient communication among SEA or RTT staff

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
7 9 1 1 1 0 0 19

b. Consistent SEA leadership

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
8 4 3 2 2 0 0 19

c. Consistency in other state leadership (e.g., Governor)

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
11 2 4 2 0 0 0 19

d. Adequate SEA policies and procedures for RTT reform

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
8 9 2 0 0 0 0 19

e. Other

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 0 1 0 2 5 1 9

Q11e. Other - Open-ended question

(View question)

data intentionally not reported


12. Throughout the grant period, how helpful have the following steps been to your SEA in building organizational capacity to better implement RTT reform efforts?

(View question)

a. Established RTT point of contact or office

(View question)

Not at all helpful Somewhat helpful Moderately helpful Very helpful
Extremely helpful Not applicable
Don't know
Number of respondents
1 0 0 5 13 0 0 19

b. Established communication mechanism for staff working on RTT

(View question)

Not at all helpful Somewhat helpful Moderately helpful Very helpful
Extremely helpful Not applicable
Don't know
Number of respondents
0 1 1 7 10 0 0 19

c. Reorganized existing program office

(View question)

Not at all helpful Somewhat helpful Moderately helpful Very helpful
Extremely helpful Not applicable
Don't know
Number of respondents
0 0 0 6 6 7 0 19

d. Appointed new RTT leadership

(View question)

Not at all helpful Somewhat helpful Moderately helpful Very helpful
Extremely helpful Not applicable
Don't know
Number of respondents
0 0 1 6 7 5 0 19

e. Other

(View question)

Not at all helpful Somewhat helpful Moderately helpful Very helpful
Extremely helpful Not applicable
Don't know
Number of respondents
0 0 0 0 2 5 1 8

Q12e. Other - Open-ended question

(View question)

data intentionally not reported


13. Throughout the grant period, how has your SEA's organizational capacity improved, stayed the same, or declined with regard to implementing RTT reform efforts?

(View question)

Greatly improved Improved
Stayed the same Declined
Greatly declined Don't know
Number of respondents
9 10 0 0 0 0 19

14. What overall effect have limitations in organizational capacity had on your SEA's implementation of RTT reform efforts?

(View question)

Deferred activities included in the RTT application/scope of work Eliminated activities included in the RTT application/scope of work Both deferred and eliminated activities included in the RTT application/scope of work Modified activities included in the RTT application/scope of work Both deferred and modified activities included in the RTT application/scope of work No effect on the planned RTT activities Not applicable, no limitations in organizational capacity Don't know Number of respondents
4 0 0 3 4 7 0 1 19

15. Has your role as SEA increased, remained the same, or decreased as a result of implementing RTT reform efforts?

(View question)

a. Our support activities to LEAs

(View question)

Greatly increased Increased
Remained the
same
Decreased
Greatly decreased Don't know
Number of respondents
7 11 1 0 0 0 19

b. Our oversight activities to LEAs

(View question)

Greatly increased Increased
Remained the
same
Decreased
Greatly decreased Don't know
Number of respondents
2 10 7 0 0 0 19

16. What additional comments do you have regarding RTT organizational capacity (e.g. changes in leadership or overall preparedness for RTT grants management and implementation)?

(View question)

data intentionally not reported


Human Capital Capacity

17. Human Capital Capacity: The extent to which an organization has sufficient staff, knowledge, and technical skills to effectively meet its program goals.



Throughout the grant period, how challenging has human capital capacity been with regard to implementing initiatives under each of the four RTT reform areas?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
4 6 5 2 1 1 0 19

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 6 5 2 1 2 0 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 7 6 1 1 1 0 19

d. Turning around lowest-achieving schools

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 4 5 1 3 4 0 19

18. Throughout the grant period, how challenging have these specific human capital capacity obstacles been to your SEA in implementing RTT reform?

(View question)

a. Having appropriate number of staff

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
5 3 8 1 2 0 0 19

b. Having staff with appropriate skills

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 5 7 2 2 0 0 19

c. Training and development of staff

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
4 9 3 1 2 0 0 19

d. Recruiting staff with the requisite skills

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
4 6 6 3 0 0 0 19

e. Recruiting staff in certain locations (e.g. urban, rural)

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 7 1 2 1 5 1 18

f. Retaining staff with the requisite skills

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
5 6 4 2 2 0 0 19

g. Retaining staff in certain locations (e.g. urban, rural)

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 6 1 1 1 6 1 19

h. Compensating staff competitively

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 7 3 4 2 0 1 19

i. Obtaining short-term assistance

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 4 9 0 0 1 1 18

j. Maintaining technological skills

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
4 7 6 0 2 0 0 19

k. Other

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 0 1 0 1 6 1 9

Q18k. Other - Open-ended question

(View question)

data intentionally not reported


19. Throughout the grant period, how much effort has your SEA taken to build human capital capacity for RTT reform through the following actions?

(View question)

a. Hired new full -time staff

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
7 4 6 1 1 0 0 19

b. Hired new part-time staff

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
0 4 3 4 4 1 3 19

c. Rehired former staff (either full or part-time)

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
0 0 2 6 5 3 3 19

d. Trained existing staff

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
2 4 9 2 0 1 1 19

e. Expanded the responsibilities of current staff

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
4 9 4 0 0 1 1 19

f. Shifted responsibilities among staff

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
6 8 4 0 0 1 0 19

g. Contracted with vendor to provide short-term assistance to SEA staff

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
4 3 5 2 0 3 2 19

h. Contracted with vendor to provide technological expertise or specialty skills needed by the SEA

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
5 8 4 2 0 0 0 19

i. Contracted with vendors for other purposes to build human capital capacity

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
2 1 3 0 2 10 1 19

j. Other actions to build human capital capacity

(View question)

Very great effort Great effort
Moderate effort Some effort
No effort
Not applicable Don't know
Number of respondents
1 0 0 1 2 10 2 16

Q19i. Contracted with vendors for other purposes - Open-ended question

(View question)

data intentionally not reported


Q19j. Other actions to build human capital capacity - Open-ended question

(View question)

data intentionally not reported


If "No effort", "Not applicable", or "Don't know" to 19g, 19h and 19i, please skip to question 22.

(View question)

Skip to 22 Number of respondents
1 1

20. Throughout the grant period, how much support has your SEA received from contractors the state hired to implement the following RTT reform efforts?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

No support
Minimal support Moderate support Extensive support Not applicable Don't know
Number of respondents
0 4 6 5 1 2 18

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

No support
Minimal support Moderate support Extensive support Not applicable Don't know
Number of respondents
0 0 4 11 2 1 18

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

No support
Minimal support Moderate support Extensive support Not applicable Don't know
Number of respondents
0 2 6 6 3 1 18

d. Turning around lowest-achieving schools

(View question)

No support
Minimal support Moderate support Extensive support Not applicable Don't know
Number of respondents
1 3 4 3 6 1 18

21. Throughout the grant period, how challenging did your SEA find the following activities related to using contractors to implement any RTT reform efforts?

(View question)

a. Selection and awarding of a contractor

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 1 6 6 3 0 0 18

b. Managing costs associated with the contract

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 8 3 3 0 0 2 18

c. Ensuring timeliness of contracted services

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 3 7 3 1 0 2 18

d. Ensuring that contract obligations were fulfilled

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 4 5 3 1 0 2 18

e. Ensuring quality of contracted services

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 4 6 2 2 0 1 17

f. Overall contract management and oversight

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 7 8 0 1 0 1 18

g. Navigating internal procurement process (e.g. preparing required documentation)

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 2 2 8 5 0 0 18

h. Other

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 0 0 0 0 5 0 5

Q21h. Other - Open-ended question

(View question)

data intentionally not reported


22. Throughout the RTT grant period, how has your SEA's human capital capacity improved, stayed the same, or declined with regard to implementing RTT reform efforts?

(View question)

Greatly improved Improved
Stayed the same Declined
Greatly declined Don't know
Number of respondents
9 8 2 0 0 0 19

23. What overall effect have limitations in human capital capacity had on your SEA's implementation of RTT reform efforts?

(View question)

Deferred activities included in the RTT application/scope of work Eliminated activities included in the RTT application/scope of work Both deferred and eliminated activities included in the RTT application/scope of work Modified activities included in the RTT application/scope of work Both deferred and modified activities included in the RTT application/scope of work No effect on the planned RTT activities Not applicable, no limitations in human capital capacity Don't know Number of respondents
2 1 0 4 6 6 0 0 19

24. What additional comments do you have regarding RTT human capital capacity (e.g., those related to staffing sufficiency or contractors)?

(View question)

data intentionally not reported


Financial Capacity

25. Financial Capacity: The extent to which an organization has sufficient financial resources to administer or implement the grant.

When responding to questions in this section, please consider, unless otherwise instructed, RTT funding as well as other funding that supports RTT reform efforts.

Throughout the grant period, how challenging has financial capacity been with regard to implementing initiatives under each of the four RTT reform efforts?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
7 4 5 1 1 1 0 19

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
5 5 3 3 1 2 0 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
6 4 4 3 1 1 0 19

d. Turning around lowest-achieving schools

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 5 2 5 0 4 0 19

26. What overall effect have limitations in financial capacity had on your SEA's implementation of RTT reform efforts?

(View question)

Deferred activities included in the RTT application/scope of work Eliminated activities included in the RTT application/scope of work Both deferred and eliminated activities included in the RTT application/scope of work Modified activities included in the RTT application/scope of work Both deferred and modified activities included in the RTT application/scope of work No effect on the planned RTT activities Not applicable, no limitations in financial capacity Don't know Number of respondents
2 0 1 1 1 10 1 3 19

A. What overall effect have limitations in financial capacity had on these specific RTT related activities?

(View question)

a. Hiring staff

(View question)

No effect

Eliminated anticipated
action
Deferred anticipated
action
Modified anticipated
action
Not applicable
Don't know

Number of respondents
2 1 0 2 0 0 5

b. Building data systems

(View question)

No effect

Eliminated anticipated
action
Deferred anticipated
action
Modified anticipated
action
Not applicable
Don't know

Number of respondents
0 0 2 3 0 0 5

c. Offering training, development and support

(View question)

No effect

Eliminated anticipated
action
Deferred anticipated
action
Modified anticipated
action
Not applicable
Don't know

Number of respondents
2 1 0 2 0 0 5

d. Developing curriculum

(View question)

No effect

Eliminated anticipated
action
Deferred anticipated
action
Modified anticipated
action
Not applicable
Don't know

Number of respondents
2 0 0 1 2 0 5

e. Developing statewide assessments

(View question)

No effect

Eliminated anticipated
action
Deferred anticipated
action
Modified anticipated
action
Not applicable
Don't know

Number of respondents
1 0 1 2 1 0 5

f. Other

(View question)

No effect

Eliminated anticipated
action
Deferred anticipated
action
Modified anticipated
action
Not applicable
Don't know

Number of respondents
0 0 1 1 1 0 3

Q26Af. Other - Open-ended question

(View question)

data intentionally not reported


27. Did your SEA receive funds to build financial capacity for RTT reform efforts from any of the following sources?

(View question)

a. State general fund

(View question)

Yes No Don't know Number of respondents
10 6 3 19

b. Foundations

(View question)

Yes No Don't know Number of respondents
8 9 2 19

c. Non-profit organizations

(View question)

Yes No Don't know Number of respondents
3 13 3 19

d. Research associations

(View question)

Yes No Don't know Number of respondents
3 12 4 19

e. Private businesses

(View question)

Yes No Don't know Number of respondents
2 14 3 19

f. Universities

(View question)

Yes No Don't know Number of respondents
2 15 2 19

g. Other

(View question)

Yes No Don't know Number of respondents
0 2 8 10

Q27g. Other - Open-ended question

(View question)

data intentionally not reported


28. Throughout the grant period, how has your SEA's financial capacity improved, remained the same, or declined with regard to implementing RTT reform efforts?

(View question)

Greatly improved Improved
Remained the
same
Declined
Greatly declined Don't know
Number of respondents
4 6 7 0 0 2 19

29. What additional comments do you have regarding RTT financial capacity (e.g., steps taken to build financial capacity or the effect of limited capacity challenges)?

(View question)

data intentionally not reported


Stakeholder Capacity

30. Stakeholder Capacity: The extent to which an organization has sufficient support from its stakeholders, including their authority and commitment to execute reform efforts.

SEA stakeholders include: state leadership, LEA leadership, parents and community, institutes of higher education, and organizations that represent teachers and/or administrators.

Throughout the grant period, how challenging has stakeholder capacity been with regard to implementing initiatives under each of the four RTT reform areas?

(View question)

a. Adopting (and implementing) standards and assessments that prepare students to succeed in college and the workplace and to compete in the global economy

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
5 5 1 4 3 1 0 19

b. Building data systems that measure student growth and success and inform teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 9 3 3 1 2 0 19

c. Recruiting, developing, rewarding, and retaining effective teachers and principals

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 3 5 4 4 1 0 19

d. Turning around lowest-achieving schools

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
5 3 2 3 2 4 0 19

31. Throughout the grant period, how challenging has your SEA found obtaining support for RTT reform efforts from the following stakeholders?

(View question)

a. State political leaders (e.g. Governor)

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
13 2 0 3 0 0 1 19

b. State board of education

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
15 1 3 0 0 0 0 19

c. State legislature

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 10 1 6 1 0 1 19

d. LEA leaders

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 11 2 4 1 1 0 19

e. Local school board

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
2 7 3 0 0 4 3 19

f. Organizations that represent teachers and/or administrators (e.g. unions)

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 2 7 3 3 0 1 19

g. Parents and community

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
4 8 4 2 0 0 1 19

h. Institutes of higher education

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
9 8 1 1 0 0 0 19

i. Other

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 0 0 1 0 5 0 6

Q31i. Other - Open-ended question

(View question)

data intentionally not reported


32. Throughout the grant period, how much effort has your SEA taken to build stakeholder capacity for RTT reform through any of the following actions?

(View question)

a. Consulted with state leadership (e.g. state superintendent, etc.)

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 0 3 6 8 1 1 19

b. Consulted with LEA leadership

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 1 1 5 11 1 0 19

c. Built political relationships (e.g. with Governor)

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 0 1 8 7 0 3 19

d. Consulted with organizations that represent teachers and/or administrators (e.g. unions)

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 0 1 9 8 0 1 19

e. Partnered with third party organizations to increase awareness (e.g., nonprofit or private business)

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 1 5 7 2 0 4 19

f. Developed a mechanism to communicate with stakeholders

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 3 4 5 7 0 0 19

g. Conducted outreach with parents, students or community

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
1 4 3 6 4 0 1 19

h. Other

(View question)

No effort
Some effort
Moderate effort Great effort
Very great effort Not applicable Don't know
Number of respondents
0 0 0 0 2 4 1 7

Q32h. Other - Open-ended question

(View question)

data intentionally not reported


33. Throughout the grant period, how has your SEA's stakeholder capacity improved, stayed the same, or declined with regard to implementing RTT reform efforts?

(View question)

Greatly improved Improved
Stayed the same Declined
Greatly declined Don't know
Number of respondents
2 12 2 1 0 1 18

34. What overall effect have limitations in stakeholder capacity had on your SEA's implementation of RTT reform efforts?

(View question)

Deferred activities included in the RTT application/scope of work Eliminated activities included in the RTT application/scope of work Both deferred and eliminated activities included in the RTT application/scope of work Modified activities included in the RTT application/scope of work Both deferred and modified activities included in the RTT application/scope of work No effect on the planned RTT activities Not applicable, no limitations in stakeholder capacity Don't know Number of respondents
2 0 1 4 5 4 1 2 19

35. What additional comments do you have regarding RTT stakeholder capacity (e.g., the impact of inadequate stakeholder capacity and how it can be built)?

(View question)

data intentionally not reported


Support for Implementing RTT Reform Efforts

36. What level of effort has your SEA made in order to help LEAs to implement RTT reform efforts by providing the following materials or assistance?

(View question)

a. Written guidance, policies, and/or procedures

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
0 0 4 5 10 0 0 19

b. Assistance finding and selecting contractors

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
3 3 4 3 0 5 1 19

c. Training/professional development (for teachers and staff)

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
0 1 0 2 16 0 0 19

d. Technical assistance (e.g. webinars, on-site visits)

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
0 1 1 5 12 0 0 19

e. Updated curriculum

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
1 1 1 1 8 4 1 17

f. Provided models and templates for LEAs use

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
0 0 1 6 12 0 0 19

g. Assistance recruiting or retaining critical staff

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
2 4 4 2 1 5 1 19

h. Updated technical infrastructure (e.g. to facilitate data transfer)

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
1 2 2 5 8 1 0 19

i. Provided support to LEAs on communicating about RTT (e.g. bullet points, fact sheets)

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
0 2 3 5 6 0 3 19

j. Other

(View question)

No effort

Some effort

Moderate effort
Great effort

Very great effort
Did not provide
any assistance
Don't know

Number of respondents
0 0 1 0 2 4 2 9

Q36j. Other - Open-ended question

(View question)

data intentionally not reported


37. How helpful was any assistance your SEA received from the following entities regarding the implementation of RTT reform efforts?

(View question)

a. Foundations/nonprofit organizations

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful

Extremely helpful
Did not receive
any assistance
Don't know

Number of respondents
0 2 2 7 2 3 3 19

b. Contractors hired by the state

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful

Extremely helpful
Did not receive
any assistance
Don't know

Number of respondents
0 0 4 11 3 0 1 19

c. Research organizations

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful

Extremely helpful
Did not receive
any assistance
Don't know

Number of respondents
0 2 6 3 2 2 4 19

d. Universities

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful

Extremely helpful
Did not receive
any assistance
Don't know

Number of respondents
0 2 7 4 2 2 2 19

e. State chartered educational service agencies

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful

Extremely helpful
Did not receive
any assistance
Don't know

Number of respondents
0 2 0 1 3 7 6 19

f. Other

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful

Extremely helpful
Did not provide
any assistance
Don't know

Number of respondents
0 0 0 0 0 3 3 6

Q37f. Other - Open-ended question

(View question)

data intentionally not reported


38. How helpful have the following types of assistance been from the U.S. Department of Education in building the necessary capacity to implement RTT reform efforts?

(View question)

Assistance from Reform Support Network

a. Individualized Technical Assistance

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 5 7 4 2 1 0 19

b. Education Reform Resources (e.g. from publications, white papers)

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 8 6 3 1 1 0 19

c. Communities of Practice (knowledge transfer)

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 4 11 2 0 0 2 19

d. Capacity Building Workstream

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
1 2 4 1 0 4 7 19

Assistance from Education Program Office

e. Individualized Technical Assistance from Program Officer

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 4 2 3 8 0 2 19

f. Technical Assistance from other staff in the Implementation and Support Unit

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 3 4 4 4 2 2 19

g. Education Reform Resources (e.g. from Education's website)

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
3 2 7 4 0 1 2 19

h. Other

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 0 0 0 0 2 3 5

Q38h. Other - Open-ended question

(View question)

data intentionally not reported


39. Would your SEA benefit from any of the additional forms of support or guidance from the U.S. Department of Education?

(View question)

a. Ongoing professional development scheduled throughout the grant period

(View question)

Yes No Don't know Number of respondents
10 4 5 19

b. Training provided locally (e.g. in the state)

(View question)

Yes No Don't know Number of respondents
10 5 4 19

c. Identifying skilled contractors that could assist with reform efforts

(View question)

Yes No Don't know Number of respondents
11 6 2 19

d. Other

(View question)

Yes No Don't know Number of respondents
0 1 4 5

Q39d. Other - Open-ended question

(View question)

data intentionally not reported


40. What additional comments do you have regarding the support your SEA received or provided in implementing RTT reform efforts (e.g., other support your SEA needed)?

(View question)

data intentionally not reported


Sustaining Capacity to Continue RTT Reform Efforts

41. Sustaining Capacity: To maintain the capacity necessary to continue with RTT reform efforts even after RTT funding has been exhausted.

How challenging will the following types of capacity be for your SEA to sustain its RTT reform efforts?

(View question)

a. Organizational capacity

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
4 5 6 2 2 0 0 19

b. Human capital capacity

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
3 4 1 7 4 0 0 19

c. Financial capacity

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
1 5 2 5 6 0 0 19

d. Stakeholder capacity

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Not applicable
Don't know
Number of respondents
0 10 4 2 3 0 0 19

42. Has your SEA taken or does it plan to take any of the following actions to sustain its RTT reform efforts?

(View question)

a. Retain staff with the requisite knowledge and skills

(View question)

Yes No Don't know Number of respondents
19 0 0 19

b. Secure supplemental funding from the state

(View question)

Yes No Don't know Number of respondents
16 0 3 19

c. Secure supplemental funding from other sources

(View question)

Yes No Don't know Number of respondents
9 6 4 19

d. Extend contracted services with key vendors through additional funding

(View question)

Yes No Don't know Number of respondents
12 2 5 19

e. Secure supplemental services (e.g. non-profit consulting) through additional funding

(View question)

Yes No Don't know Number of respondents
5 8 6 19

f. Repurpose existing funding towards RTT grant priorities

(View question)

Yes No Don't know Number of respondents
16 0 3 19

g. Assess future funding adequacy for key RTT reform areas (e.g. multi-year budget forecasting, fiscal notes)

(View question)

Yes No Don't know Number of respondents
12 2 5 19

h. Build institutional knowledge (e.g., to reduce reliance on vendors, to sustain progress on reform efforts)

(View question)

Yes No Don't know Number of respondents
14 1 3 18

i. Modify existing staff roles and responsibilities

(View question)

Yes No Don't know Number of respondents
17 1 1 19

j. Other

(View question)

Yes No Don't know Number of respondents
0 0 4 4

Q42j. Other - Open-ended question

(View question)

data intentionally not reported


43. How helpful have the following types of assistance been from the U.S. Department of Education in sustaining the necessary capacity to implement RTT reform efforts?

(View question)

Assistance from Reform Support Network

a. Individualized Technical Assistance

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
2 4 6 5 1 1 0 19

b. Education Reform Resources (e.g. from publications, white papers)

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
3 4 7 2 1 2 0 19

c. Communities of Practice (knowledge transfer)

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
2 4 6 4 0 1 2 19

d. Capacity Building Workstream

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
2 1 5 1 0 3 6 18

Assistance from Education Program Office

e. Individualized Technical Assistance from Program Officer

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
3 2 2 2 7 1 2 19

f. Technical Assistance from other staff in the Implementation and Support Unit

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
4 1 4 4 3 1 2 19

g. Education Reform Resources (e.g. from Education's website)

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
3 3 7 1 1 2 2 19

h. Other

(View question)

Not at all helpful
Somewhat helpful
Moderately helpful
Very helpful
Extremely helpful
Did not receive
assistance
Don't know
Number of respondents
0 0 0 0 0 2 4 6

Q43h. Other - Open-ended question

(View question)

data intentionally not reported


44. What additional comments do you have regarding how your SEA plans to sustain the capacity necessary to maintain its RTT reform efforts?

(View question)

data intentionally not reported


Federal Competitive Grants

45. Has your SEA submitted a request for an Elementary and Secondary Education Act (ESEA) flexibility waiver from the U.S. Department of Education?

(View question)

Yes No Don't know Number of respondents
19 0 0 19

A. Did your state receive approval for its request?

(View question)

Yes No Don't know Number of respondents
18 1 0 19

B. How challenging is it to fulfill both the requirements of RTT mandates and deadlines associated with Elementary and Secondary Education Act (ESEA) flexibility waivers?

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Don't know
Number of respondents
2 3 4 3 3 3 18

46. How challenging is it to fulfill both the requirements of RTT and mandates and deadlines associated with other federal programs (e.g. School Improvement Grants, Title I of ESEA)?

(View question)

Not at all challenging Somewhat challenging Moderately challenging Very challenging
Extremely challenging Don't know
Number of respondents
4 4 3 1 5 2 19

47. In your opinion, what are some of the advantages of the RTT competitive grant process as a means for school reform or improvement?

(View question)

data intentionally not reported


48. In your opinion, what are some of the disadvantages of the RTT competitive grant process as a means for school reform or improvement?

(View question)

data intentionally not reported


Closing

49. What other activities not already captured in our survey is your SEA doing to build overall statewide capacity to implement, scale up, and sustain its RTT plans?

(View question)

data intentionally not reported


50. What is the name, title, email address and telephone number of the person primarily responsible for completing this survey? We might contact this person if we have follow-up questions. Click _____ for more information about how the survey responses will be reported.

(View question)

a. Name

(View question)

data intentionally not reported


b. Title

(View question)

data intentionally not reported


c. E-mail address

(View question)

data intentionally not reported


d. Phone number

(View question)

data intentionally not reported


Completion

51. Please check one of the options below. Clicking on "Completed" indicates that your answers are official and final.

Your answers will not be used unless you have done this.

(View question)

Completed Not completed Number of respondents
19 0 19

Thank You

Thank you for your participation!

(View question)

You may view and print your completed survey by clicking on the Summary link in the menu to the left.

(View question)