GAO Survey on SEC Personnel and Human Capital Management
U.S. Government Accountability Office
Contents
- Introduction
- Section 1 - Recruitment, Training, Staff Development, and Resources
- Section 2 - Communication Within and Between SEC Divisions and Offices
- Section 3 - Leadership and Management
- Section 4 - Performance Management and Promotions
- Section 5 - Organizational Culture and Climate
- Section 6 - Demographic and Background Information
- Section 7 - Comments and Final Response Submission
Introduction
The U.S. Government Accountability Office (GAO), an independent agency that works for Congress, has been mandated by Section 962 of the Dodd-Frank Wall Street
Reform and Consumer Protection Act (Pub.L. 111-203) to review the quality of personnel management at the U.S. Securities and Exchange Commission (SEC), including
issues related to human capital programs, workforce planning, performance management, and communication. As a part of our review, we are sending this questionnaire
to attorneys, accountants, examiners, financial economists, and IT specialists in mission-critical SEC divisions and offices to obtain their opinions about various
aspects of working at the SEC. Your cooperation is critical to providing the Congress with complete and balanced information on how personnel management is
functioning across these offices and divisions within the SEC. This questionnaire should take about 30 minutes to complete.
GAO pledges to maintain the confidentiality of the responses to this survey, which means that we will not share individually identifiable information obtained from
the responses with SEC, nor release individually identifiable information outside of GAO unless compelled by a court or requested by the Congress. Our information
protection protocols include destroying any link between the identification number assigned to your questionnaire and your
identifying information before issuance of our report. The results of this questionnaire will be used to compile descriptive information on SEC's personnel
management, and the results will be included in summary form in our final report. Individual answers may be discussed in the report, but we will not include
any information that could be used to identify individual respondents.
All of the questions in this survey can be answered by clicking on radio buttons or providing comments in spaces provided at the end of each section. Please
complete the questionnaire within 10 business days of receipt. This questionnaire is divided by topic into seven sections:
(1) Recruitment, Training, Staff Development, and Resources
(2) Communication Between and Within SEC Divisions and Offices
(3) Leadership and Management
(4) Performance Management and Promotions
(5) Organizational Culture and Climate
(6) Demographics and Background Information; and
(7) Final Comments.
Although your participation is voluntary, we urge you to complete this questionnaire. We cannot develop meaningful information without your frank
and honest answers.
Thank you very much for your time.
To learn more about completing the survey, printing your responses, and whom to contact if you have questions, _____
Section 1 - Recruitment, Training, Staff Development, and Resources
Notes on terms used in Section 1:
(1) Division/office: For purposes of this survey, the phrase "division/office" refers to your division or office (such as the Division of Corporation
Finance or OCIE in the Headquarters or the Division of Enforcement or OCIE in a regional office).
(2) Supervisors and managers: For the purposes of this survey, the phrase "supervisors and managers" refers to those in supervisory or management
positions above your current level.
For non-supervisory staff, "supervisors and managers" refers to Exam Managers, Branch Chiefs, and Assistant Directors.
For Exam Managers, Branch Chiefs, and Assistant Directors, "supervisors" refers to those persons above you in the chain of command who are Assistant
Directors or Associate Directors.
(3) Management: For purposes of this survey, "management" refers to Assistant Directors and those at the Senior Officer (SO) level including Directors, Deputy
Directors, Managing Executives, and Associate Directors.
1. To what extent do you agree or disagree with the following statements on recruitment, hiring and
retention? (Select one response per item.)
1a. My division/office is able to attract talented and qualified employees.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 43.9 | 40.1, 47.7 |
Somewhat agree | 35.5 | 31.8, 39.1 | |
Neither agree nor disagree | 7.8 | 5.7, 10.4 | |
Somewhat disagree | 6.7 | 4.8, 9.1 | |
Strongly disagree | 4.3 | 2.7, 6.3 | |
Do not know | 1.8 | 0.9, 3.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 43.8 | 39.6, 48.0 |
Somewhat agree | 34.5 | 30.4, 38.6 | |
Neither agree nor disagree | 7.7 | 5.4, 10.6 | |
Somewhat disagree | 6.9 | 4.7, 9.7 | |
Strongly disagree | 4.8 | 3.0, 7.2 | |
Do not know | 2.3 | 1.1, 4.2 | |
C Supervisors | Strongly agree | 44.3 | 35.8, 52.9 |
Somewhat agree | 39.2 | 30.9, 47.6 | |
Neither agree nor disagree | 8.1 | 3.8, 14.7 | |
Somewhat disagree | 6.1 | 2.5, 12.2 | |
Strongly disagree | 2.2 | 0.4, 6.9 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 29.2 | 19.0, 41.1 |
Somewhat agree | 30.6 | 20.2, 42.5 | |
Neither agree nor disagree | 16.7 | 8.9, 27.3 | |
Somewhat disagree | 9.7 | 4.0, 19.0 | |
Strongly disagree | 5.6 | 1.5, 13.6 | |
Do not know | 8.3 | 3.1, 17.3 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 10.8 | 3.0, 25.4 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 59.4 | 52.4, 66.3 |
Somewhat agree | 32.1 | 25.5, 38.7 | |
Neither agree nor disagree | 3.3 | 1.1, 7.5 | |
Somewhat disagree | 3.3 | 1.1, 7.5 | |
Strongly disagree | 2.0 | 0.4, 5.7 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | 67.4 | 51.5, 80.9 |
Somewhat agree | 18.6 | 8.4, 33.4 | |
Neither agree nor disagree | 0.0 | 0.0, 6.7 | |
Somewhat disagree | 7.0 | 1.5, 19.1 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 2.3 | 0.1, 12.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.5 | 0.1, 22.8 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 37.3 | 29.5, 45.1 |
Somewhat agree | 42.0 | 34.0, 50.0 | |
Neither agree nor disagree | 9.9 | 5.5, 16.3 | |
Somewhat disagree | 6.4 | 3.0, 11.8 | |
Strongly disagree | 3.0 | 0.9, 7.3 | |
Do not know | 1.3 | 0.1, 4.9 | |
J Information Technology | Strongly agree | 22.7 | 11.5, 37.8 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 11.4 | 3.8, 24.6 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 29.2 | 17.0, 44.1 |
Somewhat agree | 43.8 | 33.2, 54.3 | |
Neither agree nor disagree | 2.1 | 0.1, 11.1 | |
Somewhat disagree | 14.6 | 6.1, 27.8 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 58.0 | 48.7, 67.2 |
Somewhat agree | 33.0 | 24.1, 41.8 | |
Neither agree nor disagree | 3.4 | 0.7, 9.6 | |
Somewhat disagree | 3.4 | 0.7, 9.6 | |
Strongly disagree | 2.3 | 0.3, 8.0 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 61.5 | 51.4, 71.6 |
Somewhat agree | 30.8 | 19.9, 43.4 | |
Neither agree nor disagree | 3.1 | 0.4, 10.7 | |
Somewhat disagree | 3.1 | 0.4, 10.7 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 38.0 | 28.2, 47.7 |
Somewhat agree | 41.8 | 31.9, 51.7 | |
Neither agree nor disagree | 11.4 | 5.3, 20.5 | |
Somewhat disagree | 5.1 | 1.4, 12.5 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 34.9 | 23.3, 48.0 |
Somewhat agree | 42.9 | 33.6, 52.1 | |
Neither agree nor disagree | 4.8 | 1.0, 13.3 | |
Somewhat disagree | 11.1 | 4.6, 21.6 | |
Strongly disagree | 4.8 | 1.0, 13.3 | |
Do not know | 1.6 | 0.0, 8.5 |
1b. My division/office retains its most talented and qualified employees.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 21.4 | 18.2, 24.6 |
Somewhat agree | 38.5 | 34.7, 42.2 | |
Neither agree nor disagree | 12.4 | 10.0, 14.8 | |
Somewhat disagree | 18.1 | 15.2, 21.0 | |
Strongly disagree | 7.9 | 5.8, 10.5 | |
Do not know | 1.8 | 0.8, 3.2 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 19.4 | 16.0, 22.8 |
Somewhat agree | 38.3 | 34.1, 42.5 | |
Neither agree nor disagree | 12.6 | 9.7, 16.0 | |
Somewhat disagree | 18.5 | 15.3, 21.7 | |
Strongly disagree | 9.0 | 6.5, 12.0 | |
Do not know | 2.2 | 1.1, 4.1 | |
C Supervisors | Strongly agree | 29.0 | 20.8, 37.2 |
Somewhat agree | 39.0 | 30.7, 47.2 | |
Neither agree nor disagree | 11.6 | 6.4, 19.0 | |
Somewhat disagree | 16.5 | 10.2, 24.6 | |
Strongly disagree | 3.9 | 1.2, 9.3 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 21.1 | 12.3, 32.4 |
Somewhat agree | 32.4 | 21.8, 44.5 | |
Neither agree nor disagree | 12.7 | 6.0, 22.7 | |
Somewhat disagree | 22.5 | 13.5, 34.0 | |
Strongly disagree | 7.0 | 2.3, 15.7 | |
Do not know | 4.2 | 0.9, 11.9 | |
E Division of Economic and Risk Analysis | Strongly agree | 13.5 | 4.5, 28.8 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 16.2 | 6.2, 32.0 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 16.2 | 6.2, 32.0 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 23.9 | 17.4, 31.5 |
Somewhat agree | 38.6 | 31.7, 45.4 | |
Neither agree nor disagree | 11.0 | 6.5, 17.1 | |
Somewhat disagree | 17.7 | 12.0, 24.7 | |
Strongly disagree | 6.9 | 3.4, 12.1 | |
Do not know | 1.9 | 0.4, 5.6 | |
G Investment Management | Strongly agree | 30.2 | 17.2, 46.1 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 9.3 | 2.6, 22.1 | |
Somewhat disagree | 11.6 | 3.9, 25.1 | |
Strongly disagree | 2.3 | 0.1, 12.3 | |
Do not know | 4.7 | 0.6, 15.8 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 20.3 | 14.0, 27.8 |
Somewhat agree | 45.2 | 37.1, 53.3 | |
Neither agree nor disagree | 10.3 | 5.9, 16.6 | |
Somewhat disagree | 15.8 | 10.2, 22.9 | |
Strongly disagree | 8.0 | 4.1, 13.8 | |
Do not know | 0.3 | 0.0, 3.9 | |
J Information Technology | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 14.6 | 6.1, 27.8 |
Somewhat agree | 29.2 | 17.0, 44.1 | |
Neither agree nor disagree | 22.9 | 12.0, 37.3 | |
Somewhat disagree | 25.0 | 13.6, 39.6 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 2.1 | 0.1, 11.1 | |
L Enforcement Regional Offices | Strongly agree | 26.4 | 17.6, 37.0 |
Somewhat agree | 35.6 | 26.6, 44.7 | |
Neither agree nor disagree | 9.2 | 4.1, 17.3 | |
Somewhat disagree | 17.2 | 10.0, 26.8 | |
Strongly disagree | 10.3 | 4.8, 18.7 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 20.0 | 11.1, 31.8 |
Somewhat agree | 43.1 | 32.8, 53.4 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 18.5 | 9.9, 30.0 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 21.5 | 13.1, 32.2 |
Somewhat agree | 48.1 | 38.1, 58.1 | |
Neither agree nor disagree | 10.1 | 4.5, 19.0 | |
Somewhat disagree | 12.7 | 6.2, 22.0 | |
Strongly disagree | 7.6 | 2.8, 15.8 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 15.9 | 7.9, 27.3 |
Somewhat agree | 34.9 | 23.3, 48.0 | |
Neither agree nor disagree | 11.1 | 4.6, 21.6 | |
Somewhat disagree | 27.0 | 16.6, 39.7 | |
Strongly disagree | 9.5 | 3.6, 19.6 | |
Do not know | 1.6 | 0.0, 8.5 |
1c. SEC management usually hires employees who are a good fit for SEC's mission.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 30.3 | 26.7, 33.8 |
Somewhat agree | 44.4 | 40.6, 48.2 | |
Neither agree nor disagree | 11.9 | 9.3, 14.4 | |
Somewhat disagree | 6.8 | 4.8, 9.2 | |
Strongly disagree | 3.5 | 2.1, 5.4 | |
Do not know | 3.2 | 1.9, 5.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 27.7 | 23.8, 31.5 |
Somewhat agree | 45.6 | 41.3, 49.8 | |
Neither agree nor disagree | 13.0 | 10.0, 16.5 | |
Somewhat disagree | 5.8 | 3.8, 8.4 | |
Strongly disagree | 3.9 | 2.3, 6.2 | |
Do not know | 4.0 | 2.4, 6.3 | |
C Supervisors | Strongly agree | 40.4 | 31.8, 49.0 |
Somewhat agree | 39.9 | 31.4, 48.4 | |
Neither agree nor disagree | 7.5 | 3.4, 14.0 | |
Somewhat disagree | 10.5 | 5.6, 17.7 | |
Strongly disagree | 1.7 | 0.2, 6.1 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 37.5 | 28.0, 47.0 |
Somewhat agree | 34.7 | 25.4, 44.0 | |
Neither agree nor disagree | 6.9 | 2.3, 15.5 | |
Somewhat disagree | 8.3 | 3.1, 17.3 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
Do not know | 9.7 | 4.0, 19.0 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | Strongly agree | 33.7 | 27.0, 40.4 |
Somewhat agree | 44.3 | 37.4, 51.3 | |
Neither agree nor disagree | 11.5 | 6.9, 17.6 | |
Somewhat disagree | 5.3 | 2.3, 10.2 | |
Strongly disagree | 2.0 | 0.4, 5.7 | |
Do not know | 3.2 | 1.0, 7.4 | |
G Investment Management | Strongly agree | . | Data Not Reported |
Somewhat agree | 50.0 | 39.5, 60.5 | |
Neither agree nor disagree | 7.1 | 1.5, 19.5 | |
Somewhat disagree | 2.4 | 0.1, 12.6 | |
Strongly disagree | 2.4 | 0.1, 12.6 | |
Do not know | 2.4 | 0.1, 12.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.7 | 1.1, 28.0 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 26.6 | 19.4, 33.8 |
Somewhat agree | 47.8 | 39.7, 55.8 | |
Neither agree nor disagree | 13.7 | 8.5, 20.4 | |
Somewhat disagree | 8.3 | 4.3, 14.2 | |
Strongly disagree | 2.7 | 0.7, 6.9 | |
Do not know | 1.0 | 0.0, 4.7 | |
J Information Technology | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 18.2 | 8.2, 32.7 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 20.8 | 10.5, 35.0 |
Somewhat agree | 54.2 | 43.6, 64.7 | |
Neither agree nor disagree | 18.8 | 8.9, 32.6 | |
Somewhat disagree | 2.1 | 0.1, 11.1 | |
Strongly disagree | 2.1 | 0.1, 11.1 | |
Do not know | 2.1 | 0.1, 11.1 | |
L Enforcement Regional Offices | Strongly agree | 35.2 | 26.2, 44.2 |
Somewhat agree | 39.8 | 30.6, 49.0 | |
Neither agree nor disagree | 14.8 | 8.1, 23.9 | |
Somewhat disagree | 5.7 | 1.9, 12.8 | |
Strongly disagree | 2.3 | 0.3, 8.0 | |
Do not know | 2.3 | 0.3, 8.0 | |
M Enforcement Headquarters | Strongly agree | 31.3 | 20.2, 44.1 |
Somewhat agree | 51.6 | 41.1, 62.0 | |
Neither agree nor disagree | 6.2 | 1.7, 15.2 | |
Somewhat disagree | 4.7 | 1.0, 13.1 | |
Strongly disagree | 1.6 | 0.0, 8.4 | |
Do not know | 4.7 | 1.0, 13.1 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 27.8 | 18.3, 39.1 |
Somewhat agree | 45.6 | 35.6, 55.6 | |
Neither agree nor disagree | 13.9 | 7.2, 23.5 | |
Somewhat disagree | 8.9 | 3.6, 17.4 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 22.2 | 12.7, 34.5 |
Somewhat agree | 55.6 | 46.3, 64.8 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 6.3 | 1.8, 15.5 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 0.0 | 0.0, 4.6 |
1d. When new people start in jobs in my division/office, they are given enough guidance and training.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 19.0 | 15.9, 22.1 |
Somewhat agree | 37.9 | 34.2, 41.7 | |
Neither agree nor disagree | 14.8 | 12.1, 17.4 | |
Somewhat disagree | 15.0 | 12.2, 17.7 | |
Strongly disagree | 7.3 | 5.3, 9.8 | |
Do not know | 6.0 | 4.2, 8.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 17.5 | 14.2, 20.8 |
Somewhat agree | 35.9 | 31.7, 40.1 | |
Neither agree nor disagree | 16.3 | 13.1, 19.4 | |
Somewhat disagree | 15.3 | 12.3, 18.4 | |
Strongly disagree | 7.8 | 5.5, 10.7 | |
Do not know | 7.3 | 5.0, 10.1 | |
C Supervisors | Strongly agree | 24.9 | 17.3, 33.9 |
Somewhat agree | 45.8 | 37.3, 54.3 | |
Neither agree nor disagree | 8.9 | 4.4, 15.7 | |
Somewhat disagree | 13.5 | 7.8, 21.2 | |
Strongly disagree | 5.5 | 2.1, 11.4 | |
Do not know | 1.3 | 0.1, 5.5 | |
D Corporation Finance | Strongly agree | 23.9 | 14.6, 35.5 |
Somewhat agree | 39.4 | 29.8, 49.0 | |
Neither agree nor disagree | 11.3 | 5.0, 21.0 | |
Somewhat disagree | 7.0 | 2.3, 15.7 | |
Strongly disagree | 8.5 | 3.2, 17.5 | |
Do not know | 9.9 | 4.1, 19.3 | |
E Division of Economic and Risk Analysis | Strongly agree | 16.2 | 6.2, 32.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 18.9 | 8.0, 35.2 | |
Somewhat disagree | 18.9 | 8.0, 35.2 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 19.7 | 13.7, 26.9 |
Somewhat agree | 38.0 | 31.2, 44.8 | |
Neither agree nor disagree | 13.5 | 8.5, 20.0 | |
Somewhat disagree | 15.1 | 9.8, 21.8 | |
Strongly disagree | 6.4 | 3.1, 11.6 | |
Do not know | 7.2 | 3.6, 12.5 | |
G Investment Management | Strongly agree | 18.6 | 8.4, 33.4 |
Somewhat agree | 23.3 | 11.8, 38.6 | |
Neither agree nor disagree | 18.6 | 8.4, 33.4 | |
Somewhat disagree | 23.3 | 11.8, 38.6 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 11.6 | 3.9, 25.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 19.7 | 13.4, 27.2 |
Somewhat agree | 41.9 | 34.0, 49.9 | |
Neither agree nor disagree | 14.1 | 8.8, 20.9 | |
Somewhat disagree | 14.0 | 8.7, 20.9 | |
Strongly disagree | 7.1 | 3.4, 12.6 | |
Do not know | 3.3 | 1.0, 8.0 | |
J Information Technology | Strongly agree | 11.4 | 3.8, 24.6 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 27.3 | 15.0, 42.8 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 18.2 | 8.2, 32.7 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 12.5 | 4.7, 25.2 |
Somewhat agree | 33.3 | 20.4, 48.4 | |
Neither agree nor disagree | 12.5 | 4.7, 25.2 | |
Somewhat disagree | 31.3 | 18.7, 46.3 | |
Strongly disagree | 4.2 | 0.5, 14.3 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | Strongly agree | 19.5 | 11.8, 29.4 |
Somewhat agree | 43.7 | 34.3, 53.1 | |
Neither agree nor disagree | 10.3 | 4.8, 18.7 | |
Somewhat disagree | 14.9 | 8.2, 24.2 | |
Strongly disagree | 4.6 | 1.3, 11.4 | |
Do not know | 6.9 | 2.6, 14.4 | |
M Enforcement Headquarters | Strongly agree | 20.0 | 11.1, 31.8 |
Somewhat agree | 29.2 | 18.6, 41.8 | |
Neither agree nor disagree | 18.5 | 9.9, 30.0 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 9.2 | 3.5, 19.0 | |
Do not know | 7.7 | 2.5, 17.0 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 21.5 | 13.1, 32.2 |
Somewhat agree | 39.2 | 29.5, 49.0 | |
Neither agree nor disagree | 13.9 | 7.2, 23.5 | |
Somewhat disagree | 15.2 | 8.1, 25.0 | |
Strongly disagree | 6.3 | 2.1, 14.2 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 12.9 | 5.7, 23.9 |
Somewhat agree | 51.6 | 42.2, 61.0 | |
Neither agree nor disagree | 14.5 | 6.9, 25.8 | |
Somewhat disagree | 9.7 | 3.6, 19.9 | |
Strongly disagree | 9.7 | 3.6, 19.9 | |
Do not know | 1.6 | 0.0, 8.7 |
1e. Hiring is sometimes based more on personal connections than on substantive experience or qualifications.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 9.4 | 7.1, 12.1 |
Somewhat agree | 15.4 | 12.7, 18.0 | |
Neither agree nor disagree | 16.1 | 13.2, 18.9 | |
Somewhat disagree | 19.9 | 16.7, 23.0 | |
Strongly disagree | 24.6 | 21.2, 28.0 | |
Do not know | 14.7 | 12.1, 17.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 10.0 | 7.3, 13.1 |
Somewhat agree | 16.5 | 13.4, 19.6 | |
Neither agree nor disagree | 16.1 | 13.0, 19.2 | |
Somewhat disagree | 20.8 | 17.2, 24.4 | |
Strongly disagree | 19.5 | 16.0, 23.0 | |
Do not know | 17.1 | 13.9, 20.3 | |
C Supervisors | Strongly agree | 7.2 | 3.2, 13.6 |
Somewhat agree | 11.0 | 5.9, 18.2 | |
Neither agree nor disagree | 15.9 | 9.7, 24.0 | |
Somewhat disagree | 16.4 | 10.1, 24.5 | |
Strongly disagree | 44.1 | 35.5, 52.8 | |
Do not know | 5.4 | 2.1, 11.3 | |
D Corporation Finance | Strongly agree | 13.9 | 6.9, 24.1 |
Somewhat agree | 11.1 | 4.9, 20.7 | |
Neither agree nor disagree | 13.9 | 6.9, 24.1 | |
Somewhat disagree | 13.9 | 6.9, 24.1 | |
Strongly disagree | 19.4 | 11.1, 30.5 | |
Do not know | 27.8 | 17.9, 39.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 8.1 | 1.7, 21.9 |
Somewhat agree | 10.8 | 3.0, 25.4 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | Strongly agree | 8.6 | 4.6, 14.2 |
Somewhat agree | 19.1 | 13.2, 26.3 | |
Neither agree nor disagree | 13.7 | 8.6, 20.2 | |
Somewhat disagree | 21.9 | 15.6, 29.4 | |
Strongly disagree | 22.7 | 16.3, 30.2 | |
Do not know | 14.0 | 8.9, 20.6 | |
G Investment Management | Strongly agree | 4.7 | 0.6, 15.8 |
Somewhat agree | 34.9 | 21.0, 50.9 | |
Neither agree nor disagree | 16.3 | 6.8, 30.7 | |
Somewhat disagree | 9.3 | 2.6, 22.1 | |
Strongly disagree | 16.3 | 6.8, 30.7 | |
Do not know | 18.6 | 8.4, 33.4 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 0.0 | 0.0, 12.2 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Strongly agree | 4.7 | 1.9, 9.6 |
Somewhat agree | 9.1 | 4.9, 15.0 | |
Neither agree nor disagree | 19.0 | 12.9, 26.4 | |
Somewhat disagree | 23.4 | 16.7, 31.2 | |
Strongly disagree | 32.8 | 25.1, 40.6 | |
Do not know | 11.0 | 6.4, 17.4 | |
J Information Technology | Strongly agree | 29.5 | 16.8, 45.2 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | Strongly agree | 14.6 | 6.1, 27.8 |
Somewhat agree | 12.5 | 4.7, 25.2 | |
Neither agree nor disagree | 16.7 | 7.5, 30.2 | |
Somewhat disagree | 12.5 | 4.7, 25.2 | |
Strongly disagree | 20.8 | 10.5, 35.0 | |
Do not know | 22.9 | 12.0, 37.3 | |
L Enforcement Regional Offices | Strongly agree | 8.0 | 3.3, 15.7 |
Somewhat agree | 18.2 | 10.8, 27.8 | |
Neither agree nor disagree | 11.4 | 5.6, 19.9 | |
Somewhat disagree | 22.7 | 14.5, 32.9 | |
Strongly disagree | 25.0 | 16.4, 35.4 | |
Do not know | 14.8 | 8.1, 23.9 | |
M Enforcement Headquarters | Strongly agree | 9.5 | 3.6, 19.6 |
Somewhat agree | 20.6 | 11.5, 32.7 | |
Neither agree nor disagree | 17.5 | 9.1, 29.1 | |
Somewhat disagree | 20.6 | 11.5, 32.7 | |
Strongly disagree | 19.0 | 10.2, 30.9 | |
Do not know | 12.7 | 5.6, 23.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 3.8 | 0.8, 10.7 |
Somewhat agree | 7.6 | 2.8, 15.8 | |
Neither agree nor disagree | 19.0 | 11.0, 29.4 | |
Somewhat disagree | 22.8 | 14.1, 33.6 | |
Strongly disagree | 36.7 | 27.0, 46.4 | |
Do not know | 10.1 | 4.5, 19.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 7.9 | 2.6, 17.6 |
Somewhat agree | 14.3 | 6.7, 25.4 | |
Neither agree nor disagree | 19.0 | 10.2, 30.9 | |
Somewhat disagree | 25.4 | 15.3, 37.9 | |
Strongly disagree | 19.0 | 10.2, 30.9 | |
Do not know | 14.3 | 6.7, 25.4 |
1f. My division/office has enough staff to manage the volume of work that needs to be completed
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 7.0 | 5.1, 9.5 |
Somewhat agree | 18.0 | 15.1, 21.0 | |
Neither agree nor disagree | 13.9 | 11.3, 16.6 | |
Somewhat disagree | 30.4 | 26.9, 34.0 | |
Strongly disagree | 27.4 | 23.9, 30.8 | |
Do not know | 3.2 | 1.9, 5.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 6.7 | 4.6, 9.4 |
Somewhat agree | 16.9 | 13.8, 20.0 | |
Neither agree nor disagree | 14.8 | 11.7, 17.9 | |
Somewhat disagree | 32.3 | 28.2, 36.4 | |
Strongly disagree | 25.3 | 21.5, 29.0 | |
Do not know | 4.0 | 2.4, 6.3 | |
C Supervisors | Strongly agree | 8.3 | 3.7, 15.5 |
Somewhat agree | 22.5 | 15.2, 31.3 | |
Neither agree nor disagree | 10.5 | 5.5, 17.7 | |
Somewhat disagree | 23.1 | 15.7, 32.0 | |
Strongly disagree | 35.5 | 27.2, 43.8 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 11.1 | 4.9, 20.7 |
Somewhat agree | 30.6 | 20.2, 42.5 | |
Neither agree nor disagree | 15.3 | 7.9, 25.7 | |
Somewhat disagree | 20.8 | 12.2, 32.0 | |
Strongly disagree | 18.1 | 10.0, 28.9 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 2.7 | 0.1, 14.2 |
Somewhat agree | 21.6 | 9.8, 38.2 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 18.9 | 8.0, 35.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 7.1 | 3.6, 12.3 |
Somewhat agree | 15.0 | 9.8, 21.7 | |
Neither agree nor disagree | 10.5 | 6.2, 16.5 | |
Somewhat disagree | 33.5 | 26.8, 40.1 | |
Strongly disagree | 29.2 | 22.9, 35.6 | |
Do not know | 4.7 | 1.9, 9.3 | |
G Investment Management | Strongly agree | 14.0 | 5.3, 27.9 |
Somewhat agree | 20.9 | 10.0, 36.0 | |
Neither agree nor disagree | 16.3 | 6.8, 30.7 | |
Somewhat disagree | 27.9 | 15.3, 43.7 | |
Strongly disagree | 18.6 | 8.4, 33.4 | |
Do not know | 2.3 | 0.1, 12.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 9.1 | 1.1, 29.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 9.1 | 1.1, 29.2 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 6.4 | 2.9, 11.7 |
Somewhat agree | 16.7 | 10.9, 23.9 | |
Neither agree nor disagree | 16.7 | 11.0, 23.9 | |
Somewhat disagree | 29.4 | 22.1, 36.8 | |
Strongly disagree | 27.8 | 20.5, 35.0 | |
Do not know | 3.0 | 0.9, 7.4 | |
J Information Technology | Strongly agree | 0.0 | 0.0, 6.6 |
Somewhat agree | 9.1 | 2.5, 21.7 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 36.4 | 22.4, 52.2 | |
Strongly disagree | 45.5 | 35.1, 55.8 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 4.2 | 0.5, 14.3 |
Somewhat agree | 14.6 | 6.1, 27.8 | |
Neither agree nor disagree | 20.8 | 10.5, 35.0 | |
Somewhat disagree | 27.1 | 15.3, 41.8 | |
Strongly disagree | 33.3 | 20.4, 48.4 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 5.7 | 1.9, 12.8 |
Somewhat agree | 14.8 | 8.1, 23.9 | |
Neither agree nor disagree | 11.4 | 5.6, 19.9 | |
Somewhat disagree | 35.2 | 26.2, 44.2 | |
Strongly disagree | 27.3 | 18.3, 37.8 | |
Do not know | 5.7 | 1.9, 12.8 | |
M Enforcement Headquarters | Strongly agree | 9.2 | 3.5, 19.0 |
Somewhat agree | 15.4 | 7.6, 26.5 | |
Neither agree nor disagree | 9.2 | 3.5, 19.0 | |
Somewhat disagree | 30.8 | 19.9, 43.4 | |
Strongly disagree | 32.3 | 21.2, 45.1 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 6.3 | 2.1, 14.2 |
Somewhat agree | 17.7 | 10.0, 27.9 | |
Neither agree nor disagree | 16.5 | 9.1, 26.5 | |
Somewhat disagree | 29.1 | 19.4, 40.4 | |
Strongly disagree | 27.8 | 18.3, 39.1 | |
Do not know | 2.5 | 0.3, 8.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 6.5 | 1.8, 15.7 |
Somewhat agree | 12.9 | 5.7, 23.9 | |
Neither agree nor disagree | 17.7 | 9.2, 29.5 | |
Somewhat disagree | 30.6 | 19.6, 43.7 | |
Strongly disagree | 27.4 | 16.9, 40.2 | |
Do not know | 4.8 | 1.0, 13.5 |
2. To what extent do you agree or disagree with the following statements on training and development
opportunities? (Select one response per item.)
Please note: Some questions ask you to look back over the past three years. If you have worked at the
SEC for less than three years, we ask that you look back over the period of time that you have worked
at the SEC.
2a. SEC management is committed to the ongoing training and development of staff.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 31.7 | 28.1, 35.4 |
Somewhat agree | 44.0 | 40.2, 47.8 | |
Neither agree nor disagree | 10.2 | 7.8, 13.0 | |
Somewhat disagree | 9.1 | 6.8, 11.8 | |
Strongly disagree | 4.0 | 2.5, 6.0 | |
Do not know | 1.0 | 0.3, 2.2 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 28.4 | 24.5, 32.4 |
Somewhat agree | 45.2 | 40.9, 49.5 | |
Neither agree nor disagree | 10.6 | 7.9, 13.9 | |
Somewhat disagree | 10.0 | 7.4, 13.1 | |
Strongly disagree | 4.5 | 2.8, 6.8 | |
Do not know | 1.2 | 0.4, 2.8 | |
C Supervisors | Strongly agree | 44.7 | 36.0, 53.4 |
Somewhat agree | 39.2 | 30.8, 47.5 | |
Neither agree nor disagree | 8.3 | 3.9, 15.0 | |
Somewhat disagree | 5.7 | 2.2, 11.7 | |
Strongly disagree | 2.2 | 0.4, 6.9 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 28.2 | 18.1, 40.1 |
Somewhat agree | 49.3 | 39.5, 59.1 | |
Neither agree nor disagree | 5.6 | 1.6, 13.8 | |
Somewhat disagree | 8.5 | 3.2, 17.5 | |
Strongly disagree | 7.0 | 2.3, 15.7 | |
Do not know | 1.4 | 0.0, 7.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 35.2 | 28.5, 41.9 |
Somewhat agree | 43.9 | 36.9, 50.9 | |
Neither agree nor disagree | 8.5 | 4.6, 14.1 | |
Somewhat disagree | 8.5 | 4.6, 14.0 | |
Strongly disagree | 2.5 | 0.7, 6.4 | |
Do not know | 1.4 | 0.2, 4.8 | |
G Investment Management | Strongly agree | 27.9 | 15.3, 43.7 |
Somewhat agree | 51.2 | 40.8, 61.5 | |
Neither agree nor disagree | 11.6 | 3.9, 25.1 | |
Somewhat disagree | 7.0 | 1.5, 19.1 | |
Strongly disagree | 2.3 | 0.1, 12.3 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 34.9 | 27.2, 42.7 |
Somewhat agree | 42.4 | 34.5, 50.4 | |
Neither agree nor disagree | 10.3 | 5.8, 16.6 | |
Somewhat disagree | 9.4 | 5.1, 15.4 | |
Strongly disagree | 2.7 | 0.7, 6.9 | |
Do not know | 0.3 | 0.0, 3.9 | |
J Information Technology | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 25.5 | 13.9, 40.3 |
Somewhat agree | 53.2 | 42.5, 63.9 | |
Neither agree nor disagree | 8.5 | 2.4, 20.4 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 2.1 | 0.1, 11.3 | |
Do not know | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Strongly agree | 34.1 | 25.2, 43.0 |
Somewhat agree | 45.5 | 36.1, 54.8 | |
Neither agree nor disagree | 9.1 | 4.0, 17.1 | |
Somewhat disagree | 8.0 | 3.3, 15.7 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 2.3 | 0.3, 8.0 | |
M Enforcement Headquarters | Strongly agree | 36.9 | 26.9, 47.0 |
Somewhat agree | 41.5 | 31.3, 51.8 | |
Neither agree nor disagree | 7.7 | 2.5, 17.0 | |
Somewhat disagree | 9.2 | 3.5, 19.0 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 36.7 | 27.0, 46.4 |
Somewhat agree | 40.5 | 30.7, 50.3 | |
Neither agree nor disagree | 11.4 | 5.3, 20.5 | |
Somewhat disagree | 8.9 | 3.6, 17.4 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 28.6 | 17.9, 41.3 |
Somewhat agree | 49.2 | 39.9, 58.5 | |
Neither agree nor disagree | 6.3 | 1.8, 15.5 | |
Somewhat disagree | 11.1 | 4.6, 21.6 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 1.6 | 0.0, 8.5 |
2b. SEC needs to invest more in the development of new staff.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 20.5 | 17.5, 23.6 |
Somewhat agree | 37.2 | 33.5, 40.9 | |
Neither agree nor disagree | 23.8 | 20.5, 27.1 | |
Somewhat disagree | 11.7 | 9.1, 14.3 | |
Strongly disagree | 2.5 | 1.3, 4.1 | |
Do not know | 4.4 | 2.8, 6.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 20.8 | 17.3, 24.2 |
Somewhat agree | 38.3 | 34.1, 42.5 | |
Neither agree nor disagree | 22.9 | 19.3, 26.5 | |
Somewhat disagree | 10.7 | 8.0, 13.9 | |
Strongly disagree | 2.2 | 1.1, 4.0 | |
Do not know | 5.1 | 3.3, 7.6 | |
C Supervisors | Strongly agree | 19.6 | 12.7, 28.1 |
Somewhat agree | 33.0 | 25.2, 40.8 | |
Neither agree nor disagree | 27.3 | 19.4, 35.2 | |
Somewhat disagree | 15.5 | 9.3, 23.5 | |
Strongly disagree | 3.4 | 0.9, 8.7 | |
Do not know | 1.3 | 0.1, 5.5 | |
D Corporation Finance | Strongly agree | 11.3 | 5.0, 21.0 |
Somewhat agree | 32.4 | 21.8, 44.5 | |
Neither agree nor disagree | 26.8 | 16.9, 38.6 | |
Somewhat disagree | 14.1 | 7.0, 24.4 | |
Strongly disagree | 5.6 | 1.6, 13.8 | |
Do not know | 9.9 | 4.1, 19.3 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 19.4 | 8.2, 36.0 | |
Somewhat disagree | 0.0 | 0.0, 8.0 | |
Strongly disagree | 5.6 | 0.7, 18.7 | |
Do not know | 5.6 | 0.7, 18.7 | |
F Enforcement | Strongly agree | 24.8 | 18.8, 30.9 |
Somewhat agree | 32.4 | 25.9, 39.0 | |
Neither agree nor disagree | 23.8 | 17.3, 31.4 | |
Somewhat disagree | 11.0 | 6.6, 17.1 | |
Strongly disagree | 2.7 | 0.7, 6.6 | |
Do not know | 5.2 | 2.2, 10.0 | |
G Investment Management | Strongly agree | 16.7 | 7.0, 31.4 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 28.6 | 15.7, 44.6 | |
Somewhat disagree | 14.3 | 5.4, 28.5 | |
Strongly disagree | 0.0 | 0.0, 6.9 | |
Do not know | 2.4 | 0.1, 12.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 4.3 | 0.1, 21.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 18.0 | 12.0, 25.3 |
Somewhat agree | 42.1 | 34.1, 50.1 | |
Neither agree nor disagree | 22.8 | 16.2, 30.6 | |
Somewhat disagree | 14.7 | 9.2, 21.8 | |
Strongly disagree | 0.4 | 0.0, 3.9 | |
Do not know | 2.0 | 0.3, 6.3 | |
J Information Technology | Strongly agree | 34.1 | 20.5, 49.9 |
Somewhat agree | 36.4 | 22.4, 52.2 | |
Neither agree nor disagree | 25.0 | 13.2, 40.3 | |
Somewhat disagree | 2.3 | 0.1, 12.0 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 21.3 | 10.7, 35.7 |
Somewhat agree | 38.3 | 24.5, 53.6 | |
Neither agree nor disagree | 21.3 | 10.7, 35.7 | |
Somewhat disagree | 6.4 | 1.3, 17.5 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
Do not know | 6.4 | 1.3, 17.5 | |
L Enforcement Regional Offices | Strongly agree | 25.0 | 16.4, 35.4 |
Somewhat agree | 29.5 | 21.0, 38.1 | |
Neither agree nor disagree | 27.3 | 18.3, 37.8 | |
Somewhat disagree | 10.2 | 4.8, 18.5 | |
Strongly disagree | 3.4 | 0.7, 9.6 | |
Do not know | 4.5 | 1.3, 11.2 | |
M Enforcement Headquarters | Strongly agree | 24.6 | 14.8, 36.9 |
Somewhat agree | 36.9 | 26.9, 47.0 | |
Neither agree nor disagree | 18.5 | 9.9, 30.0 | |
Somewhat disagree | 12.3 | 5.5, 22.8 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 6.2 | 1.7, 15.0 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 15.4 | 8.2, 25.3 |
Somewhat agree | 41.0 | 31.1, 50.9 | |
Neither agree nor disagree | 24.4 | 15.3, 35.4 | |
Somewhat disagree | 16.7 | 9.2, 26.8 | |
Strongly disagree | 0.0 | 0.0, 3.8 | |
Do not know | 2.6 | 0.3, 9.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 27.0 | 16.6, 39.7 |
Somewhat agree | 46.0 | 36.7, 55.3 | |
Neither agree nor disagree | 17.5 | 9.1, 29.1 | |
Somewhat disagree | 7.9 | 2.6, 17.6 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 0.0 | 0.0, 4.6 |
2c. The training I have received over the past three years has provided me skills and experience to meet SEC's needs.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 26.1 | 22.7, 29.5 |
Somewhat agree | 45.6 | 41.7, 49.4 | |
Neither agree nor disagree | 15.9 | 13.2, 18.6 | |
Somewhat disagree | 8.8 | 6.6, 11.5 | |
Strongly disagree | 3.4 | 2.1, 5.3 | |
Do not know | 0.2 | 0.0, 1.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 24.7 | 21.0, 28.5 |
Somewhat agree | 45.1 | 40.8, 49.4 | |
Neither agree nor disagree | 16.5 | 13.4, 19.6 | |
Somewhat disagree | 10.0 | 7.4, 13.2 | |
Strongly disagree | 3.4 | 1.9, 5.6 | |
Do not know | 0.2 | 0.0, 1.2 | |
C Supervisors | Strongly agree | 31.4 | 23.2, 39.7 |
Somewhat agree | 47.6 | 38.9, 56.4 | |
Neither agree nor disagree | 13.5 | 7.7, 21.3 | |
Somewhat disagree | 4.1 | 1.2, 10.1 | |
Strongly disagree | 3.4 | 0.9, 8.7 | |
Do not know | 0.0 | 0.0, 2.7 | |
D Corporation Finance | Strongly agree | 33.8 | 24.5, 43.1 |
Somewhat agree | 45.1 | 35.3, 54.9 | |
Neither agree nor disagree | 9.9 | 4.1, 19.3 | |
Somewhat disagree | 7.0 | 2.3, 15.7 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 1.4 | 0.0, 7.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.1 | 1.7, 21.9 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 27.2 | 20.9, 33.5 |
Somewhat agree | 47.2 | 40.2, 54.3 | |
Neither agree nor disagree | 13.7 | 8.7, 20.2 | |
Somewhat disagree | 10.0 | 5.7, 15.9 | |
Strongly disagree | 1.9 | 0.4, 5.6 | |
Do not know | 0.0 | 0.0, 2.0 | |
G Investment Management | Strongly agree | 25.6 | 13.5, 41.2 |
Somewhat agree | 44.2 | 33.9, 54.5 | |
Neither agree nor disagree | 23.3 | 11.8, 38.6 | |
Somewhat disagree | 4.7 | 0.6, 15.8 | |
Strongly disagree | 2.3 | 0.1, 12.3 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 23.4 | 16.6, 31.3 |
Somewhat agree | 47.2 | 39.0, 55.4 | |
Neither agree nor disagree | 16.3 | 10.6, 23.5 | |
Somewhat disagree | 8.9 | 4.6, 15.2 | |
Strongly disagree | 4.2 | 1.5, 9.0 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 50.0 | 39.6, 60.4 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 11.4 | 3.8, 24.6 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 21.3 | 10.7, 35.7 |
Somewhat agree | 40.4 | 26.4, 55.7 | |
Neither agree nor disagree | 25.5 | 13.9, 40.3 | |
Somewhat disagree | 10.6 | 3.5, 23.1 | |
Strongly disagree | 2.1 | 0.1, 11.3 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 27.6 | 18.5, 38.2 |
Somewhat agree | 49.4 | 40.0, 58.9 | |
Neither agree nor disagree | 11.5 | 5.7, 20.1 | |
Somewhat disagree | 10.3 | 4.8, 18.7 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 3.4 | |
M Enforcement Headquarters | Strongly agree | 26.6 | 16.3, 39.1 |
Somewhat agree | 43.7 | 33.4, 54.1 | |
Neither agree nor disagree | 17.2 | 8.9, 28.7 | |
Somewhat disagree | 9.4 | 3.5, 19.3 | |
Strongly disagree | 3.1 | 0.4, 10.8 | |
Do not know | 0.0 | 0.0, 4.6 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 25.0 | 15.8, 36.3 |
Somewhat agree | 47.4 | 37.2, 57.6 | |
Neither agree nor disagree | 14.5 | 7.5, 24.4 | |
Somewhat disagree | 10.5 | 4.7, 19.7 | |
Strongly disagree | 2.6 | 0.3, 9.2 | |
Do not know | 0.0 | 0.0, 3.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 17.7 | 9.2, 29.5 |
Somewhat agree | 46.8 | 37.4, 56.2 | |
Neither agree nor disagree | 22.6 | 12.9, 35.0 | |
Somewhat disagree | 3.2 | 0.4, 11.2 | |
Strongly disagree | 9.7 | 3.6, 19.9 | |
Do not know | 0.0 | 0.0, 4.7 |
2d. Management in my division/office needs to do more to address skills gaps.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 13.4 | 10.9, 15.9 |
Somewhat agree | 31.2 | 27.6, 34.8 | |
Neither agree nor disagree | 26.6 | 23.2, 30.0 | |
Somewhat disagree | 18.0 | 14.9, 21.0 | |
Strongly disagree | 6.0 | 4.2, 8.3 | |
Do not know | 4.8 | 3.2, 6.9 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 13.6 | 10.5, 17.1 |
Somewhat agree | 30.3 | 26.3, 34.2 | |
Neither agree nor disagree | 27.6 | 23.8, 31.4 | |
Somewhat disagree | 17.5 | 14.1, 20.9 | |
Strongly disagree | 5.6 | 3.7, 8.2 | |
Do not know | 5.5 | 3.6, 8.0 | |
C Supervisors | Strongly agree | 12.9 | 7.3, 20.6 |
Somewhat agree | 34.7 | 26.4, 43.0 | |
Neither agree nor disagree | 22.9 | 15.5, 31.8 | |
Somewhat disagree | 19.9 | 12.9, 28.5 | |
Strongly disagree | 7.4 | 3.3, 13.9 | |
Do not know | 2.2 | 0.3, 7.2 | |
D Corporation Finance | Strongly agree | 12.7 | 6.0, 22.7 |
Somewhat agree | 25.4 | 15.8, 37.1 | |
Neither agree nor disagree | 28.2 | 18.1, 40.1 | |
Somewhat disagree | 16.9 | 9.0, 27.7 | |
Strongly disagree | 14.1 | 7.0, 24.4 | |
Do not know | 2.8 | 0.3, 9.8 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | 18.9 | 8.0, 35.2 | |
Neither agree nor disagree | 24.3 | 11.8, 41.2 | |
Somewhat disagree | 18.9 | 8.0, 35.2 | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | Strongly agree | 9.1 | 5.0, 14.8 |
Somewhat agree | 30.8 | 24.4, 37.1 | |
Neither agree nor disagree | 27.0 | 20.8, 33.3 | |
Somewhat disagree | 19.8 | 13.8, 27.0 | |
Strongly disagree | 6.2 | 3.0, 11.3 | |
Do not know | 7.2 | 3.6, 12.5 | |
G Investment Management | Strongly agree | 14.0 | 5.3, 27.9 |
Somewhat agree | 30.2 | 17.2, 46.1 | |
Neither agree nor disagree | 34.9 | 21.0, 50.9 | |
Somewhat disagree | 11.6 | 3.9, 25.1 | |
Strongly disagree | 7.0 | 1.5, 19.1 | |
Do not know | 2.3 | 0.1, 12.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 8.7 | 1.1, 28.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 13.9 | 8.6, 20.8 |
Somewhat agree | 35.1 | 27.3, 42.9 | |
Neither agree nor disagree | 24.4 | 17.5, 32.4 | |
Somewhat disagree | 19.4 | 13.1, 27.0 | |
Strongly disagree | 2.8 | 0.7, 7.1 | |
Do not know | 4.5 | 1.6, 9.7 | |
J Information Technology | Strongly agree | 43.2 | 32.9, 53.5 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 10.6 | 3.5, 23.1 |
Somewhat agree | 40.4 | 26.4, 55.7 | |
Neither agree nor disagree | 25.5 | 13.9, 40.3 | |
Somewhat disagree | 14.9 | 6.2, 28.3 | |
Strongly disagree | 4.3 | 0.5, 14.5 | |
Do not know | 4.3 | 0.5, 14.5 | |
L Enforcement Regional Offices | Strongly agree | 8.0 | 3.3, 15.7 |
Somewhat agree | 23.9 | 15.4, 34.1 | |
Neither agree nor disagree | 29.5 | 21.0, 38.1 | |
Somewhat disagree | 21.6 | 13.5, 31.6 | |
Strongly disagree | 10.2 | 4.8, 18.5 | |
Do not know | 6.8 | 2.5, 14.3 | |
M Enforcement Headquarters | Strongly agree | 10.8 | 4.4, 20.9 |
Somewhat agree | 41.5 | 31.3, 51.8 | |
Neither agree nor disagree | 23.1 | 13.5, 35.2 | |
Somewhat disagree | 16.9 | 8.8, 28.3 | |
Strongly disagree | 0.0 | 0.0, 4.5 | |
Do not know | 7.7 | 2.5, 17.0 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 13.3 | 6.6, 23.2 |
Somewhat agree | 34.7 | 24.9, 44.5 | |
Neither agree nor disagree | 22.7 | 13.8, 33.8 | |
Somewhat disagree | 21.3 | 12.7, 32.3 | |
Strongly disagree | 2.7 | 0.3, 9.3 | |
Do not know | 5.3 | 1.5, 13.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 15.9 | 7.9, 27.3 |
Somewhat agree | 36.5 | 27.5, 45.5 | |
Neither agree nor disagree | 30.2 | 19.2, 43.0 | |
Somewhat disagree | 12.7 | 5.6, 23.5 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 1.6 | 0.0, 8.5 |
3. For those training opportunities that you have been involved with over the past three years, to what
extent, if at all, have the following types of training provided information and knowledge that is directly
relevant to your work? (Select one response per item.)
3a. Training provided by the SEC University
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 25.9 | 22.4, 29.3 |
To a moderate extent | 39.7 | 35.9, 43.4 | |
To a small extent | 22.8 | 19.6, 26.0 | |
To no extent | 4.3 | 2.8, 6.3 | |
No basis to judge | 5.4 | 3.7, 7.6 | |
Do not know | 1.9 | 1.0, 3.5 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 26.3 | 22.4, 30.2 |
To a moderate extent | 39.6 | 35.4, 43.8 | |
To a small extent | 21.2 | 17.8, 24.6 | |
To no extent | 4.7 | 3.0, 7.1 | |
No basis to judge | 6.1 | 4.0, 8.7 | |
Do not know | 2.1 | 1.0, 4.0 | |
C Supervisors | To a great extent | 24.2 | 16.6, 33.1 |
To a moderate extent | 40.1 | 31.6, 48.5 | |
To a small extent | 29.1 | 21.1, 37.0 | |
To no extent | 2.6 | 0.5, 7.5 | |
No basis to judge | 2.9 | 0.7, 7.8 | |
Do not know | 1.2 | 0.1, 5.6 | |
D Corporation Finance | To a great extent | 19.7 | 11.2, 30.9 |
To a moderate extent | 36.6 | 27.1, 46.1 | |
To a small extent | 22.5 | 13.5, 34.0 | |
To no extent | 8.5 | 3.2, 17.5 | |
No basis to judge | 8.5 | 3.2, 17.5 | |
Do not know | 4.2 | 0.9, 11.9 | |
E Division of Economic and Risk Analysis | To a great extent | 18.9 | 8.0, 35.2 |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 2.7 | 0.1, 14.2 | |
No basis to judge | 8.1 | 1.7, 21.9 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | To a great extent | 31.4 | 24.9, 37.9 |
To a moderate extent | 36.8 | 30.1, 43.5 | |
To a small extent | 17.8 | 12.1, 24.8 | |
To no extent | 4.7 | 1.9, 9.3 | |
No basis to judge | 6.7 | 3.3, 11.8 | |
Do not know | 2.7 | 0.7, 6.6 | |
G Investment Management | To a great extent | 14.6 | 5.6, 29.2 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 24.4 | 12.4, 40.3 | |
To no extent | 0.0 | 0.0, 7.0 | |
No basis to judge | 4.9 | 0.6, 16.5 | |
Do not know | 0.0 | 0.0, 7.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 4.3 | 0.1, 21.9 | |
No basis to judge | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 27.0 | 19.7, 34.2 |
To a moderate extent | 41.0 | 33.0, 48.9 | |
To a small extent | 25.1 | 18.3, 31.9 | |
To no extent | 3.0 | 0.9, 7.3 | |
No basis to judge | 3.0 | 0.8, 7.7 | |
Do not know | 1.0 | 0.0, 4.7 | |
J Information Technology | To a great extent | 22.7 | 11.5, 37.8 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 27.3 | 15.0, 42.8 | |
To no extent | 6.8 | 1.4, 18.7 | |
No basis to judge | 4.5 | 0.6, 15.5 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | To a great extent | 20.8 | 10.5, 35.0 |
To a moderate extent | 47.9 | 37.3, 58.5 | |
To a small extent | 22.9 | 12.0, 37.3 | |
To no extent | 2.1 | 0.1, 11.1 | |
No basis to judge | 6.3 | 1.3, 17.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | To a great extent | 31.8 | 23.0, 40.6 |
To a moderate extent | 31.8 | 23.0, 40.6 | |
To a small extent | 19.3 | 11.7, 29.1 | |
To no extent | 5.7 | 1.9, 12.8 | |
No basis to judge | 8.0 | 3.3, 15.7 | |
Do not know | 3.4 | 0.7, 9.6 | |
M Enforcement Headquarters | To a great extent | 30.8 | 19.9, 43.4 |
To a moderate extent | 44.6 | 34.3, 54.9 | |
To a small extent | 15.4 | 7.6, 26.5 | |
To no extent | 3.1 | 0.4, 10.7 | |
No basis to judge | 4.6 | 1.0, 12.9 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 27.8 | 18.3, 39.1 |
To a moderate extent | 41.8 | 31.9, 51.7 | |
To a small extent | 22.8 | 14.1, 33.6 | |
To no extent | 2.5 | 0.3, 8.8 | |
No basis to judge | 3.8 | 0.8, 10.7 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 23.8 | 14.0, 36.2 |
To a moderate extent | 38.1 | 29.0, 47.2 | |
To a small extent | 33.3 | 22.0, 46.3 | |
To no extent | 4.8 | 1.0, 13.3 | |
No basis to judge | 0.0 | 0.0, 4.6 | |
Do not know | 0.0 | 0.0, 4.6 |
3b. External training or conferences
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 21.0 | 17.9, 24.1 |
To a moderate extent | 28.6 | 25.1, 32.0 | |
To a small extent | 18.6 | 15.6, 21.6 | |
To no extent | 9.4 | 7.1, 12.2 | |
No basis to judge | 18.9 | 15.8, 21.9 | |
Do not know | 3.5 | 2.2, 5.4 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 20.2 | 16.8, 23.7 |
To a moderate extent | 29.9 | 25.9, 33.8 | |
To a small extent | 17.6 | 14.4, 20.8 | |
To no extent | 9.2 | 6.7, 12.3 | |
No basis to judge | 18.8 | 15.4, 22.2 | |
Do not know | 4.3 | 2.6, 6.6 | |
C Supervisors | To a great extent | 24.0 | 16.4, 32.9 |
To a moderate extent | 23.5 | 16.0, 32.4 | |
To a small extent | 22.7 | 15.3, 31.5 | |
To no extent | 10.3 | 5.4, 17.4 | |
No basis to judge | 19.1 | 12.3, 27.5 | |
Do not know | 0.5 | 0.0, 4.8 | |
D Corporation Finance | To a great extent | 20.8 | 12.2, 32.0 |
To a moderate extent | 23.6 | 14.4, 35.1 | |
To a small extent | 20.8 | 12.2, 32.0 | |
To no extent | 6.9 | 2.3, 15.5 | |
No basis to judge | 20.8 | 12.2, 32.0 | |
Do not know | 6.9 | 2.3, 15.5 | |
E Division of Economic and Risk Analysis | To a great extent | . | Data Not Reported |
To a moderate extent | 21.6 | 9.8, 38.2 | |
To a small extent | 21.6 | 9.8, 38.2 | |
To no extent | 10.8 | 3.0, 25.4 | |
No basis to judge | 8.1 | 1.7, 21.9 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | To a great extent | 20.0 | 13.9, 27.2 |
To a moderate extent | 31.7 | 25.1, 38.2 | |
To a small extent | 17.8 | 12.1, 24.8 | |
To no extent | 9.1 | 5.0, 14.8 | |
No basis to judge | 19.6 | 13.7, 26.8 | |
Do not know | 1.9 | 0.4, 5.5 | |
G Investment Management | To a great extent | 21.4 | 10.3, 36.8 |
To a moderate extent | 28.6 | 15.7, 44.6 | |
To a small extent | 16.7 | 7.0, 31.4 | |
To no extent | 11.9 | 4.0, 25.6 | |
No basis to judge | 14.3 | 5.4, 28.5 | |
Do not know | 7.1 | 1.5, 19.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 0.0 | 0.0, 12.2 | |
No basis to judge | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 19.1 | 13.0, 26.6 |
To a moderate extent | 26.5 | 19.4, 33.6 | |
To a small extent | 18.4 | 12.4, 25.8 | |
To no extent | 11.4 | 6.6, 17.8 | |
No basis to judge | 20.0 | 13.7, 27.6 | |
Do not know | 4.7 | 1.8, 9.6 | |
J Information Technology | To a great extent | 21.4 | 10.3, 36.8 |
To a moderate extent | 19.0 | 8.6, 34.1 | |
To a small extent | 21.4 | 10.3, 36.8 | |
To no extent | 9.5 | 2.7, 22.6 | |
No basis to judge | 28.6 | 15.7, 44.6 | |
Do not know | 0.0 | 0.0, 6.9 | |
K Trading and Markets | To a great extent | 29.2 | 17.0, 44.1 |
To a moderate extent | 37.5 | 24.0, 52.6 | |
To a small extent | 10.4 | 3.5, 22.7 | |
To no extent | 8.3 | 2.3, 20.0 | |
No basis to judge | 12.5 | 4.7, 25.2 | |
Do not know | 2.1 | 0.1, 11.1 | |
L Enforcement Regional Offices | To a great extent | 23.9 | 15.4, 34.1 |
To a moderate extent | 35.2 | 26.2, 44.2 | |
To a small extent | 19.3 | 11.7, 29.1 | |
To no extent | 8.0 | 3.3, 15.7 | |
No basis to judge | 12.5 | 6.4, 21.3 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | To a great extent | 13.8 | 6.5, 24.7 |
To a moderate extent | 26.2 | 16.0, 38.5 | |
To a small extent | 15.4 | 7.6, 26.5 | |
To no extent | 10.8 | 4.4, 20.9 | |
No basis to judge | 30.8 | 19.9, 43.4 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 17.7 | 10.0, 27.9 |
To a moderate extent | 25.3 | 16.2, 36.4 | |
To a small extent | 19.0 | 11.0, 29.4 | |
To no extent | 11.4 | 5.3, 20.5 | |
No basis to judge | 21.5 | 13.1, 32.2 | |
Do not know | 5.1 | 1.4, 12.5 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 24.2 | 14.2, 36.7 |
To a moderate extent | 30.6 | 19.6, 43.7 | |
To a small extent | 16.1 | 8.0, 27.7 | |
To no extent | 11.3 | 4.7, 21.9 | |
No basis to judge | 14.5 | 6.9, 25.8 | |
Do not know | 3.2 | 0.4, 11.2 |
3c. Computer-based training delivered by Internet
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 13.9 | 11.1, 16.7 |
To a moderate extent | 38.5 | 34.7, 42.3 | |
To a small extent | 28.5 | 25.0, 31.9 | |
To no extent | 8.9 | 6.6, 11.5 | |
No basis to judge | 8.0 | 5.8, 10.5 | |
Do not know | 2.3 | 1.2, 3.9 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 15.4 | 12.1, 18.6 |
To a moderate extent | 36.9 | 32.7, 41.1 | |
To a small extent | 27.9 | 24.0, 31.7 | |
To no extent | 9.2 | 6.7, 12.3 | |
No basis to judge | 8.0 | 5.7, 11.0 | |
Do not know | 2.6 | 1.3, 4.6 | |
C Supervisors | To a great extent | 8.2 | 3.7, 15.1 |
To a moderate extent | 44.8 | 36.1, 53.5 | |
To a small extent | 30.8 | 22.8, 38.9 | |
To no extent | 7.6 | 3.4, 14.1 | |
No basis to judge | 7.7 | 3.5, 14.2 | |
Do not know | 1.0 | 0.0, 5.1 | |
D Corporation Finance | To a great extent | 12.9 | 6.1, 23.0 |
To a moderate extent | 32.9 | 22.1, 45.1 | |
To a small extent | 27.1 | 17.2, 39.1 | |
To no extent | 10.0 | 4.1, 19.5 | |
No basis to judge | 12.9 | 6.1, 23.0 | |
Do not know | 4.3 | 0.9, 12.0 | |
E Division of Economic and Risk Analysis | To a great extent | 10.8 | 3.0, 25.4 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 21.6 | 9.8, 38.2 | |
To no extent | 21.6 | 9.8, 38.2 | |
No basis to judge | 8.1 | 1.7, 21.9 | |
Do not know | 10.8 | 3.0, 25.4 | |
F Enforcement | To a great extent | 13.4 | 8.4, 19.9 |
To a moderate extent | 42.3 | 35.3, 49.3 | |
To a small extent | 29.6 | 23.2, 36.1 | |
To no extent | 7.3 | 3.7, 12.7 | |
No basis to judge | 6.0 | 2.8, 11.1 | |
Do not know | 1.3 | 0.2, 4.7 | |
G Investment Management | To a great extent | 4.9 | 0.6, 16.5 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 24.4 | 12.4, 40.3 | |
To no extent | 22.0 | 10.6, 37.6 | |
No basis to judge | 4.9 | 0.6, 16.5 | |
Do not know | 0.0 | 0.0, 7.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | 8.7 | 1.1, 28.0 |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 4.3 | 0.1, 21.9 | |
No basis to judge | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 19.3 | 13.2, 26.8 |
To a moderate extent | 37.4 | 29.6, 45.2 | |
To a small extent | 26.3 | 19.2, 33.5 | |
To no extent | 7.3 | 3.6, 12.9 | |
No basis to judge | 8.7 | 4.6, 14.5 | |
Do not know | 1.0 | 0.0, 4.7 | |
J Information Technology | To a great extent | 9.1 | 2.5, 21.7 |
To a moderate extent | 43.2 | 32.9, 53.5 | |
To a small extent | 27.3 | 15.0, 42.8 | |
To no extent | 9.1 | 2.5, 21.7 | |
No basis to judge | 6.8 | 1.4, 18.7 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | To a great extent | 6.3 | 1.3, 17.2 |
To a moderate extent | 37.5 | 24.0, 52.6 | |
To a small extent | 33.3 | 20.4, 48.4 | |
To no extent | 8.3 | 2.3, 20.0 | |
No basis to judge | 8.3 | 2.3, 20.0 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | To a great extent | 14.9 | 8.2, 24.2 |
To a moderate extent | 41.4 | 32.1, 50.7 | |
To a small extent | 27.6 | 18.5, 38.2 | |
To no extent | 8.0 | 3.3, 15.9 | |
No basis to judge | 6.9 | 2.6, 14.4 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | To a great extent | 10.9 | 4.5, 21.2 |
To a moderate extent | 43.7 | 33.4, 54.1 | |
To a small extent | 32.8 | 21.6, 45.7 | |
To no extent | 6.2 | 1.7, 15.2 | |
No basis to judge | 4.7 | 1.0, 13.1 | |
Do not know | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 19.0 | 11.0, 29.4 |
To a moderate extent | 36.7 | 27.0, 46.4 | |
To a small extent | 26.6 | 17.3, 37.7 | |
To no extent | 7.6 | 2.8, 15.8 | |
No basis to judge | 8.9 | 3.6, 17.4 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 20.6 | 11.5, 32.7 |
To a moderate extent | 39.7 | 30.5, 48.8 | |
To a small extent | 25.4 | 15.3, 37.9 | |
To no extent | 6.3 | 1.8, 15.5 | |
No basis to judge | 7.9 | 2.6, 17.6 | |
Do not know | 0.0 | 0.0, 4.6 |
4. Have there been opportunities over the past three years for you to participate in training that provided the latest
industry specific knowledge relevant to your job with outside instructors who are experts in the field?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Yes | 76.3 | 73.1, 79.5 |
No | 17.8 | 14.9, 20.7 | |
Do not know | 5.9 | 4.1, 8.2 | |
B Entry or Mid-Level Non-Supervisors | Yes | 76.4 | 72.8, 80.0 |
No | 17.7 | 14.4, 20.9 | |
Do not know | 5.9 | 3.9, 8.5 | |
C Supervisors | Yes | 75.9 | 67.0, 83.4 |
No | 18.2 | 11.6, 26.5 | |
Do not know | 5.9 | 2.4, 11.9 | |
D Corporation Finance | Yes | 80.6 | 69.5, 88.9 |
No | 18.1 | 10.0, 28.9 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Yes | . | Data Not Reported |
No | 16.2 | 6.2, 32.0 | |
Do not know | 16.2 | 6.2, 32.0 | |
F Enforcement | Yes | 77.8 | 70.4, 84.1 |
No | 15.7 | 10.3, 22.5 | |
Do not know | 6.5 | 3.1, 11.6 | |
G Investment Management | Yes | 67.4 | 51.5, 80.9 |
No | 23.3 | 11.8, 38.6 | |
Do not know | 9.3 | 2.6, 22.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Yes | . | Data Not Reported |
No | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Yes | 79.3 | 71.7, 85.6 |
No | 15.6 | 10.1, 22.7 | |
Do not know | 5.1 | 2.1, 10.1 | |
J Information Technology | Yes | 50.0 | 39.6, 60.4 |
No | 45.5 | 35.1, 55.8 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | Yes | 81.3 | 67.4, 91.1 |
No | 12.5 | 4.7, 25.2 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | Yes | 78.4 | 68.4, 86.5 |
No | 15.9 | 9.0, 25.2 | |
Do not know | 5.7 | 1.9, 12.8 | |
M Enforcement Headquarters | Yes | 76.9 | 64.8, 86.5 |
No | 15.4 | 7.6, 26.5 | |
Do not know | 7.7 | 2.5, 17.0 | |
N Compliance Inspections and Examinations Regional Offices | Yes | 79.7 | 69.2, 88.0 |
No | 16.5 | 9.1, 26.5 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Yes | 77.8 | 65.5, 87.3 |
No | 12.7 | 5.6, 23.5 | |
Do not know | 9.5 | 3.6, 19.6 |
5. In general, how adequate is the number of training opportunities that provide the latest industry specific knowledge
relevant to your job with outside instructors who are experts in the field?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | More than adequate | 15.0 | 12.2, 17.9 |
Adequate | 48.4 | 44.6, 52.3 | |
Less than adequate | 31.3 | 27.7, 34.8 | |
Do not know | 5.3 | 3.6, 7.5 | |
B Entry or Mid-Level Non-Supervisors | More than adequate | 15.6 | 12.4, 18.8 |
Adequate | 47.3 | 43.0, 51.6 | |
Less than adequate | 31.7 | 27.7, 35.7 | |
Do not know | 5.4 | 3.5, 7.9 | |
C Supervisors | More than adequate | 13.0 | 7.4, 20.6 |
Adequate | 52.6 | 44.0, 61.2 | |
Less than adequate | 29.5 | 21.9, 37.1 | |
Do not know | 4.8 | 1.7, 10.6 | |
D Corporation Finance | More than adequate | 15.5 | 8.0, 26.0 |
Adequate | 46.5 | 36.7, 56.3 | |
Less than adequate | 33.8 | 24.5, 43.1 | |
Do not know | 4.2 | 0.9, 11.9 | |
E Division of Economic and Risk Analysis | More than adequate | 10.8 | 3.0, 25.4 |
Adequate | 48.6 | 38.6, 58.7 | |
Less than adequate | . | Data Not Reported | |
Do not know | 10.8 | 3.0, 25.4 | |
F Enforcement | More than adequate | 19.1 | 13.2, 26.3 |
Adequate | 46.5 | 39.5, 53.5 | |
Less than adequate | 28.6 | 22.3, 34.9 | |
Do not know | 5.8 | 2.7, 10.8 | |
G Investment Management | More than adequate | 14.0 | 5.3, 27.9 |
Adequate | 51.2 | 40.8, 61.5 | |
Less than adequate | 30.2 | 17.2, 46.1 | |
Do not know | 4.7 | 0.6, 15.8 | |
H Office of the Chief Accountant and Office of Credit Ratings | More than adequate | 4.3 | 0.1, 21.9 |
Adequate | . | Data Not Reported | |
Less than adequate | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | More than adequate | 14.4 | 9.0, 21.2 |
Adequate | 51.3 | 43.2, 59.4 | |
Less than adequate | 29.3 | 22.0, 36.7 | |
Do not know | 5.0 | 2.0, 10.0 | |
J Information Technology | More than adequate | 4.5 | 0.6, 15.5 |
Adequate | 34.1 | 20.5, 49.9 | |
Less than adequate | 54.5 | 44.2, 64.9 | |
Do not know | 6.8 | 1.4, 18.7 | |
K Trading and Markets | More than adequate | 10.4 | 3.5, 22.7 |
Adequate | 50.0 | 39.4, 60.6 | |
Less than adequate | 35.4 | 22.2, 50.5 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | More than adequate | 19.5 | 11.8, 29.4 |
Adequate | 51.7 | 42.3, 61.2 | |
Less than adequate | 24.1 | 15.6, 34.5 | |
Do not know | 4.6 | 1.3, 11.4 | |
M Enforcement Headquarters | More than adequate | 18.5 | 9.9, 30.0 |
Adequate | 38.5 | 28.4, 48.6 | |
Less than adequate | 35.4 | 25.4, 45.3 | |
Do not know | 7.7 | 2.5, 17.0 | |
N Compliance Inspections and Examinations Regional Offices | More than adequate | 13.9 | 7.2, 23.5 |
Adequate | 51.9 | 41.9, 61.9 | |
Less than adequate | 29.1 | 19.4, 40.4 | |
Do not know | 5.1 | 1.4, 12.5 | |
O Compliance Inspections and Examinations Headquarters | More than adequate | 15.9 | 7.9, 27.3 |
Adequate | 49.2 | 39.9, 58.5 | |
Less than adequate | 30.2 | 19.2, 43.0 | |
Do not know | 4.8 | 1.0, 13.3 |
6. Over the past three years, how many times have you taken part in training that provided the latest industry specific
knowledge relevant to your job that included outside instructors who are experts in the field?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Never | 13.8 | 11.2, 16.4 |
Once or twice | 45.1 | 41.2, 48.9 | |
Three or more times | 37.4 | 33.6, 41.1 | |
Do not know | 3.8 | 2.4, 5.7 | |
B Entry or Mid-Level Non-Supervisors | Never | 13.6 | 10.6, 17.2 |
Once or twice | 44.9 | 40.6, 49.2 | |
Three or more times | 37.9 | 33.7, 42.1 | |
Do not know | 3.5 | 2.0, 5.6 | |
C Supervisors | Never | 14.4 | 8.4, 22.2 |
Once or twice | 45.7 | 37.0, 54.4 | |
Three or more times | 35.1 | 26.8, 43.3 | |
Do not know | 4.9 | 1.7, 10.7 | |
D Corporation Finance | Never | 16.7 | 8.9, 27.3 |
Once or twice | 37.5 | 28.0, 47.0 | |
Three or more times | 40.3 | 30.7, 49.9 | |
Do not know | 5.6 | 1.5, 13.6 | |
E Division of Economic and Risk Analysis | Never | 13.9 | 4.7, 29.5 |
Once or twice | . | Data Not Reported | |
Three or more times | . | Data Not Reported | |
Do not know | 8.3 | 1.8, 22.5 | |
F Enforcement | Never | 14.1 | 9.0, 20.7 |
Once or twice | 46.2 | 39.2, 53.2 | |
Three or more times | 37.0 | 30.2, 43.8 | |
Do not know | 2.7 | 0.7, 6.6 | |
G Investment Management | Never | 16.3 | 6.8, 30.7 |
Once or twice | . | Data Not Reported | |
Three or more times | 32.6 | 19.1, 48.5 | |
Do not know | 11.6 | 3.9, 25.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Never | 8.7 | 1.1, 28.0 |
Once or twice | . | Data Not Reported | |
Three or more times | . | Data Not Reported | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Never | 10.1 | 5.6, 16.3 |
Once or twice | 46.6 | 38.5, 54.7 | |
Three or more times | 41.0 | 33.1, 49.0 | |
Do not know | 2.3 | 0.5, 6.5 | |
J Information Technology | Never | 25.0 | 13.2, 40.3 |
Once or twice | 52.3 | 41.9, 62.6 | |
Three or more times | 18.2 | 8.2, 32.7 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | Never | 15.2 | 6.3, 28.9 |
Once or twice | 45.7 | 34.9, 56.4 | |
Three or more times | 34.8 | 21.4, 50.2 | |
Do not know | 4.3 | 0.5, 14.8 | |
L Enforcement Regional Offices | Never | 11.4 | 5.6, 19.9 |
Once or twice | 51.1 | 41.7, 60.5 | |
Three or more times | 34.1 | 25.2, 43.0 | |
Do not know | 3.4 | 0.7, 9.6 | |
M Enforcement Headquarters | Never | 18.5 | 9.9, 30.0 |
Once or twice | 38.5 | 28.4, 48.6 | |
Three or more times | 41.5 | 31.3, 51.8 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Never | 10.1 | 4.5, 19.0 |
Once or twice | 48.1 | 38.1, 58.1 | |
Three or more times | 39.2 | 29.5, 49.0 | |
Do not know | 2.5 | 0.3, 8.8 | |
O Compliance Inspections and Examinations Headquarters | Never | 9.8 | 3.7, 20.2 |
Once or twice | 41.0 | 31.6, 50.3 | |
Three or more times | 47.5 | 38.1, 57.0 | |
Do not know | 1.6 | 0.0, 8.8 |
7. With respect to the hiring freeze that began in January of 2017, what effect, if any, has the hiring freeze had on your workload?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Positive effect | 0.4 | 0.1, 1.4 |
No effect | 19.6 | 16.5, 22.7 | |
Negative effect | 65.7 | 62.0, 69.4 | |
No basis to judge | 10.6 | 8.2, 13.4 | |
Do not know | 3.7 | 2.3, 5.6 | |
B Entry or Mid-Level Non-Supervisors | Positive effect | 0.5 | 0.1, 1.7 |
No effect | 19.7 | 16.3, 23.1 | |
Negative effect | 63.3 | 59.2, 67.5 | |
No basis to judge | 12.0 | 9.1, 15.3 | |
Do not know | 4.5 | 2.8, 6.9 | |
C Supervisors | Positive effect | 0.0 | 0.0, 2.6 |
No effect | 19.2 | 12.4, 27.7 | |
Negative effect | 75.0 | 66.0, 82.7 | |
No basis to judge | 5.2 | 1.9, 11.1 | |
Do not know | 0.5 | 0.0, 4.8 | |
D Corporation Finance | Positive effect | 0.0 | 0.0, 4.1 |
No effect | 21.1 | 12.3, 32.4 | |
Negative effect | 64.8 | 55.4, 74.2 | |
No basis to judge | 11.3 | 5.0, 21.0 | |
Do not know | 2.8 | 0.3, 9.8 | |
E Division of Economic and Risk Analysis | Positive effect | 2.7 | 0.1, 14.2 |
No effect | 13.5 | 4.5, 28.8 | |
Negative effect | . | Data Not Reported | |
No basis to judge | 8.1 | 1.7, 21.9 | |
Do not know | 8.1 | 1.7, 21.9 | |
F Enforcement | Positive effect | 0.6 | 0.0, 3.6 |
No effect | 19.9 | 13.9, 27.1 | |
Negative effect | 67.0 | 60.4, 73.5 | |
No basis to judge | 8.5 | 4.6, 14.1 | |
Do not know | 4.0 | 1.5, 8.4 | |
G Investment Management | Positive effect | 0.0 | 0.0, 6.7 |
No effect | 18.6 | 8.4, 33.4 | |
Negative effect | 67.4 | 51.5, 80.9 | |
No basis to judge | 4.7 | 0.6, 15.8 | |
Do not know | 9.3 | 2.6, 22.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Positive effect | 0.0 | 0.0, 12.2 |
No effect | . | Data Not Reported | |
Negative effect | . | Data Not Reported | |
No basis to judge | 8.7 | 1.1, 28.0 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Positive effect | 0.3 | 0.0, 3.9 |
No effect | 21.7 | 15.2, 29.4 | |
Negative effect | 62.3 | 54.5, 70.2 | |
No basis to judge | 12.3 | 7.4, 18.9 | |
Do not know | 3.3 | 1.0, 7.9 | |
J Information Technology | Positive effect | 0.0 | 0.0, 6.7 |
No effect | 9.3 | 2.6, 22.1 | |
Negative effect | 69.8 | 53.9, 82.8 | |
No basis to judge | 20.9 | 10.0, 36.0 | |
Do not know | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Positive effect | 0.0 | 0.0, 6.2 |
No effect | 17.0 | 7.6, 30.8 | |
Negative effect | 70.2 | 55.1, 82.7 | |
No basis to judge | 10.6 | 3.5, 23.1 | |
Do not know | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Positive effect | 0.0 | 0.0, 3.3 |
No effect | 15.9 | 9.0, 25.2 | |
Negative effect | 70.5 | 61.9, 79.0 | |
No basis to judge | 9.1 | 4.0, 17.1 | |
Do not know | 4.5 | 1.3, 11.2 | |
M Enforcement Headquarters | Positive effect | 1.5 | 0.0, 8.3 |
No effect | 26.2 | 16.0, 38.5 | |
Negative effect | 61.5 | 51.4, 71.6 | |
No basis to judge | 7.7 | 2.5, 17.0 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Positive effect | 0.0 | 0.0, 3.7 |
No effect | 21.5 | 13.1, 32.2 | |
Negative effect | 62.0 | 52.3, 71.8 | |
No basis to judge | 12.7 | 6.2, 22.0 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Positive effect | 1.6 | 0.0, 8.5 |
No effect | 22.2 | 12.7, 34.5 | |
Negative effect | 63.5 | 54.5, 72.5 | |
No basis to judge | 11.1 | 4.6, 21.6 | |
Do not know | 1.6 | 0.0, 8.5 |
a. How large of a positive effect has the hiring freeze had on your workload?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
Those Answering Positive Effect to Q07 | Large positive effect | . | Data Not Reported |
Moderate positive effect | . | Data Not Reported | |
Small positive effect | . | Data Not Reported | |
No opinion | . | Data Not Reported |
a. How large of a negative effect has the hiring freeze had on your workload?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A Those Answering Negative Effect to Q07 | Large negative effect | 37.7 | 33.1, 42.2 |
Moderate negative effect | 50.2 | 45.5, 55.0 | |
Small negative effect | 11.5 | 8.4, 15.2 | |
No opinion | 0.6 | 0.1, 2.2 | |
B Entry or Mid-Level Non-Supervisors | Large negative effect | 35.3 | 30.2, 40.3 |
Moderate negative effect | 52.1 | 46.7, 57.4 | |
Small negative effect | 11.8 | 8.3, 16.2 | |
No opinion | 0.8 | 0.1, 2.9 | |
C Supervisors | Large negative effect | 45.5 | 35.8, 55.3 |
Moderate negative effect | 44.2 | 34.3, 54.1 | |
Small negative effect | 10.3 | 4.6, 19.1 | |
No opinion | 0.0 | 0.0, 3.4 | |
D Corporation Finance | Large negative effect | 41.3 | 27.0, 56.8 |
Moderate negative effect | 41.3 | 27.0, 56.8 | |
Small negative effect | 17.4 | 7.8, 31.4 | |
No opinion | 0.0 | 0.0, 6.3 | |
E Division of Economic and Risk Analysis | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 11.3 | |
F Enforcement | Large negative effect | 35.4 | 27.1, 43.7 |
Moderate negative effect | 54.2 | 45.7, 62.7 | |
Small negative effect | 10.4 | 5.2, 18.0 | |
No opinion | 0.0 | 0.0, 2.9 | |
G Investment Management | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 13.8 | 3.9, 31.7 | |
No opinion | 3.4 | 0.1, 17.8 | |
H Office of the Chief Accountant and Office of Credit Ratings | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 17.1 | |
I Compliance Inspections and Examinations | Large negative effect | 32.7 | 23.2, 42.2 |
Moderate negative effect | 54.0 | 43.8, 64.1 | |
Small negative effect | 11.7 | 5.9, 20.3 | |
No opinion | 1.6 | 0.1, 7.5 | |
J Information Technology | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 3.3 | 0.1, 17.2 | |
No opinion | 0.0 | 0.0, 9.5 | |
K Trading and Markets | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 3.0 | 0.1, 15.8 | |
No opinion | 0.0 | 0.0, 8.7 | |
L Enforcement Regional Offices | Large negative effect | 32.8 | 21.3, 46.0 |
Moderate negative effect | 62.3 | 51.3, 73.3 | |
Small negative effect | 4.9 | 1.0, 13.7 | |
No opinion | 0.0 | 0.0, 4.8 | |
M Enforcement Headquarters | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 20.0 | 9.1, 35.6 | |
No opinion | 0.0 | 0.0, 7.2 | |
N Compliance Inspections and Examinations Regional Offices | Large negative effect | 30.6 | 18.3, 45.4 |
Moderate negative effect | 55.1 | 42.4, 67.8 | |
Small negative effect | 12.2 | 4.6, 24.8 | |
No opinion | 2.0 | 0.1, 10.9 | |
O Compliance Inspections and Examinations Headquarters | Large negative effect | . | Data Not Reported |
Moderate negative effect | 50.0 | 38.3, 61.7 | |
Small negative effect | 10.0 | 2.8, 23.7 | |
No opinion | 0.0 | 0.0, 7.2 |
8. With respect to the hiring freeze that began in January of 2017, what effect, if any, has the hiring freeze had on your division/office's ability to meet its mission?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Positive effect | 0.5 | 0.1, 1.7 |
No effect | 11.6 | 9.1, 14.1 | |
Negative effect | 65.3 | 61.7, 68.9 | |
No basis to judge | 13.8 | 11.2, 16.5 | |
Do not know | 8.7 | 6.5, 11.4 | |
B Entry or Mid-Level Non-Supervisors | Positive effect | 0.7 | 0.1, 2.1 |
No effect | 11.0 | 8.3, 14.3 | |
Negative effect | 62.5 | 58.4, 66.6 | |
No basis to judge | 16.1 | 12.9, 19.3 | |
Do not know | 9.8 | 7.2, 12.9 | |
C Supervisors | Positive effect | 0.0 | 0.0, 2.6 |
No effect | 13.9 | 7.9, 22.0 | |
Negative effect | 76.4 | 67.5, 83.9 | |
No basis to judge | 5.0 | 1.8, 10.8 | |
Do not know | 4.7 | 1.6, 10.5 | |
D Corporation Finance | Positive effect | 0.0 | 0.0, 4.1 |
No effect | 21.1 | 12.3, 32.4 | |
Negative effect | 46.5 | 36.7, 56.3 | |
No basis to judge | 19.7 | 11.2, 30.9 | |
Do not know | 12.7 | 6.0, 22.7 | |
E Division of Economic and Risk Analysis | Positive effect | 0.0 | 0.0, 7.8 |
No effect | 0.0 | 0.0, 7.8 | |
Negative effect | 75.7 | 58.8, 88.2 | |
No basis to judge | 10.8 | 3.0, 25.4 | |
Do not know | 13.5 | 4.5, 28.8 | |
F Enforcement | Positive effect | 0.6 | 0.0, 3.6 |
No effect | 9.0 | 5.0, 14.7 | |
Negative effect | 75.3 | 69.2, 81.3 | |
No basis to judge | 7.2 | 3.6, 12.5 | |
Do not know | 7.9 | 4.1, 13.4 | |
G Investment Management | Positive effect | 0.0 | 0.0, 6.7 |
No effect | 11.6 | 3.9, 25.1 | |
Negative effect | 51.2 | 40.8, 61.5 | |
No basis to judge | 16.3 | 6.8, 30.7 | |
Do not know | 20.9 | 10.0, 36.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Positive effect | 0.0 | 0.0, 12.2 |
No effect | . | Data Not Reported | |
Negative effect | . | Data Not Reported | |
No basis to judge | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Positive effect | 1.0 | 0.0, 4.7 |
No effect | 13.7 | 8.5, 20.4 | |
Negative effect | 62.4 | 54.5, 70.3 | |
No basis to judge | 16.3 | 10.6, 23.4 | |
Do not know | 6.7 | 3.2, 12.1 | |
J Information Technology | Positive effect | 0.0 | 0.0, 6.9 |
No effect | 4.8 | 0.6, 16.2 | |
Negative effect | 69.0 | 52.9, 82.4 | |
No basis to judge | 21.4 | 10.3, 36.8 | |
Do not know | 4.8 | 0.6, 16.2 | |
K Trading and Markets | Positive effect | 0.0 | 0.0, 6.1 |
No effect | 6.3 | 1.3, 17.2 | |
Negative effect | 60.4 | 45.3, 74.2 | |
No basis to judge | 22.9 | 12.0, 37.3 | |
Do not know | 10.4 | 3.5, 22.7 | |
L Enforcement Regional Offices | Positive effect | 0.0 | 0.0, 3.3 |
No effect | 6.8 | 2.5, 14.3 | |
Negative effect | 78.4 | 68.4, 86.5 | |
No basis to judge | 6.8 | 2.5, 14.3 | |
Do not know | 8.0 | 3.3, 15.7 | |
M Enforcement Headquarters | Positive effect | 1.6 | 0.0, 8.4 |
No effect | 12.5 | 5.6, 23.2 | |
Negative effect | 70.3 | 57.6, 81.1 | |
No basis to judge | 7.8 | 2.6, 17.3 | |
Do not know | 7.8 | 2.6, 17.3 | |
N Compliance Inspections and Examinations Regional Offices | Positive effect | 1.3 | 0.0, 6.9 |
No effect | 13.9 | 7.2, 23.5 | |
Negative effect | 60.8 | 51.0, 70.5 | |
No basis to judge | 17.7 | 10.0, 27.9 | |
Do not know | 6.3 | 2.1, 14.2 | |
O Compliance Inspections and Examinations Headquarters | Positive effect | 0.0 | 0.0, 4.6 |
No effect | 12.7 | 5.6, 23.5 | |
Negative effect | 68.3 | 55.3, 79.4 | |
No basis to judge | 11.1 | 4.6, 21.6 | |
Do not know | 7.9 | 2.6, 17.6 |
a. How large of a positive effect has the hiring freeze had on your division/office's ability to meet its mission?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
Those Answering Positive Effect to Q08 | Large positive effect | . | Data Not Reported |
Moderate positive effect | . | Data Not Reported | |
Small positive effect | . | Data Not Reported | |
No opinion | . | Data Not Reported |
a. How large of a negative effect has the hiring freeze had on your division/office's ability to meet its mission?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A Those Answering Negative Effect to Q08 | Large negative effect | 34.2 | 29.6, 38.8 |
Moderate negative effect | 48.9 | 44.1, 53.7 | |
Small negative effect | 14.4 | 11.0, 18.5 | |
No opinion | 2.5 | 1.1, 4.7 | |
B Entry or Mid-Level Non-Supervisors | Large negative effect | 36.0 | 30.7, 41.3 |
Moderate negative effect | 47.8 | 42.3, 53.3 | |
Small negative effect | 12.9 | 9.2, 17.5 | |
No opinion | 3.2 | 1.5, 6.2 | |
C Supervisors | Large negative effect | 28.4 | 19.3, 39.1 |
Moderate negative effect | 52.4 | 42.6, 62.3 | |
Small negative effect | 19.1 | 11.5, 29.0 | |
No opinion | 0.0 | 0.0, 3.4 | |
D Corporation Finance | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 12.1 | 3.4, 28.2 | |
No opinion | 0.0 | 0.0, 8.7 | |
E Division of Economic and Risk Analysis | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 10.1 | |
F Enforcement | Large negative effect | 36.7 | 28.8, 44.5 |
Moderate negative effect | 50.2 | 42.0, 58.3 | |
Small negative effect | 9.8 | 5.0, 16.8 | |
No opinion | 3.3 | 0.9, 8.5 | |
G Investment Management | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 4.5 | 0.1, 22.8 | |
H Office of the Chief Accountant and Office of Credit Ratings | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 16.2 | |
I Compliance Inspections and Examinations | Large negative effect | 37.3 | 27.5, 47.1 |
Moderate negative effect | 43.2 | 33.1, 53.3 | |
Small negative effect | 16.3 | 9.1, 26.0 | |
No opinion | 3.2 | 0.5, 10.1 | |
J Information Technology | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 10.3 | 2.2, 27.4 | |
No opinion | 0.0 | 0.0, 9.8 | |
K Trading and Markets | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 9.8 | |
L Enforcement Regional Offices | Large negative effect | 34.8 | 24.7, 44.9 |
Moderate negative effect | 52.2 | 41.6, 62.8 | |
Small negative effect | 11.6 | 5.1, 21.6 | |
No opinion | 1.4 | 0.0, 7.8 | |
M Enforcement Headquarters | Large negative effect | 40.0 | 25.7, 55.7 |
Moderate negative effect | 46.7 | 34.2, 59.1 | |
Small negative effect | 6.7 | 1.4, 18.3 | |
No opinion | 6.7 | 1.4, 18.3 | |
N Compliance Inspections and Examinations Regional Offices | Large negative effect | 34.0 | 20.9, 49.3 |
Moderate negative effect | 42.6 | 29.7, 55.4 | |
Small negative effect | 19.1 | 9.1, 33.3 | |
No opinion | 4.3 | 0.5, 14.5 | |
O Compliance Inspections and Examinations Headquarters | Large negative effect | 47.6 | 36.2, 59.0 |
Moderate negative effect | 45.2 | 33.9, 56.6 | |
Small negative effect | 7.1 | 1.5, 19.5 | |
No opinion | 0.0 | 0.0, 6.9 |
9. If there are any other issues, details, or information concerning recruitment, training, staff development and resources
that you would like us to know about, please use the space below to provide this information.
Section 2 - Communication Within and Between SEC Divisions and Offices
Notes on terms used in Section 2:
(1) Division/office: For purposes of this survey, the phrase "division/office" refers to your division or office (such as the Division of Corporation
Finance or OCIE in the Headquarters or the Division of Enforcement or OCIE in a regional office).
(2) Management: For purposes of this survey, "management" refers to Assistant Directors and those at the Senior Officer (SO) level including Directors, Deputy
Directors, Managing Executives, and Associate Directors.
Please note: Some questions ask you to look back over the past three years. If you have worked at the SEC for less than three years, we ask that you look back
over the period of time that you have worked at the SEC.
10. To what extent do you agree or disagree with the following statements regarding communication within your division/office
or between your division/office and other SEC offices and divisions? (Select one response per item.)
10a. SEC management ensures that employees are included in the flow of relevant information.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 16.7 | 13.9, 19.6 |
Somewhat agree | 41.4 | 37.6, 45.2 | |
Neither agree nor disagree | 13.2 | 10.7, 15.8 | |
Somewhat disagree | 17.6 | 14.7, 20.5 | |
Strongly disagree | 9.8 | 7.4, 12.6 | |
Do not know | 1.3 | 0.5, 2.6 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.9 | 12.8, 19.1 |
Somewhat agree | 41.5 | 37.3, 45.8 | |
Neither agree nor disagree | 13.2 | 10.2, 16.7 | |
Somewhat disagree | 17.3 | 14.1, 20.5 | |
Strongly disagree | 10.5 | 7.8, 13.7 | |
Do not know | 1.6 | 0.6, 3.2 | |
C Supervisors | Strongly agree | 19.8 | 13.0, 28.3 |
Somewhat agree | 40.9 | 32.4, 49.3 | |
Neither agree nor disagree | 13.5 | 7.8, 21.1 | |
Somewhat disagree | 18.7 | 12.0, 27.1 | |
Strongly disagree | 7.1 | 3.1, 13.4 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 11.1 | 4.9, 20.7 |
Somewhat agree | 18.1 | 10.0, 28.9 | |
Neither agree nor disagree | 13.9 | 6.9, 24.1 | |
Somewhat disagree | 29.2 | 19.0, 41.1 | |
Strongly disagree | 25.0 | 15.5, 36.6 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 11.1 | 3.1, 26.1 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 13.9 | 4.7, 29.5 | |
Somewhat disagree | 16.7 | 6.4, 32.8 | |
Strongly disagree | 16.7 | 6.4, 32.8 | |
Do not know | 0.0 | 0.0, 8.0 | |
F Enforcement | Strongly agree | 18.0 | 12.2, 25.1 |
Somewhat agree | 44.9 | 37.8, 51.9 | |
Neither agree nor disagree | 10.7 | 6.2, 16.7 | |
Somewhat disagree | 19.1 | 13.2, 26.3 | |
Strongly disagree | 6.8 | 3.3, 12.1 | |
Do not know | 0.6 | 0.0, 3.7 | |
G Investment Management | Strongly agree | 30.2 | 17.2, 46.1 |
Somewhat agree | 34.9 | 21.0, 50.9 | |
Neither agree nor disagree | 16.3 | 6.8, 30.7 | |
Somewhat disagree | 11.6 | 3.9, 25.1 | |
Strongly disagree | 7.0 | 1.5, 19.1 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 17.9 | 12.0, 25.2 |
Somewhat agree | 49.8 | 41.7, 57.9 | |
Neither agree nor disagree | 12.7 | 7.7, 19.5 | |
Somewhat disagree | 13.1 | 8.0, 19.8 | |
Strongly disagree | 5.1 | 2.1, 10.1 | |
Do not know | 1.3 | 0.2, 4.9 | |
J Information Technology | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 18.2 | 8.2, 32.7 | |
Strongly disagree | 15.9 | 6.6, 30.1 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 12.5 | 4.7, 25.2 |
Somewhat agree | 39.6 | 25.8, 54.7 | |
Neither agree nor disagree | 18.8 | 8.9, 32.6 | |
Somewhat disagree | 12.5 | 4.7, 25.2 | |
Strongly disagree | 12.5 | 4.7, 25.2 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 17.6 | 10.2, 27.4 |
Somewhat agree | 47.1 | 37.5, 56.6 | |
Neither agree nor disagree | 10.6 | 5.0, 19.2 | |
Somewhat disagree | 16.5 | 9.3, 26.1 | |
Strongly disagree | 8.2 | 3.4, 16.2 | |
Do not know | 0.0 | 0.0, 3.5 | |
M Enforcement Headquarters | Strongly agree | 18.5 | 9.9, 30.0 |
Somewhat agree | 41.5 | 31.3, 51.8 | |
Neither agree nor disagree | 10.8 | 4.4, 20.9 | |
Somewhat disagree | 23.1 | 13.5, 35.2 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 16.7 | 9.2, 26.8 |
Somewhat agree | 50.0 | 39.9, 60.1 | |
Neither agree nor disagree | 14.1 | 7.3, 23.8 | |
Somewhat disagree | 14.1 | 7.3, 23.8 | |
Strongly disagree | 3.8 | 0.8, 10.8 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 22.2 | 12.7, 34.5 |
Somewhat agree | 49.2 | 39.9, 58.5 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 9.5 | 3.6, 19.6 | |
Do not know | 1.6 | 0.0, 8.5 |
10b. My division/office supports open, two-way communication between staff and management.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 25.4 | 22.1, 28.7 |
Somewhat agree | 38.9 | 35.1, 42.6 | |
Neither agree nor disagree | 12.0 | 9.5, 14.5 | |
Somewhat disagree | 13.6 | 11.0, 16.3 | |
Strongly disagree | 9.9 | 7.5, 12.7 | |
Do not know | 0.2 | 0.0, 1.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 25.5 | 21.8, 29.3 |
Somewhat agree | 38.0 | 33.8, 42.2 | |
Neither agree nor disagree | 11.8 | 8.9, 15.1 | |
Somewhat disagree | 14.5 | 11.5, 17.6 | |
Strongly disagree | 10.0 | 7.3, 13.1 | |
Do not know | 0.2 | 0.0, 1.3 | |
C Supervisors | Strongly agree | 25.0 | 17.4, 34.0 |
Somewhat agree | 42.1 | 33.5, 50.7 | |
Neither agree nor disagree | 13.0 | 7.5, 20.6 | |
Somewhat disagree | 10.2 | 5.3, 17.2 | |
Strongly disagree | 9.7 | 4.9, 16.7 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 15.3 | 7.9, 25.7 |
Somewhat agree | 26.4 | 16.7, 38.1 | |
Neither agree nor disagree | 18.1 | 10.0, 28.9 | |
Somewhat disagree | 15.3 | 7.9, 25.7 | |
Strongly disagree | 23.6 | 14.4, 35.1 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 24.3 | 11.8, 41.2 | |
Strongly disagree | 8.1 | 1.7, 21.9 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 29.3 | 22.9, 35.8 |
Somewhat agree | 39.4 | 32.4, 46.3 | |
Neither agree nor disagree | 8.6 | 4.6, 14.3 | |
Somewhat disagree | 15.8 | 10.4, 22.7 | |
Strongly disagree | 6.9 | 3.4, 12.3 | |
Do not know | 0.0 | 0.0, 2.0 | |
G Investment Management | Strongly agree | . | Data Not Reported |
Somewhat agree | 32.6 | 19.1, 48.5 | |
Neither agree nor disagree | 11.6 | 3.9, 25.1 | |
Somewhat disagree | 7.0 | 1.5, 19.1 | |
Strongly disagree | 7.0 | 1.5, 19.1 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 25.9 | 19.2, 32.7 |
Somewhat agree | 45.7 | 37.6, 53.8 | |
Neither agree nor disagree | 12.0 | 7.0, 18.7 | |
Somewhat disagree | 10.7 | 6.1, 17.0 | |
Strongly disagree | 5.7 | 2.5, 10.9 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 16.7 | 7.5, 30.2 |
Somewhat agree | 45.8 | 35.3, 56.4 | |
Neither agree nor disagree | 14.6 | 6.1, 27.8 | |
Somewhat disagree | 10.4 | 3.5, 22.7 | |
Strongly disagree | 12.5 | 4.7, 25.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 26.7 | 17.8, 37.4 |
Somewhat agree | 44.2 | 34.7, 53.6 | |
Neither agree nor disagree | 7.0 | 2.6, 14.6 | |
Somewhat disagree | 12.8 | 6.6, 21.7 | |
Strongly disagree | 9.3 | 4.1, 17.5 | |
Do not know | 0.0 | 0.0, 3.4 | |
M Enforcement Headquarters | Strongly agree | 33.3 | 22.0, 46.3 |
Somewhat agree | 31.7 | 20.6, 44.7 | |
Neither agree nor disagree | 11.1 | 4.6, 21.6 | |
Somewhat disagree | 20.6 | 11.5, 32.7 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 0.0 | 0.0, 4.6 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 21.5 | 13.1, 32.2 |
Somewhat agree | 48.1 | 38.1, 58.1 | |
Neither agree nor disagree | 13.9 | 7.2, 23.5 | |
Somewhat disagree | 11.4 | 5.3, 20.5 | |
Strongly disagree | 5.1 | 1.4, 12.5 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 41.9 | 32.6, 51.2 |
Somewhat agree | 37.1 | 28.0, 46.2 | |
Neither agree nor disagree | 4.8 | 1.0, 13.5 | |
Somewhat disagree | 8.1 | 2.7, 17.8 | |
Strongly disagree | 8.1 | 2.7, 17.8 | |
Do not know | 0.0 | 0.0, 4.7 |
10c. Information is adequately shared across groups in my division/office.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 14.6 | 11.8, 17.3 |
Somewhat agree | 38.9 | 35.1, 42.6 | |
Neither agree nor disagree | 14.2 | 11.5, 16.8 | |
Somewhat disagree | 19.2 | 16.4, 22.1 | |
Strongly disagree | 10.8 | 8.4, 13.7 | |
Do not know | 2.4 | 1.3, 4.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 14.7 | 11.7, 17.8 |
Somewhat agree | 37.2 | 33.0, 41.4 | |
Neither agree nor disagree | 14.0 | 11.0, 16.9 | |
Somewhat disagree | 19.8 | 16.5, 23.0 | |
Strongly disagree | 11.3 | 8.5, 14.7 | |
Do not know | 3.0 | 1.6, 5.0 | |
C Supervisors | Strongly agree | 13.9 | 8.2, 21.7 |
Somewhat agree | 45.2 | 36.6, 53.7 | |
Neither agree nor disagree | 14.9 | 8.8, 22.9 | |
Somewhat disagree | 17.3 | 10.8, 25.5 | |
Strongly disagree | 8.8 | 4.3, 15.5 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 18.1 | 10.0, 28.9 | |
Neither agree nor disagree | 13.9 | 6.9, 24.1 | |
Somewhat disagree | 29.2 | 19.0, 41.1 | |
Strongly disagree | 26.4 | 16.7, 38.1 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 16.2 | 6.2, 32.0 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 21.6 | 9.8, 38.2 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 21.6 | 9.8, 38.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 16.2 | 10.7, 23.0 |
Somewhat agree | 46.6 | 39.7, 53.5 | |
Neither agree nor disagree | 10.1 | 5.8, 16.0 | |
Somewhat disagree | 17.9 | 12.1, 25.0 | |
Strongly disagree | 8.1 | 4.3, 13.6 | |
Do not know | 1.2 | 0.1, 4.5 | |
G Investment Management | Strongly agree | 19.5 | 8.8, 34.9 |
Somewhat agree | 46.3 | 35.8, 56.9 | |
Neither agree nor disagree | 12.2 | 4.1, 26.2 | |
Somewhat disagree | 19.5 | 8.8, 34.9 | |
Strongly disagree | 2.4 | 0.1, 12.9 | |
Do not know | 0.0 | 0.0, 7.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 4.3 | 0.1, 21.9 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 17.5 | 11.6, 24.8 |
Somewhat agree | 41.7 | 33.7, 49.7 | |
Neither agree nor disagree | 16.3 | 10.6, 23.5 | |
Somewhat disagree | 14.5 | 9.1, 21.4 | |
Strongly disagree | 6.4 | 2.9, 11.7 | |
Do not know | 3.7 | 1.2, 8.3 | |
J Information Technology | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 34.1 | 20.5, 49.9 | |
Strongly disagree | 15.9 | 6.6, 30.1 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 8.3 | 2.3, 20.0 |
Somewhat agree | 37.5 | 24.0, 52.6 | |
Neither agree nor disagree | 20.8 | 10.5, 35.0 | |
Somewhat disagree | 18.8 | 8.9, 32.6 | |
Strongly disagree | 10.4 | 3.5, 22.7 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 11.6 | 5.7, 20.3 |
Somewhat agree | 57.0 | 47.5, 66.4 | |
Neither agree nor disagree | 11.6 | 5.7, 20.3 | |
Somewhat disagree | 10.5 | 4.9, 18.9 | |
Strongly disagree | 9.3 | 4.1, 17.5 | |
Do not know | 0.0 | 0.0, 3.4 | |
M Enforcement Headquarters | Strongly agree | 23.1 | 13.5, 35.2 |
Somewhat agree | 30.8 | 19.9, 43.4 | |
Neither agree nor disagree | 7.7 | 2.5, 17.0 | |
Somewhat disagree | 29.2 | 18.6, 41.8 | |
Strongly disagree | 6.2 | 1.7, 15.0 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 15.2 | 8.1, 25.0 |
Somewhat agree | 44.3 | 34.3, 54.3 | |
Neither agree nor disagree | 17.7 | 10.0, 27.9 | |
Somewhat disagree | 12.7 | 6.2, 22.0 | |
Strongly disagree | 6.3 | 2.1, 14.2 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 25.8 | 15.5, 38.5 |
Somewhat agree | 32.3 | 20.9, 45.3 | |
Neither agree nor disagree | 11.3 | 4.7, 21.9 | |
Somewhat disagree | 21.0 | 11.7, 33.2 | |
Strongly disagree | 6.5 | 1.8, 15.7 | |
Do not know | 3.2 | 0.4, 11.2 |
10d. Communication across groups in my division/office has improved over the past three years.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 13.9 | 11.3, 16.5 |
Somewhat agree | 26.1 | 22.7, 29.5 | |
Neither agree nor disagree | 31.4 | 27.7, 35.0 | |
Somewhat disagree | 14.9 | 12.2, 17.5 | |
Strongly disagree | 7.7 | 5.6, 10.2 | |
Do not know | 6.0 | 4.2, 8.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 13.0 | 10.0, 16.5 |
Somewhat agree | 23.3 | 19.7, 26.9 | |
Neither agree nor disagree | 32.5 | 28.3, 36.6 | |
Somewhat disagree | 16.2 | 13.1, 19.4 | |
Strongly disagree | 7.4 | 5.2, 10.3 | |
Do not know | 7.6 | 5.3, 10.5 | |
C Supervisors | Strongly agree | 17.6 | 11.1, 25.8 |
Somewhat agree | 36.9 | 28.5, 45.4 | |
Neither agree nor disagree | 27.2 | 19.3, 36.3 | |
Somewhat disagree | 9.6 | 4.9, 16.5 | |
Strongly disagree | 8.8 | 4.3, 15.5 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 15.3 | 7.9, 25.7 | |
Neither agree nor disagree | 25.0 | 15.5, 36.6 | |
Somewhat disagree | 25.0 | 15.5, 36.6 | |
Strongly disagree | 22.2 | 13.3, 33.6 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | Strongly agree | 12.8 | 7.9, 19.2 |
Somewhat agree | 24.1 | 17.5, 31.8 | |
Neither agree nor disagree | 34.1 | 27.3, 40.8 | |
Somewhat disagree | 17.7 | 11.9, 24.7 | |
Strongly disagree | 5.5 | 2.4, 10.4 | |
Do not know | 5.9 | 2.7, 10.9 | |
G Investment Management | Strongly agree | 30.2 | 17.2, 46.1 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 14.0 | 5.3, 27.9 | |
Somewhat disagree | 9.3 | 2.6, 22.1 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 4.7 | 0.6, 15.8 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 14.8 | 9.4, 21.7 |
Somewhat agree | 32.4 | 24.8, 39.9 | |
Neither agree nor disagree | 35.1 | 27.2, 43.0 | |
Somewhat disagree | 9.0 | 4.9, 15.0 | |
Strongly disagree | 3.7 | 1.3, 8.3 | |
Do not know | 5.1 | 2.1, 10.1 | |
J Information Technology | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 20.5 | 9.8, 35.3 | |
Neither agree nor disagree | 25.0 | 13.2, 40.3 | |
Somewhat disagree | 25.0 | 13.2, 40.3 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 10.6 | 3.5, 23.1 |
Somewhat agree | 19.1 | 9.1, 33.3 | |
Neither agree nor disagree | 38.3 | 24.5, 53.6 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
Do not know | 17.0 | 7.6, 30.8 | |
L Enforcement Regional Offices | Strongly agree | 14.0 | 7.4, 23.1 |
Somewhat agree | 25.6 | 16.8, 36.1 | |
Neither agree nor disagree | 34.9 | 25.8, 44.0 | |
Somewhat disagree | 14.0 | 7.4, 23.1 | |
Strongly disagree | 7.0 | 2.6, 14.6 | |
Do not know | 4.7 | 1.3, 11.5 | |
M Enforcement Headquarters | Strongly agree | 10.9 | 4.5, 21.2 |
Somewhat agree | 21.9 | 12.5, 34.0 | |
Neither agree nor disagree | 32.8 | 21.6, 45.7 | |
Somewhat disagree | 23.4 | 13.8, 35.7 | |
Strongly disagree | 3.1 | 0.4, 10.8 | |
Do not know | 7.8 | 2.6, 17.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 12.7 | 6.2, 22.0 |
Somewhat agree | 31.6 | 22.3, 41.0 | |
Neither agree nor disagree | 40.5 | 30.7, 50.3 | |
Somewhat disagree | 8.9 | 3.6, 17.4 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 22.2 | 12.7, 34.5 |
Somewhat agree | 34.9 | 23.3, 48.0 | |
Neither agree nor disagree | 15.9 | 7.9, 27.3 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 9.5 | 3.6, 19.6 |
10e. Overall, information and knowledge are shared openly at all levels within my division/office.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 15.3 | 12.5, 18.1 |
Somewhat agree | 27.8 | 24.4, 31.3 | |
Neither agree nor disagree | 20.2 | 17.0, 23.4 | |
Somewhat disagree | 20.6 | 17.5, 23.6 | |
Strongly disagree | 13.0 | 10.6, 15.4 | |
Do not know | 3.2 | 1.9, 5.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.0 | 11.9, 18.1 |
Somewhat agree | 26.3 | 22.5, 30.1 | |
Neither agree nor disagree | 20.0 | 16.4, 23.5 | |
Somewhat disagree | 21.3 | 17.9, 24.8 | |
Strongly disagree | 13.6 | 10.5, 17.1 | |
Do not know | 3.8 | 2.2, 6.0 | |
C Supervisors | Strongly agree | 16.4 | 10.1, 24.5 |
Somewhat agree | 33.7 | 25.5, 41.9 | |
Neither agree nor disagree | 21.0 | 13.9, 29.7 | |
Somewhat disagree | 17.5 | 11.0, 25.7 | |
Strongly disagree | 10.6 | 5.6, 17.7 | |
Do not know | 0.8 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 15.3 | 7.9, 25.7 | |
Neither agree nor disagree | 12.5 | 5.9, 22.4 | |
Somewhat disagree | 29.2 | 19.0, 41.1 | |
Strongly disagree | 29.2 | 19.0, 41.1 | |
Do not know | 5.6 | 1.5, 13.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 19.4 | 8.2, 36.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 16.7 | 6.4, 32.8 | |
Somewhat disagree | 22.2 | 10.1, 39.2 | |
Strongly disagree | 16.7 | 6.4, 32.8 | |
Do not know | 0.0 | 0.0, 8.0 | |
F Enforcement | Strongly agree | 15.4 | 10.1, 22.2 |
Somewhat agree | 34.7 | 28.0, 41.5 | |
Neither agree nor disagree | 15.5 | 10.1, 22.3 | |
Somewhat disagree | 21.5 | 15.2, 28.9 | |
Strongly disagree | 10.8 | 6.3, 16.8 | |
Do not know | 2.1 | 0.5, 5.9 | |
G Investment Management | Strongly agree | 20.9 | 10.0, 36.0 |
Somewhat agree | 34.9 | 21.0, 50.9 | |
Neither agree nor disagree | 18.6 | 8.4, 33.4 | |
Somewhat disagree | 20.9 | 10.0, 36.0 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 17.7 | 11.8, 25.0 |
Somewhat agree | 26.4 | 19.5, 33.4 | |
Neither agree nor disagree | 29.5 | 21.9, 37.0 | |
Somewhat disagree | 15.0 | 9.6, 21.9 | |
Strongly disagree | 7.0 | 3.4, 12.6 | |
Do not know | 4.4 | 1.6, 9.1 | |
J Information Technology | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 25.0 | 13.2, 40.3 | |
Strongly disagree | 27.3 | 15.0, 42.8 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 14.6 | 6.1, 27.8 |
Somewhat agree | 22.9 | 12.0, 37.3 | |
Neither agree nor disagree | 22.9 | 12.0, 37.3 | |
Somewhat disagree | 18.8 | 8.9, 32.6 | |
Strongly disagree | 14.6 | 6.1, 27.8 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | Strongly agree | 16.5 | 9.3, 26.1 |
Somewhat agree | 35.3 | 26.1, 44.4 | |
Neither agree nor disagree | 17.6 | 10.2, 27.4 | |
Somewhat disagree | 15.3 | 8.4, 24.7 | |
Strongly disagree | 11.8 | 5.8, 20.6 | |
Do not know | 3.5 | 0.7, 10.0 | |
M Enforcement Headquarters | Strongly agree | 13.8 | 6.5, 24.7 |
Somewhat agree | 33.8 | 22.6, 46.6 | |
Neither agree nor disagree | 12.3 | 5.5, 22.8 | |
Somewhat disagree | 30.8 | 19.9, 43.4 | |
Strongly disagree | 9.2 | 3.5, 19.0 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 16.5 | 9.1, 26.5 |
Somewhat agree | 24.1 | 15.1, 35.0 | |
Neither agree nor disagree | 34.2 | 24.7, 43.7 | |
Somewhat disagree | 15.2 | 8.1, 25.0 | |
Strongly disagree | 6.3 | 2.1, 14.2 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 22.2 | 12.7, 34.5 |
Somewhat agree | 34.9 | 23.3, 48.0 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 14.3 | 6.7, 25.4 | |
Strongly disagree | 9.5 | 3.6, 19.6 | |
Do not know | 6.3 | 1.8, 15.5 |
10f. In my division/office, communication between other offices and divisions (such as between OCIE and CorpFin) on work-related matters is encouraged.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 29.3 | 25.8, 32.8 |
Somewhat agree | 37.0 | 33.3, 40.8 | |
Neither agree nor disagree | 16.9 | 14.0, 19.8 | |
Somewhat disagree | 7.8 | 5.7, 10.4 | |
Strongly disagree | 6.0 | 4.1, 8.2 | |
Do not know | 2.9 | 1.7, 4.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 27.7 | 23.9, 31.6 |
Somewhat agree | 36.0 | 31.9, 40.2 | |
Neither agree nor disagree | 17.7 | 14.5, 21.0 | |
Somewhat disagree | 8.2 | 5.8, 11.1 | |
Strongly disagree | 6.8 | 4.6, 9.6 | |
Do not know | 3.5 | 2.0, 5.6 | |
C Supervisors | Strongly agree | 35.4 | 27.1, 43.7 |
Somewhat agree | 40.8 | 32.3, 49.4 | |
Neither agree nor disagree | 13.8 | 8.0, 21.5 | |
Somewhat disagree | 6.4 | 2.7, 12.6 | |
Strongly disagree | 2.7 | 0.6, 7.6 | |
Do not know | 0.8 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 18.1 | 10.0, 28.9 |
Somewhat agree | 29.2 | 19.0, 41.1 | |
Neither agree nor disagree | 22.2 | 13.3, 33.6 | |
Somewhat disagree | 13.9 | 6.9, 24.1 | |
Strongly disagree | 11.1 | 4.9, 20.7 | |
Do not know | 5.6 | 1.5, 13.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 18.9 | 8.0, 35.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 16.2 | 6.2, 32.0 | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | 8.1 | 1.7, 21.9 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 40.3 | 33.4, 47.3 |
Somewhat agree | 40.4 | 33.4, 47.3 | |
Neither agree nor disagree | 12.6 | 7.7, 19.0 | |
Somewhat disagree | 1.4 | 0.2, 4.9 | |
Strongly disagree | 4.1 | 1.5, 8.6 | |
Do not know | 1.2 | 0.1, 4.6 | |
G Investment Management | Strongly agree | 34.9 | 21.0, 50.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 14.0 | 5.3, 27.9 | |
Somewhat disagree | 9.3 | 2.6, 22.1 | |
Strongly disagree | 2.3 | 0.1, 12.3 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 25.8 | 18.9, 32.7 |
Somewhat agree | 37.0 | 29.1, 44.8 | |
Neither agree nor disagree | 18.6 | 12.5, 26.0 | |
Somewhat disagree | 10.6 | 6.1, 16.9 | |
Strongly disagree | 3.4 | 1.1, 7.8 | |
Do not know | 4.6 | 1.8, 9.6 | |
J Information Technology | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 34.1 | 20.5, 49.9 | |
Somewhat disagree | 18.2 | 8.2, 32.7 | |
Strongly disagree | 15.9 | 6.6, 30.1 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 29.2 | 17.0, 44.1 |
Somewhat agree | 41.7 | 31.2, 52.1 | |
Neither agree nor disagree | 12.5 | 4.7, 25.2 | |
Somewhat disagree | 6.3 | 1.3, 17.2 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 36.5 | 27.2, 45.7 |
Somewhat agree | 44.7 | 35.2, 54.2 | |
Neither agree nor disagree | 11.8 | 5.8, 20.6 | |
Somewhat disagree | 2.4 | 0.3, 8.2 | |
Strongly disagree | 4.7 | 1.3, 11.6 | |
Do not know | 0.0 | 0.0, 3.5 | |
M Enforcement Headquarters | Strongly agree | 46.2 | 35.8, 56.5 |
Somewhat agree | 33.8 | 22.6, 46.6 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 0.0 | 0.0, 4.5 | |
Strongly disagree | 3.1 | 0.4, 10.7 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 22.8 | 14.1, 33.6 |
Somewhat agree | 38.0 | 28.2, 47.7 | |
Neither agree nor disagree | 20.3 | 12.0, 30.8 | |
Somewhat disagree | 11.4 | 5.3, 20.5 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 5.1 | 1.4, 12.5 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 36.5 | 27.5, 45.5 |
Somewhat agree | 33.3 | 22.0, 46.3 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 7.9 | 2.6, 17.6 | |
Strongly disagree | 6.3 | 1.8, 15.5 | |
Do not know | 3.2 | 0.4, 11.0 |
11. In the past 12 months, how often, if at all, did you typically contact employees in the following
Headquarters divisions or offices for work-related issues such as to coordinate activities or ask for expert advice? (Select one response per
item. If you work in that division or office, select "Not Applicable.")
11a. OCIE
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 5.1 | 3.4, 7.3 |
One or more times a week | 5.0 | 3.3, 7.1 | |
One or more times a month | 12.9 | 10.3, 15.4 | |
One or more times in the past 12 months | 36.7 | 32.9, 40.4 | |
Never | 32.1 | 28.8, 35.5 | |
Do not know | 0.4 | 0.0, 1.3 | |
Not applicable | 7.9 | 5.8, 10.5 | |
B Entry or Mid-Level Non-Supervisors | Daily | 4.4 | 2.7, 6.8 |
One or more times a week | 4.3 | 2.6, 6.6 | |
One or more times a month | 9.7 | 7.1, 12.9 | |
One or more times in the past 12 months | 38.7 | 34.5, 42.9 | |
Never | 34.9 | 31.0, 38.8 | |
Do not know | 0.4 | 0.1, 1.6 | |
Not applicable | 7.6 | 5.3, 10.5 | |
C Supervisors | Daily | 7.9 | 3.6, 14.6 |
One or more times a week | 7.8 | 3.6, 14.5 | |
One or more times a month | 25.3 | 17.5, 34.4 | |
One or more times in the past 12 months | 28.7 | 20.5, 36.9 | |
Never | 21.2 | 14.0, 29.9 | |
Do not know | 0.0 | 0.0, 2.7 | |
Not applicable | 9.1 | 4.4, 16.0 | |
D Corporation Finance | Daily | 0.0 | 0.0, 4.1 |
One or more times a week | 0.0 | 0.0, 4.1 | |
One or more times a month | 1.4 | 0.0, 7.6 | |
One or more times in the past 12 months | 8.5 | 3.2, 17.5 | |
Never | 84.5 | 74.0, 92.0 | |
Do not know | 1.4 | 0.0, 7.6 | |
Not applicable | 4.2 | 0.9, 11.9 | |
E Division of Economic and Risk Analysis | Daily | 0.0 | 0.0, 8.0 |
One or more times a week | 0.0 | 0.0, 8.0 | |
One or more times a month | 5.6 | 0.7, 18.7 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 5.6 | 0.7, 18.7 | |
Not applicable | 5.6 | 0.7, 18.7 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 3.8 | 1.4, 8.3 | |
One or more times a month | 13.3 | 8.3, 19.8 | |
One or more times in the past 12 months | 46.5 | 39.5, 53.6 | |
Never | 33.6 | 26.9, 40.2 | |
Do not know | 0.0 | 0.0, 2.0 | |
Not applicable | 2.8 | 0.8, 6.9 | |
G Investment Management | Daily | 0.0 | 0.0, 6.7 |
One or more times a week | 4.7 | 0.6, 15.8 | |
One or more times a month | 25.6 | 13.5, 41.2 | |
One or more times in the past 12 months | 53.5 | 43.1, 63.8 | |
Never | 16.3 | 6.8, 30.7 | |
Do not know | 0.0 | 0.0, 6.7 | |
Not applicable | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 0.0 | 0.0, 13.3 |
One or more times a week | 4.8 | 0.1, 23.8 | |
One or more times a month | 0.0 | 0.0, 13.3 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 13.3 | |
Not applicable | 4.8 | 0.1, 23.8 | |
I Compliance Inspections and Examinations | Daily | 15.6 | 10.1, 22.7 |
One or more times a week | 6.2 | 2.8, 11.5 | |
One or more times a month | 10.8 | 6.2, 17.3 | |
One or more times in the past 12 months | 36.7 | 28.7, 44.7 | |
Never | 13.5 | 8.0, 20.7 | |
Do not know | 0.0 | 0.0, 2.1 | |
Not applicable | 17.2 | 11.3, 24.5 | |
J Information Technology | Daily | 6.8 | 1.4, 18.7 |
One or more times a week | 9.1 | 2.5, 21.7 | |
One or more times a month | 13.6 | 5.2, 27.4 | |
One or more times in the past 12 months | 36.4 | 22.4, 52.2 | |
Never | 22.7 | 11.5, 37.8 | |
Do not know | 0.0 | 0.0, 6.6 | |
Not applicable | 11.4 | 3.8, 24.6 | |
K Trading and Markets | Daily | 0.0 | 0.0, 6.2 |
One or more times a week | 14.9 | 6.2, 28.3 | |
One or more times a month | 40.4 | 26.4, 55.7 | |
One or more times in the past 12 months | 25.5 | 13.9, 40.3 | |
Never | 14.9 | 6.2, 28.3 | |
Do not know | 0.0 | 0.0, 6.2 | |
Not applicable | 4.3 | 0.5, 14.5 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.4 |
One or more times a week | 2.3 | 0.3, 8.1 | |
One or more times a month | 13.8 | 7.3, 22.9 | |
One or more times in the past 12 months | 48.3 | 38.8, 57.7 | |
Never | 31.0 | 22.3, 39.8 | |
Do not know | 0.0 | 0.0, 3.4 | |
Not applicable | 4.6 | 1.3, 11.4 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 6.2 | 1.7, 15.2 | |
One or more times a month | 12.5 | 5.6, 23.2 | |
One or more times in the past 12 months | 43.7 | 33.4, 54.1 | |
Never | 37.5 | 27.4, 47.6 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 0.0 | 0.0, 4.6 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 7.8 | 2.9, 16.2 |
One or more times a week | 5.2 | 1.4, 12.8 | |
One or more times a month | 11.7 | 5.5, 21.0 | |
One or more times in the past 12 months | 45.5 | 35.3, 55.6 | |
Never | 16.9 | 9.3, 27.1 | |
Do not know | 0.0 | 0.0, 3.8 | |
Not applicable | 13.0 | 6.4, 22.6 | |
O Compliance Inspections and Examinations Headquarters | Daily | 42.9 | 33.6, 52.1 |
One or more times a week | 9.5 | 3.6, 19.6 | |
One or more times a month | 7.9 | 2.6, 17.6 | |
One or more times in the past 12 months | 6.3 | 1.8, 15.5 | |
Never | 1.6 | 0.0, 8.5 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 31.7 | 20.6, 44.7 |
11b. Division of Enforcement
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 8.9 | 6.6, 11.6 |
One or more times a week | 7.5 | 5.4, 10.0 | |
One or more times a month | 12.8 | 10.3, 15.2 | |
One or more times in the past 12 months | 34.1 | 30.6, 37.6 | |
Never | 20.5 | 17.5, 23.5 | |
Do not know | 0.5 | 0.1, 1.6 | |
Not applicable | 15.7 | 13.0, 18.4 | |
B Entry or Mid-Level Non-Supervisors | Daily | 9.0 | 6.5, 12.1 |
One or more times a week | 6.5 | 4.3, 9.2 | |
One or more times a month | 11.5 | 8.6, 14.8 | |
One or more times in the past 12 months | 32.2 | 28.3, 36.1 | |
Never | 22.9 | 19.3, 26.4 | |
Do not know | 0.7 | 0.1, 2.0 | |
Not applicable | 17.3 | 14.1, 20.6 | |
C Supervisors | Daily | 8.3 | 3.9, 15.0 |
One or more times a week | 11.4 | 6.1, 18.7 | |
One or more times a month | 18.0 | 11.4, 26.3 | |
One or more times in the past 12 months | 41.6 | 33.0, 50.1 | |
Never | 11.4 | 6.2, 18.8 | |
Do not know | 0.0 | 0.0, 2.6 | |
Not applicable | 9.4 | 4.7, 16.4 | |
D Corporation Finance | Daily | 0.0 | 0.0, 4.1 |
One or more times a week | 6.9 | 2.3, 15.5 | |
One or more times a month | 9.7 | 4.0, 19.0 | |
One or more times in the past 12 months | 61.1 | 51.6, 70.6 | |
Never | 20.8 | 12.2, 32.0 | |
Do not know | 0.0 | 0.0, 4.1 | |
Not applicable | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Daily | 10.8 | 3.0, 25.4 |
One or more times a week | 18.9 | 8.0, 35.2 | |
One or more times a month | 10.8 | 3.0, 25.4 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | 21.6 | 9.8, 38.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
Not applicable | 5.4 | 0.7, 18.2 | |
F Enforcement | Daily | 22.6 | 16.2, 30.1 |
One or more times a week | 9.1 | 5.1, 14.9 | |
One or more times a month | 9.7 | 5.5, 15.6 | |
One or more times in the past 12 months | 16.9 | 11.3, 23.8 | |
Never | 2.7 | 0.8, 6.8 | |
Do not know | 0.0 | 0.0, 2.0 | |
Not applicable | 39.0 | 32.1, 45.9 | |
G Investment Management | Daily | 2.3 | 0.1, 12.3 |
One or more times a week | 2.3 | 0.1, 12.3 | |
One or more times a month | 16.3 | 6.8, 30.7 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 6.7 | |
Not applicable | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 4.5 | 0.1, 22.8 |
One or more times a week | . | Data Not Reported | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.7 | |
Not applicable | 4.5 | 0.1, 22.8 | |
I Compliance Inspections and Examinations | Daily | 0.4 | 0.0, 3.9 |
One or more times a week | 3.8 | 1.3, 8.5 | |
One or more times a month | 13.1 | 8.0, 19.8 | |
One or more times in the past 12 months | 41.7 | 33.7, 49.7 | |
Never | 37.7 | 29.6, 45.7 | |
Do not know | 1.0 | 0.0, 4.9 | |
Not applicable | 2.4 | 0.5, 6.6 | |
J Information Technology | Daily | 0.0 | 0.0, 6.7 |
One or more times a week | 9.3 | 2.6, 22.1 | |
One or more times a month | 18.6 | 8.4, 33.4 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | 18.6 | 8.4, 33.4 | |
Do not know | 4.7 | 0.6, 15.8 | |
Not applicable | 11.6 | 3.9, 25.1 | |
K Trading and Markets | Daily | 4.3 | 0.5, 14.8 |
One or more times a week | 10.9 | 3.6, 23.6 | |
One or more times a month | 28.3 | 16.0, 43.5 | |
One or more times in the past 12 months | 30.4 | 17.7, 45.8 | |
Never | 21.7 | 10.9, 36.4 | |
Do not know | 0.0 | 0.0, 6.3 | |
Not applicable | 4.3 | 0.5, 14.8 | |
L Enforcement Regional Offices | Daily | 14.0 | 7.4, 23.1 |
One or more times a week | 7.0 | 2.6, 14.6 | |
One or more times a month | 14.0 | 7.4, 23.1 | |
One or more times in the past 12 months | 26.7 | 17.8, 37.4 | |
Never | 3.5 | 0.7, 9.9 | |
Do not know | 0.0 | 0.0, 3.4 | |
Not applicable | 34.9 | 25.8, 44.0 | |
M Enforcement Headquarters | Daily | 35.9 | 25.9, 46.0 |
One or more times a week | 12.5 | 5.6, 23.2 | |
One or more times a month | 3.1 | 0.4, 10.8 | |
One or more times in the past 12 months | 1.6 | 0.0, 8.4 | |
Never | 1.6 | 0.0, 8.4 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 45.3 | 34.9, 55.7 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 2.6 | 0.3, 9.1 | |
One or more times a month | 10.4 | 4.6, 19.4 | |
One or more times in the past 12 months | 40.3 | 30.3, 50.2 | |
Never | 42.9 | 32.8, 52.9 | |
Do not know | 1.3 | 0.0, 7.0 | |
Not applicable | 2.6 | 0.3, 9.1 | |
O Compliance Inspections and Examinations Headquarters | Daily | 1.6 | 0.0, 8.7 |
One or more times a week | 8.1 | 2.7, 17.8 | |
One or more times a month | 22.6 | 12.9, 35.0 | |
One or more times in the past 12 months | 46.8 | 37.4, 56.2 | |
Never | 19.4 | 10.4, 31.4 | |
Do not know | 0.0 | 0.0, 4.7 | |
Not applicable | 1.6 | 0.0, 8.7 |
11c. Division of Corporation Finance
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 4.2 | 2.7, 6.2 |
One or more times a week | 3.4 | 2.0, 5.3 | |
One or more times a month | 10.9 | 8.4, 13.8 | |
One or more times in the past 12 months | 38.6 | 35.1, 42.1 | |
Never | 34.3 | 31.0, 37.5 | |
Do not know | 0.5 | 0.1, 1.5 | |
Not applicable | 8.2 | 6.0, 10.8 | |
B Entry or Mid-Level Non-Supervisors | Daily | 3.9 | 2.3, 6.2 |
One or more times a week | 3.0 | 1.6, 5.1 | |
One or more times a month | 9.9 | 7.3, 13.1 | |
One or more times in the past 12 months | 40.0 | 36.0, 44.0 | |
Never | 33.9 | 30.0, 37.7 | |
Do not know | 0.6 | 0.1, 1.9 | |
Not applicable | 8.5 | 6.1, 11.6 | |
C Supervisors | Daily | 5.2 | 1.9, 11.1 |
One or more times a week | 4.8 | 1.6, 10.5 | |
One or more times a month | 14.7 | 8.7, 22.7 | |
One or more times in the past 12 months | 33.0 | 25.1, 41.0 | |
Never | 35.7 | 27.2, 44.1 | |
Do not know | 0.0 | 0.0, 2.7 | |
Not applicable | 6.6 | 2.8, 13.0 | |
D Corporation Finance | Daily | 33.3 | 22.4, 45.7 |
One or more times a week | 5.8 | 1.6, 14.2 | |
One or more times a month | 5.8 | 1.6, 14.2 | |
One or more times in the past 12 months | 4.3 | 0.9, 12.2 | |
Never | 1.4 | 0.0, 7.8 | |
Do not know | 0.0 | 0.0, 4.2 | |
Not applicable | 49.3 | 39.3, 59.3 | |
E Division of Economic and Risk Analysis | Daily | 0.0 | 0.0, 7.8 |
One or more times a week | 13.5 | 4.5, 28.8 | |
One or more times a month | 5.4 | 0.7, 18.2 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 5.4 | 0.7, 18.2 | |
Not applicable | 0.0 | 0.0, 7.8 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 1.9 | 0.4, 5.6 | |
One or more times a month | 19.8 | 13.7, 27.1 | |
One or more times in the past 12 months | 64.2 | 57.4, 71.0 | |
Never | 13.4 | 8.4, 19.9 | |
Do not know | 0.0 | 0.0, 2.0 | |
Not applicable | 0.7 | 0.0, 3.7 | |
G Investment Management | Daily | 0.0 | 0.0, 6.9 |
One or more times a week | 11.9 | 4.0, 25.6 | |
One or more times a month | 16.7 | 7.0, 31.4 | |
One or more times in the past 12 months | 45.2 | 34.8, 55.7 | |
Never | 26.2 | 13.9, 42.0 | |
Do not know | 0.0 | 0.0, 6.9 | |
Not applicable | 0.0 | 0.0, 6.9 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 0.0 | 0.0, 12.7 |
One or more times a week | . | Data Not Reported | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 4.5 | 0.1, 22.8 | |
Not applicable | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Daily | 0.0 | 0.0, 2.1 |
One or more times a week | 0.0 | 0.0, 2.1 | |
One or more times a month | 0.7 | 0.0, 3.9 | |
One or more times in the past 12 months | 22.1 | 15.5, 29.9 | |
Never | 72.8 | 65.8, 79.8 | |
Do not know | 0.4 | 0.0, 3.9 | |
Not applicable | 4.1 | 1.5, 8.8 | |
J Information Technology | Daily | 2.4 | 0.1, 12.9 |
One or more times a week | 2.4 | 0.1, 12.9 | |
One or more times a month | 14.6 | 5.6, 29.2 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 2.4 | 0.1, 12.9 | |
Not applicable | 9.8 | 2.7, 23.1 | |
K Trading and Markets | Daily | 0.0 | 0.0, 6.2 |
One or more times a week | 8.5 | 2.4, 20.4 | |
One or more times a month | 10.6 | 3.5, 23.1 | |
One or more times in the past 12 months | 55.3 | 44.7, 66.0 | |
Never | 23.4 | 12.3, 38.0 | |
Do not know | 0.0 | 0.0, 6.2 | |
Not applicable | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.4 |
One or more times a week | 1.2 | 0.0, 6.3 | |
One or more times a month | 17.4 | 10.1, 27.1 | |
One or more times in the past 12 months | 66.3 | 57.3, 75.3 | |
Never | 14.0 | 7.4, 23.1 | |
Do not know | 0.0 | 0.0, 3.4 | |
Not applicable | 1.2 | 0.0, 6.3 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 3.1 | 0.4, 10.8 | |
One or more times a month | 23.4 | 13.8, 35.7 | |
One or more times in the past 12 months | 60.9 | 50.7, 71.2 | |
Never | 12.5 | 5.6, 23.2 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 0.0 | 0.0, 4.6 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 0.0 | 0.0, 3.8 | |
One or more times a month | 0.0 | 0.0, 3.8 | |
One or more times in the past 12 months | 19.2 | 11.2, 29.7 | |
Never | 76.9 | 66.0, 85.7 | |
Do not know | 0.0 | 0.0, 3.8 | |
Not applicable | 3.8 | 0.8, 10.8 | |
O Compliance Inspections and Examinations Headquarters | Daily | 0.0 | 0.0, 4.7 |
One or more times a week | 0.0 | 0.0, 4.7 | |
One or more times a month | 3.2 | 0.4, 11.2 | |
One or more times in the past 12 months | 32.3 | 20.9, 45.3 | |
Never | 58.1 | 48.8, 67.4 | |
Do not know | 1.6 | 0.0, 8.7 | |
Not applicable | 4.8 | 1.0, 13.5 |
11d. Division of Investment Management
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 2.3 | 1.2, 3.9 |
One or more times a week | 2.6 | 1.4, 4.3 | |
One or more times a month | 12.6 | 10.2, 14.9 | |
One or more times in the past 12 months | 43.8 | 40.0, 47.6 | |
Never | 32.6 | 29.1, 36.2 | |
Do not know | 0.8 | 0.2, 2.0 | |
Not applicable | 5.3 | 3.6, 7.5 | |
B Entry or Mid-Level Non-Supervisors | Daily | 2.1 | 1.0, 3.9 |
One or more times a week | 2.2 | 1.1, 4.1 | |
One or more times a month | 11.0 | 8.3, 14.4 | |
One or more times in the past 12 months | 41.5 | 37.3, 45.8 | |
Never | 36.2 | 32.0, 40.3 | |
Do not know | 1.0 | 0.3, 2.5 | |
Not applicable | 6.0 | 3.9, 8.6 | |
C Supervisors | Daily | 3.2 | 0.8, 8.4 |
One or more times a week | 3.9 | 1.2, 9.4 | |
One or more times a month | 18.5 | 11.8, 26.9 | |
One or more times in the past 12 months | 52.5 | 44.1, 61.0 | |
Never | 19.0 | 12.2, 27.5 | |
Do not know | 0.0 | 0.0, 2.6 | |
Not applicable | 2.8 | 0.6, 7.9 | |
D Corporation Finance | Daily | 0.0 | 0.0, 4.1 |
One or more times a week | 1.4 | 0.0, 7.6 | |
One or more times a month | 9.9 | 4.1, 19.3 | |
One or more times in the past 12 months | 36.6 | 27.1, 46.1 | |
Never | 49.3 | 39.5, 59.1 | |
Do not know | 0.0 | 0.0, 4.1 | |
Not applicable | 2.8 | 0.3, 9.8 | |
E Division of Economic and Risk Analysis | Daily | 5.6 | 0.7, 18.7 |
One or more times a week | 11.1 | 3.1, 26.1 | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | 16.7 | 6.4, 32.8 | |
Never | . | Data Not Reported | |
Do not know | 8.3 | 1.8, 22.5 | |
Not applicable | 0.0 | 0.0, 8.0 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 0.6 | 0.0, 3.6 | |
One or more times a month | 14.0 | 8.9, 20.6 | |
One or more times in the past 12 months | 56.0 | 49.0, 63.0 | |
Never | 26.7 | 20.6, 32.9 | |
Do not know | 0.0 | 0.0, 2.0 | |
Not applicable | 2.7 | 0.8, 6.7 | |
G Investment Management | Daily | . | Data Not Reported |
One or more times a week | 2.3 | 0.1, 12.3 | |
One or more times a month | 4.7 | 0.6, 15.8 | |
One or more times in the past 12 months | 2.3 | 0.1, 12.3 | |
Never | 2.3 | 0.1, 12.3 | |
Do not know | 0.0 | 0.0, 6.7 | |
Not applicable | 48.8 | 38.5, 59.2 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 0.0 | 0.0, 12.7 |
One or more times a week | 4.5 | 0.1, 22.8 | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 4.5 | 0.1, 22.8 | |
Not applicable | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Daily | 0.0 | 0.0, 2.1 |
One or more times a week | 1.4 | 0.2, 5.0 | |
One or more times a month | 8.3 | 4.3, 14.2 | |
One or more times in the past 12 months | 50.8 | 42.7, 58.9 | |
Never | 36.2 | 28.4, 43.9 | |
Do not know | 1.0 | 0.0, 4.8 | |
Not applicable | 2.4 | 0.5, 6.6 | |
J Information Technology | Daily | 2.4 | 0.1, 12.9 |
One or more times a week | 4.9 | 0.6, 16.5 | |
One or more times a month | 12.2 | 4.1, 26.2 | |
One or more times in the past 12 months | 29.3 | 16.1, 45.5 | |
Never | . | Data Not Reported | |
Do not know | 2.4 | 0.1, 12.9 | |
Not applicable | 14.6 | 5.6, 29.2 | |
K Trading and Markets | Daily | 2.1 | 0.1, 11.3 |
One or more times a week | 14.9 | 6.2, 28.3 | |
One or more times a month | 23.4 | 12.3, 38.0 | |
One or more times in the past 12 months | 23.4 | 12.3, 38.0 | |
Never | 31.9 | 19.1, 47.1 | |
Do not know | 0.0 | 0.0, 6.2 | |
Not applicable | 4.3 | 0.5, 14.5 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.4 |
One or more times a week | 0.0 | 0.0, 3.4 | |
One or more times a month | 14.9 | 8.2, 24.2 | |
One or more times in the past 12 months | 59.8 | 50.5, 69.1 | |
Never | 21.8 | 13.7, 32.0 | |
Do not know | 0.0 | 0.0, 3.4 | |
Not applicable | 3.4 | 0.7, 9.7 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 1.6 | 0.0, 8.4 | |
One or more times a month | 12.5 | 5.6, 23.2 | |
One or more times in the past 12 months | 50.0 | 39.5, 60.5 | |
Never | 34.4 | 22.9, 47.3 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 1.3 | 0.0, 7.0 | |
One or more times a month | 5.2 | 1.4, 12.8 | |
One or more times in the past 12 months | 55.8 | 45.8, 65.9 | |
Never | 33.8 | 24.2, 43.4 | |
Do not know | 1.3 | 0.0, 7.0 | |
Not applicable | 2.6 | 0.3, 9.1 | |
O Compliance Inspections and Examinations Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 1.6 | 0.0, 8.5 | |
One or more times a month | 19.0 | 10.2, 30.9 | |
One or more times in the past 12 months | 33.3 | 22.0, 46.3 | |
Never | 44.4 | 35.2, 53.7 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 1.6 | 0.0, 8.5 |
11e. Division of Trading and Markets
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 2.6 | 1.4, 4.3 |
One or more times a week | 3.3 | 2.0, 5.2 | |
One or more times a month | 11.2 | 8.7, 14.2 | |
One or more times in the past 12 months | 39.2 | 35.4, 42.9 | |
Never | 35.5 | 31.9, 39.1 | |
Do not know | 2.0 | 1.0, 3.6 | |
Not applicable | 6.1 | 4.3, 8.5 | |
B Entry or Mid-Level Non-Supervisors | Daily | 2.2 | 1.1, 4.1 |
One or more times a week | 2.7 | 1.4, 4.7 | |
One or more times a month | 10.3 | 7.6, 13.6 | |
One or more times in the past 12 months | 39.4 | 35.2, 43.5 | |
Never | 36.7 | 32.6, 40.7 | |
Do not know | 2.4 | 1.2, 4.3 | |
Not applicable | 6.3 | 4.2, 9.0 | |
C Supervisors | Daily | 4.0 | 1.2, 9.5 |
One or more times a week | 6.0 | 2.3, 12.2 | |
One or more times a month | 14.8 | 8.8, 22.8 | |
One or more times in the past 12 months | 38.3 | 29.7, 46.9 | |
Never | 31.0 | 22.7, 39.3 | |
Do not know | 0.6 | 0.0, 5.0 | |
Not applicable | 5.4 | 2.0, 11.4 | |
D Corporation Finance | Daily | 0.0 | 0.0, 4.2 |
One or more times a week | 1.4 | 0.0, 7.7 | |
One or more times a month | 7.1 | 2.4, 15.9 | |
One or more times in the past 12 months | 27.1 | 17.2, 39.1 | |
Never | 61.4 | 51.8, 71.1 | |
Do not know | 0.0 | 0.0, 4.2 | |
Not applicable | 2.9 | 0.3, 9.9 | |
E Division of Economic and Risk Analysis | Daily | 0.0 | 0.0, 7.8 |
One or more times a week | 18.9 | 8.0, 35.2 | |
One or more times a month | 18.9 | 8.0, 35.2 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | 24.3 | 11.8, 41.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
Not applicable | 2.7 | 0.1, 14.2 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 1.2 | 0.1, 4.6 | |
One or more times a month | 15.2 | 9.9, 22.0 | |
One or more times in the past 12 months | 57.7 | 50.7, 64.6 | |
Never | 21.0 | 14.7, 28.4 | |
Do not know | 2.1 | 0.5, 5.9 | |
Not applicable | 2.8 | 0.8, 6.8 | |
G Investment Management | Daily | 2.4 | 0.1, 12.6 |
One or more times a week | 14.3 | 5.4, 28.5 | |
One or more times a month | 19.0 | 8.6, 34.1 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | 26.2 | 13.9, 42.0 | |
Do not know | 2.4 | 0.1, 12.6 | |
Not applicable | 0.0 | 0.0, 6.9 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 0.0 | 0.0, 12.7 |
One or more times a week | 4.5 | 0.1, 22.8 | |
One or more times a month | 9.1 | 1.1, 29.2 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 4.5 | 0.1, 22.8 | |
Not applicable | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Daily | 0.0 | 0.0, 2.1 |
One or more times a week | 2.1 | 0.4, 6.1 | |
One or more times a month | 7.8 | 3.9, 13.5 | |
One or more times in the past 12 months | 34.0 | 26.3, 41.7 | |
Never | 49.0 | 40.9, 57.0 | |
Do not know | 2.4 | 0.5, 6.6 | |
Not applicable | 4.7 | 1.8, 9.8 | |
J Information Technology | Daily | 2.4 | 0.1, 12.9 |
One or more times a week | 2.4 | 0.1, 12.9 | |
One or more times a month | 12.2 | 4.1, 26.2 | |
One or more times in the past 12 months | 29.3 | 16.1, 45.5 | |
Never | . | Data Not Reported | |
Do not know | 7.3 | 1.5, 19.9 | |
Not applicable | 4.9 | 0.6, 16.5 | |
K Trading and Markets | Daily | 36.2 | 22.7, 51.5 |
One or more times a week | 8.5 | 2.4, 20.4 | |
One or more times a month | 4.3 | 0.5, 14.5 | |
One or more times in the past 12 months | 4.3 | 0.5, 14.5 | |
Never | 0.0 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 6.2 | |
Not applicable | 46.8 | 36.1, 57.5 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.5 |
One or more times a week | 0.0 | 0.0, 3.5 | |
One or more times a month | 12.9 | 6.6, 22.0 | |
One or more times in the past 12 months | 64.7 | 55.6, 73.9 | |
Never | 15.3 | 8.4, 24.7 | |
Do not know | 3.5 | 0.7, 10.0 | |
Not applicable | 3.5 | 0.7, 10.0 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 3.1 | 0.4, 10.8 | |
One or more times a month | 18.7 | 10.1, 30.5 | |
One or more times in the past 12 months | 46.9 | 36.4, 57.3 | |
Never | 29.7 | 18.9, 42.4 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 0.0 | 0.0, 3.8 | |
One or more times a month | 1.3 | 0.0, 7.0 | |
One or more times in the past 12 months | 33.8 | 24.2, 43.4 | |
Never | 57.1 | 47.1, 67.2 | |
Do not know | 2.6 | 0.3, 9.1 | |
Not applicable | 5.2 | 1.4, 12.8 | |
O Compliance Inspections and Examinations Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 9.5 | 3.6, 19.6 | |
One or more times a month | 30.2 | 19.2, 43.0 | |
One or more times in the past 12 months | 34.9 | 23.3, 48.0 | |
Never | 20.6 | 11.5, 32.7 | |
Do not know | 1.6 | 0.0, 8.5 | |
Not applicable | 3.2 | 0.4, 11.0 |
11f. Division of Economic and Risk Analysis
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 2.0 | 1.0, 3.5 |
One or more times a week | 4.7 | 3.1, 6.8 | |
One or more times a month | 11.6 | 9.3, 14.0 | |
One or more times in the past 12 months | 31.4 | 28.0, 34.8 | |
Never | 44.2 | 40.7, 47.8 | |
Do not know | 1.1 | 0.4, 2.3 | |
Not applicable | 5.0 | 3.4, 7.2 | |
B Entry or Mid-Level Non-Supervisors | Daily | 2.2 | 1.1, 4.1 |
One or more times a week | 4.6 | 2.9, 7.0 | |
One or more times a month | 10.2 | 7.6, 13.4 | |
One or more times in the past 12 months | 31.0 | 27.2, 34.9 | |
Never | 45.6 | 41.5, 49.7 | |
Do not know | 1.1 | 0.3, 2.6 | |
Not applicable | 5.2 | 3.3, 7.8 | |
C Supervisors | Daily | 0.9 | 0.0, 4.9 |
One or more times a week | 4.7 | 1.6, 10.5 | |
One or more times a month | 17.1 | 10.7, 25.4 | |
One or more times in the past 12 months | 33.0 | 25.0, 41.0 | |
Never | 39.0 | 30.5, 47.5 | |
Do not know | 1.1 | 0.0, 5.2 | |
Not applicable | 4.2 | 1.3, 9.7 | |
D Corporation Finance | Daily | 1.4 | 0.0, 7.6 |
One or more times a week | 2.8 | 0.3, 9.8 | |
One or more times a month | 2.8 | 0.3, 9.8 | |
One or more times in the past 12 months | 12.7 | 6.0, 22.7 | |
Never | 76.1 | 64.5, 85.4 | |
Do not know | 0.0 | 0.0, 4.1 | |
Not applicable | 4.2 | 0.9, 11.9 | |
E Division of Economic and Risk Analysis | Daily | . | Data Not Reported |
One or more times a week | 0.0 | 0.0, 7.8 | |
One or more times a month | 5.4 | 0.7, 18.2 | |
One or more times in the past 12 months | 0.0 | 0.0, 7.8 | |
Never | 0.0 | 0.0, 7.8 | |
Do not know | 0.0 | 0.0, 7.8 | |
Not applicable | 48.6 | 38.6, 58.7 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 3.1 | 1.0, 7.3 | |
One or more times a month | 17.0 | 11.4, 24.0 | |
One or more times in the past 12 months | 52.5 | 45.5, 59.6 | |
Never | 24.6 | 18.5, 30.7 | |
Do not know | 0.0 | 0.0, 2.0 | |
Not applicable | 2.7 | 0.8, 6.7 | |
G Investment Management | Daily | 2.4 | 0.1, 12.9 |
One or more times a week | 14.6 | 5.6, 29.2 | |
One or more times a month | 12.2 | 4.1, 26.2 | |
One or more times in the past 12 months | 22.0 | 10.6, 37.6 | |
Never | . | Data Not Reported | |
Do not know | 4.9 | 0.6, 16.5 | |
Not applicable | 0.0 | 0.0, 7.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 0.0 | 0.0, 12.7 |
One or more times a week | 0.0 | 0.0, 12.7 | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 4.5 | 0.1, 22.8 | |
Not applicable | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Daily | 0.0 | 0.0, 2.1 |
One or more times a week | 1.1 | 0.1, 4.5 | |
One or more times a month | 4.8 | 1.9, 9.8 | |
One or more times in the past 12 months | 19.0 | 12.8, 26.5 | |
Never | 68.7 | 61.5, 75.8 | |
Do not know | 1.7 | 0.3, 5.5 | |
Not applicable | 4.8 | 1.8, 9.8 | |
J Information Technology | Daily | 0.0 | 0.0, 6.7 |
One or more times a week | 14.0 | 5.3, 27.9 | |
One or more times a month | 9.3 | 2.6, 22.1 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | 25.6 | 13.5, 41.2 | |
Do not know | 4.7 | 0.6, 15.8 | |
Not applicable | 9.3 | 2.6, 22.1 | |
K Trading and Markets | Daily | 2.1 | 0.1, 11.3 |
One or more times a week | 23.4 | 12.3, 38.0 | |
One or more times a month | 31.9 | 19.1, 47.1 | |
One or more times in the past 12 months | 27.7 | 15.6, 42.6 | |
Never | 14.9 | 6.2, 28.3 | |
Do not know | 0.0 | 0.0, 6.2 | |
Not applicable | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.4 |
One or more times a week | 1.1 | 0.0, 6.2 | |
One or more times a month | 14.9 | 8.2, 24.2 | |
One or more times in the past 12 months | 55.2 | 45.8, 64.6 | |
Never | 25.3 | 16.6, 35.7 | |
Do not know | 0.0 | 0.0, 3.4 | |
Not applicable | 3.4 | 0.7, 9.7 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 6.2 | 1.7, 15.2 | |
One or more times a month | 20.3 | 11.3, 32.2 | |
One or more times in the past 12 months | 48.4 | 38.0, 58.9 | |
Never | 23.4 | 13.8, 35.7 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 0.0 | 0.0, 3.8 | |
One or more times a month | 3.9 | 0.8, 11.0 | |
One or more times in the past 12 months | 14.3 | 7.4, 24.1 | |
Never | 75.3 | 64.2, 84.4 | |
Do not know | 1.3 | 0.0, 7.0 | |
Not applicable | 5.2 | 1.4, 12.8 | |
O Compliance Inspections and Examinations Headquarters | Daily | 0.0 | 0.0, 4.7 |
One or more times a week | 4.8 | 1.0, 13.5 | |
One or more times a month | 8.1 | 2.7, 17.8 | |
One or more times in the past 12 months | 35.5 | 23.7, 48.7 | |
Never | 45.2 | 35.8, 54.5 | |
Do not know | 3.2 | 0.4, 11.2 | |
Not applicable | 3.2 | 0.4, 11.2 |
11g. Office of Credit Ratings
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 0.2 | 0.0, 1.1 |
One or more times a week | 0.4 | 0.0, 1.5 | |
One or more times a month | 1.6 | 0.8, 3.1 | |
One or more times in the past 12 months | 5.8 | 4.0, 8.1 | |
Never | 83.5 | 80.8, 86.2 | |
Do not know | 2.4 | 1.3, 4.0 | |
Not applicable | 6.1 | 4.2, 8.4 | |
B Entry or Mid-Level Non-Supervisors | Daily | 0.1 | 0.0, 1.3 |
One or more times a week | 0.5 | 0.1, 1.8 | |
One or more times a month | 0.9 | 0.2, 2.3 | |
One or more times in the past 12 months | 4.9 | 3.0, 7.3 | |
Never | 84.7 | 81.7, 87.7 | |
Do not know | 2.8 | 1.5, 4.9 | |
Not applicable | 6.1 | 4.0, 8.7 | |
C Supervisors | Daily | 0.5 | 0.0, 4.9 |
One or more times a week | 0.0 | 0.0, 2.6 | |
One or more times a month | 4.6 | 1.5, 10.3 | |
One or more times in the past 12 months | 9.4 | 4.7, 16.4 | |
Never | 78.8 | 70.1, 85.9 | |
Do not know | 0.6 | 0.0, 4.9 | |
Not applicable | 6.1 | 2.4, 12.2 | |
D Corporation Finance | Daily | 0.0 | 0.0, 4.1 |
One or more times a week | 0.0 | 0.0, 4.1 | |
One or more times a month | 1.4 | 0.0, 7.6 | |
One or more times in the past 12 months | 4.2 | 0.9, 11.9 | |
Never | 90.1 | 80.7, 95.9 | |
Do not know | 0.0 | 0.0, 4.1 | |
Not applicable | 4.2 | 0.9, 11.9 | |
E Division of Economic and Risk Analysis | Daily | 0.0 | 0.0, 7.8 |
One or more times a week | 2.7 | 0.1, 14.2 | |
One or more times a month | 0.0 | 0.0, 7.8 | |
One or more times in the past 12 months | 8.1 | 1.7, 21.9 | |
Never | . | Data Not Reported | |
Do not know | 8.1 | 1.7, 21.9 | |
Not applicable | 8.1 | 1.7, 21.9 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 0.0 | 0.0, 2.0 | |
One or more times a month | 3.3 | 1.0, 7.6 | |
One or more times in the past 12 months | 5.6 | 2.4, 10.6 | |
Never | 83.5 | 76.5, 89.2 | |
Do not know | 3.5 | 1.1, 7.9 | |
Not applicable | 4.2 | 1.6, 8.9 | |
G Investment Management | Daily | 0.0 | 0.0, 6.7 |
One or more times a week | 0.0 | 0.0, 6.7 | |
One or more times a month | 0.0 | 0.0, 6.7 | |
One or more times in the past 12 months | 4.7 | 0.6, 15.8 | |
Never | 95.3 | 84.2, 99.4 | |
Do not know | 0.0 | 0.0, 6.7 | |
Not applicable | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 9.5 | 1.2, 30.4 |
One or more times a week | 0.0 | 0.0, 13.3 | |
One or more times a month | 0.0 | 0.0, 13.3 | |
One or more times in the past 12 months | 9.5 | 1.2, 30.4 | |
Never | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 13.3 | |
Not applicable | . | Data Not Reported | |
I Compliance Inspections and Examinations | Daily | 0.0 | 0.0, 2.1 |
One or more times a week | 1.0 | 0.0, 4.8 | |
One or more times a month | 0.4 | 0.0, 3.9 | |
One or more times in the past 12 months | 3.4 | 1.1, 8.0 | |
Never | 88.7 | 82.3, 93.5 | |
Do not know | 1.4 | 0.2, 5.0 | |
Not applicable | 5.1 | 2.1, 10.2 | |
J Information Technology | Daily | 0.0 | 0.0, 6.9 |
One or more times a week | 0.0 | 0.0, 6.9 | |
One or more times a month | 4.8 | 0.6, 16.2 | |
One or more times in the past 12 months | 9.5 | 2.7, 22.6 | |
Never | . | Data Not Reported | |
Do not know | 7.1 | 1.5, 19.5 | |
Not applicable | 14.3 | 5.4, 28.5 | |
K Trading and Markets | Daily | 0.0 | 0.0, 6.2 |
One or more times a week | 0.0 | 0.0, 6.2 | |
One or more times a month | 0.0 | 0.0, 6.2 | |
One or more times in the past 12 months | 17.0 | 7.6, 30.8 | |
Never | 72.3 | 57.4, 84.4 | |
Do not know | 2.1 | 0.1, 11.3 | |
Not applicable | 8.5 | 2.4, 20.4 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.5 |
One or more times a week | 0.0 | 0.0, 3.5 | |
One or more times a month | 1.2 | 0.0, 6.5 | |
One or more times in the past 12 months | 6.0 | 2.0, 13.5 | |
Never | 84.3 | 74.7, 91.4 | |
Do not know | 3.6 | 0.8, 10.2 | |
Not applicable | 4.8 | 1.3, 11.9 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.7 |
One or more times a week | 0.0 | 0.0, 4.7 | |
One or more times a month | 6.5 | 1.8, 15.7 | |
One or more times in the past 12 months | 4.8 | 1.0, 13.5 | |
Never | 82.3 | 70.5, 90.8 | |
Do not know | 3.2 | 0.4, 11.2 | |
Not applicable | 3.2 | 0.4, 11.2 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 1.3 | 0.0, 7.0 | |
One or more times a month | 0.0 | 0.0, 3.8 | |
One or more times in the past 12 months | 2.6 | 0.3, 9.1 | |
Never | 89.6 | 80.6, 95.4 | |
Do not know | 1.3 | 0.0, 7.0 | |
Not applicable | 5.2 | 1.4, 12.8 | |
O Compliance Inspections and Examinations Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 0.0 | 0.0, 4.6 | |
One or more times a month | 1.6 | 0.0, 8.5 | |
One or more times in the past 12 months | 6.3 | 1.8, 15.5 | |
Never | 85.7 | 74.6, 93.3 | |
Do not know | 1.6 | 0.0, 8.5 | |
Not applicable | 4.8 | 1.0, 13.3 |
11h. Office of Information Technology
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 3.7 | 2.3, 5.7 |
One or more times a week | 7.4 | 5.3, 9.9 | |
One or more times a month | 31.4 | 27.9, 34.9 | |
One or more times in the past 12 months | 29.1 | 25.5, 32.7 | |
Never | 24.2 | 20.8, 27.6 | |
Do not know | 1.5 | 0.7, 2.9 | |
Not applicable | 2.7 | 1.5, 4.4 | |
B Entry or Mid-Level Non-Supervisors | Daily | 3.3 | 1.8, 5.4 |
One or more times a week | 7.9 | 5.6, 10.8 | |
One or more times a month | 31.2 | 27.2, 35.1 | |
One or more times in the past 12 months | 27.7 | 23.8, 31.6 | |
Never | 25.2 | 21.4, 29.0 | |
Do not know | 1.9 | 0.8, 3.6 | |
Not applicable | 2.9 | 1.6, 5.0 | |
C Supervisors | Daily | 5.6 | 2.1, 11.6 |
One or more times a week | 5.4 | 2.0, 11.3 | |
One or more times a month | 32.4 | 24.5, 40.3 | |
One or more times in the past 12 months | 34.5 | 26.0, 42.9 | |
Never | 20.5 | 13.4, 29.1 | |
Do not know | 0.0 | 0.0, 2.6 | |
Not applicable | 1.7 | 0.2, 6.1 | |
D Corporation Finance | Daily | 1.4 | 0.0, 7.6 |
One or more times a week | 4.2 | 0.9, 11.9 | |
One or more times a month | 29.6 | 19.3, 41.6 | |
One or more times in the past 12 months | 35.2 | 25.8, 44.6 | |
Never | 29.6 | 19.3, 41.6 | |
Do not know | 0.0 | 0.0, 4.1 | |
Not applicable | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Daily | 0.0 | 0.0, 7.8 |
One or more times a week | 10.8 | 3.0, 25.4 | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | 16.2 | 6.2, 32.0 | |
Do not know | 2.7 | 0.1, 14.2 | |
Not applicable | 0.0 | 0.0, 7.8 | |
F Enforcement | Daily | 0.6 | 0.0, 3.7 |
One or more times a week | 9.0 | 4.9, 14.8 | |
One or more times a month | 42.9 | 35.8, 49.9 | |
One or more times in the past 12 months | 28.6 | 22.2, 35.1 | |
Never | 15.3 | 9.9, 22.1 | |
Do not know | 2.1 | 0.5, 5.9 | |
Not applicable | 1.4 | 0.2, 4.9 | |
G Investment Management | Daily | 2.3 | 0.1, 12.3 |
One or more times a week | 4.7 | 0.6, 15.8 | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | 23.3 | 11.8, 38.6 | |
Never | 30.2 | 17.2, 46.1 | |
Do not know | 0.0 | 0.0, 6.7 | |
Not applicable | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 0.0 | 0.0, 12.7 |
One or more times a week | 4.5 | 0.1, 22.8 | |
One or more times a month | . | Data Not Reported | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.7 | |
Not applicable | 4.5 | 0.1, 22.8 | |
I Compliance Inspections and Examinations | Daily | 1.4 | 0.2, 5.0 |
One or more times a week | 4.8 | 1.9, 9.8 | |
One or more times a month | 20.9 | 14.5, 28.6 | |
One or more times in the past 12 months | 30.8 | 23.2, 38.5 | |
Never | 36.6 | 28.7, 44.6 | |
Do not know | 1.7 | 0.3, 5.5 | |
Not applicable | 3.7 | 1.3, 8.4 | |
J Information Technology | Daily | 53.5 | 43.0, 64.0 |
One or more times a week | 11.6 | 3.9, 25.1 | |
One or more times a month | 9.3 | 2.6, 22.1 | |
One or more times in the past 12 months | 7.0 | 1.5, 19.1 | |
Never | 0.0 | 0.0, 6.7 | |
Do not know | 0.0 | 0.0, 6.7 | |
Not applicable | 18.6 | 8.4, 33.4 | |
K Trading and Markets | Daily | 2.2 | 0.1, 11.5 |
One or more times a week | 15.2 | 6.3, 28.9 | |
One or more times a month | 30.4 | 17.7, 45.8 | |
One or more times in the past 12 months | 28.3 | 16.0, 43.5 | |
Never | 21.7 | 10.9, 36.4 | |
Do not know | 2.2 | 0.1, 11.5 | |
Not applicable | 0.0 | 0.0, 6.3 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.4 |
One or more times a week | 4.7 | 1.3, 11.5 | |
One or more times a month | 41.9 | 32.5, 51.3 | |
One or more times in the past 12 months | 33.7 | 24.7, 42.7 | |
Never | 14.0 | 7.4, 23.1 | |
Do not know | 3.5 | 0.7, 9.9 | |
Not applicable | 2.3 | 0.3, 8.1 | |
M Enforcement Headquarters | Daily | 1.6 | 0.0, 8.5 |
One or more times a week | 15.9 | 7.9, 27.3 | |
One or more times a month | 44.4 | 34.0, 54.9 | |
One or more times in the past 12 months | 20.6 | 11.5, 32.7 | |
Never | 17.5 | 9.1, 29.1 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 0.0 | 0.0, 4.6 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 1.3 | 0.0, 7.0 |
One or more times a week | 3.9 | 0.8, 11.0 | |
One or more times a month | 16.9 | 9.3, 27.1 | |
One or more times in the past 12 months | 33.8 | 24.2, 43.4 | |
Never | 39.0 | 29.1, 48.9 | |
Do not know | 1.3 | 0.0, 7.0 | |
Not applicable | 3.9 | 0.8, 11.0 | |
O Compliance Inspections and Examinations Headquarters | Daily | 1.6 | 0.0, 8.5 |
One or more times a week | 7.9 | 2.6, 17.6 | |
One or more times a month | 34.9 | 23.3, 48.0 | |
One or more times in the past 12 months | 20.6 | 11.5, 32.7 | |
Never | 28.6 | 17.9, 41.3 | |
Do not know | 3.2 | 0.4, 11.0 | |
Not applicable | 3.2 | 0.4, 11.0 |
11i. Office of the Chief Accountant
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Daily | 0.3 | 0.0, 1.2 |
One or more times a week | 1.2 | 0.5, 2.5 | |
One or more times a month | 6.5 | 4.6, 8.9 | |
One or more times in the past 12 months | 30.3 | 27.0, 33.7 | |
Never | 55.8 | 52.2, 59.3 | |
Do not know | 1.3 | 0.5, 2.6 | |
Not applicable | 4.6 | 3.0, 6.7 | |
B Entry or Mid-Level Non-Supervisors | Daily | 0.4 | 0.0, 1.5 |
One or more times a week | 1.2 | 0.4, 2.8 | |
One or more times a month | 5.9 | 3.9, 8.5 | |
One or more times in the past 12 months | 28.3 | 24.6, 32.1 | |
Never | 57.7 | 53.7, 61.8 | |
Do not know | 1.5 | 0.6, 3.1 | |
Not applicable | 5.0 | 3.2, 7.5 | |
C Supervisors | Daily | 0.0 | 0.0, 2.6 |
One or more times a week | 1.0 | 0.0, 5.1 | |
One or more times a month | 8.9 | 4.4, 15.8 | |
One or more times in the past 12 months | 38.1 | 29.9, 46.3 | |
Never | 48.3 | 39.9, 56.7 | |
Do not know | 0.6 | 0.0, 4.8 | |
Not applicable | 3.1 | 0.7, 8.2 | |
D Corporation Finance | Daily | 1.4 | 0.0, 7.5 |
One or more times a week | 2.8 | 0.3, 9.7 | |
One or more times a month | 16.7 | 8.9, 27.3 | |
One or more times in the past 12 months | 40.3 | 30.7, 49.9 | |
Never | 36.1 | 26.7, 45.5 | |
Do not know | 0.0 | 0.0, 4.1 | |
Not applicable | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Daily | 0.0 | 0.0, 8.0 |
One or more times a week | 2.8 | 0.1, 14.5 | |
One or more times a month | 2.8 | 0.1, 14.5 | |
One or more times in the past 12 months | 16.7 | 6.4, 32.8 | |
Never | . | Data Not Reported | |
Do not know | 8.3 | 1.8, 22.5 | |
Not applicable | 8.3 | 1.8, 22.5 | |
F Enforcement | Daily | 0.0 | 0.0, 2.0 |
One or more times a week | 1.8 | 0.3, 5.5 | |
One or more times a month | 8.9 | 4.9, 14.7 | |
One or more times in the past 12 months | 52.4 | 45.4, 59.4 | |
Never | 35.5 | 28.7, 42.3 | |
Do not know | 0.0 | 0.0, 2.0 | |
Not applicable | 1.3 | 0.2, 4.7 | |
G Investment Management | Daily | 0.0 | 0.0, 6.9 |
One or more times a week | 2.4 | 0.1, 12.6 | |
One or more times a month | 14.3 | 5.4, 28.5 | |
One or more times in the past 12 months | 23.8 | 12.1, 39.5 | |
Never | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 6.9 | |
Not applicable | 0.0 | 0.0, 6.9 | |
H Office of the Chief Accountant and Office of Credit Ratings | Daily | 4.5 | 0.1, 22.8 |
One or more times a week | 0.0 | 0.0, 12.7 | |
One or more times a month | 0.0 | 0.0, 12.7 | |
One or more times in the past 12 months | . | Data Not Reported | |
Never | . | Data Not Reported | |
Do not know | 4.5 | 0.1, 22.8 | |
Not applicable | . | Data Not Reported | |
I Compliance Inspections and Examinations | Daily | 0.0 | 0.0, 2.1 |
One or more times a week | 0.0 | 0.0, 2.1 | |
One or more times a month | 0.0 | 0.0, 2.1 | |
One or more times in the past 12 months | 9.4 | 5.2, 15.5 | |
Never | 84.5 | 77.5, 90.0 | |
Do not know | 1.3 | 0.2, 4.9 | |
Not applicable | 4.7 | 1.8, 9.7 | |
J Information Technology | Daily | 0.0 | 0.0, 7.0 |
One or more times a week | 0.0 | 0.0, 7.0 | |
One or more times a month | 4.9 | 0.6, 16.5 | |
One or more times in the past 12 months | 4.9 | 0.6, 16.5 | |
Never | . | Data Not Reported | |
Do not know | 7.3 | 1.5, 19.9 | |
Not applicable | 14.6 | 5.6, 29.2 | |
K Trading and Markets | Daily | 0.0 | 0.0, 6.3 |
One or more times a week | 0.0 | 0.0, 6.3 | |
One or more times a month | 4.3 | 0.5, 14.8 | |
One or more times in the past 12 months | 26.1 | 14.3, 41.1 | |
Never | 60.9 | 45.4, 74.9 | |
Do not know | 2.2 | 0.1, 11.5 | |
Not applicable | 6.5 | 1.4, 17.9 | |
L Enforcement Regional Offices | Daily | 0.0 | 0.0, 3.4 |
One or more times a week | 0.0 | 0.0, 3.4 | |
One or more times a month | 3.5 | 0.7, 9.9 | |
One or more times in the past 12 months | 60.5 | 51.2, 69.8 | |
Never | 34.9 | 25.8, 44.0 | |
Do not know | 0.0 | 0.0, 3.4 | |
Not applicable | 1.2 | 0.0, 6.3 | |
M Enforcement Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 4.8 | 1.0, 13.3 | |
One or more times a month | 17.5 | 9.1, 29.1 | |
One or more times in the past 12 months | 39.7 | 29.4, 50.0 | |
Never | 36.5 | 26.3, 46.7 | |
Do not know | 0.0 | 0.0, 4.6 | |
Not applicable | 1.6 | 0.0, 8.5 | |
N Compliance Inspections and Examinations Regional Offices | Daily | 0.0 | 0.0, 3.8 |
One or more times a week | 0.0 | 0.0, 3.8 | |
One or more times a month | 0.0 | 0.0, 3.8 | |
One or more times in the past 12 months | 9.0 | 3.7, 17.6 | |
Never | 84.6 | 74.7, 91.8 | |
Do not know | 1.3 | 0.0, 6.9 | |
Not applicable | 5.1 | 1.4, 12.6 | |
O Compliance Inspections and Examinations Headquarters | Daily | 0.0 | 0.0, 4.6 |
One or more times a week | 0.0 | 0.0, 4.6 | |
One or more times a month | 0.0 | 0.0, 4.6 | |
One or more times in the past 12 months | 11.1 | 4.6, 21.6 | |
Never | 84.1 | 72.7, 92.1 | |
Do not know | 1.6 | 0.0, 8.5 | |
Not applicable | 3.2 | 0.4, 11.0 |
12. In which location do you currently work?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Headquarters | 49.5 | 46.9, 52.0 |
A regional office | 50.5 | 48.0, 53.1 | |
B Entry or Mid-Level Non-Supervisors | Headquarters | 50.0 | 46.8, 53.2 |
A regional office | 50.0 | 46.8, 53.2 | |
C Supervisors | Headquarters | 47.3 | 39.2, 55.3 |
A regional office | 52.7 | 44.7, 60.8 | |
D Corporation Finance | Headquarters | 100.0 | 95.9,100.0 |
A regional office | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Headquarters | 81.1 | 64.8, 92.0 |
A regional office | 18.9 | 8.0, 35.2 | |
F Enforcement | Headquarters | 35.5 | 31.2, 39.9 |
A regional office | 64.5 | 60.1, 68.8 | |
G Investment Management | Headquarters | 95.2 | 83.8, 99.4 |
A regional office | 4.8 | 0.6, 16.2 | |
H Office of the Chief Accountant and Office of Credit Ratings | Headquarters | . | Data Not Reported |
A regional office | . | Data Not Reported | |
I Compliance Inspections and Examinations | Headquarters | 15.7 | 10.1, 22.8 |
A regional office | 84.3 | 77.2, 89.9 | |
J Information Technology | Headquarters | 100.0 | 93.3,100.0 |
A regional office | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Headquarters | 93.6 | 82.5, 98.7 |
A regional office | 6.4 | 1.3, 17.5 | |
L Enforcement Regional Offices | Headquarters | 0.0 | 0.0, 3.4 |
A regional office | 100.0 | 96.6,100.0 | |
M Enforcement Headquarters | Headquarters | 90.6 | 80.7, 96.5 |
A regional office | 9.4 | 3.5, 19.3 | |
N Compliance Inspections and Examinations Regional Offices | Headquarters | 2.5 | 0.3, 8.8 |
A regional office | 97.5 | 91.2, 99.7 | |
O Compliance Inspections and Examinations Headquarters | Headquarters | 63.9 | 50.6, 75.8 |
A regional office | 36.1 | 24.2, 49.4 |
12a. In the past 12 months, how often, if at all, did you typically communicate with employees in the other division or
office within your Regional Office for work-related issues such as to coordinate activities or ask for expert advice?
(Select one response per item. If you work in that Office or Division in your Regional Office, select "Not Applicable.")
OCIE
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
Those Answering Regional Office to Q12 | Daily | 10.5 | 6.7, 15.5 |
One or more times a week | 5.5 | 2.9, 9.5 | |
One or more times a month | 17.4 | 12.5, 23.2 | |
One or more times in the past 12 months | 33.1 | 27.2, 38.9 | |
Never | 11.6 | 7.6, 16.8 | |
Do not know | 0.6 | 0.0, 2.9 | |
Not applicable | 21.2 | 16.1, 26.4 |
Division of Enforcement
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
Those Answering Regional Office to Q12 | Daily | 13.2 | 9.0, 18.6 |
One or more times a week | 5.4 | 2.8, 9.4 | |
One or more times a month | 10.9 | 7.0, 15.9 | |
One or more times in the past 12 months | 32.3 | 26.7, 38.0 | |
Never | 13.8 | 9.4, 19.2 | |
Do not know | 0.6 | 0.0, 2.9 | |
Not applicable | 23.7 | 19.1, 28.4 |
13. To what extent do you agree or disagree that, in the past 12 months, communication between my division/office and the following divisions/offices is adequate to achieve SEC's mission ? (Select one response per
item. If you work in that division or office, select "Not Applicable.")
13a. OCIE
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 23.2 | 19.9, 26.5 |
Somewhat agree | 23.7 | 20.3, 27.0 | |
Neither agree nor disagree | 10.8 | 8.3, 13.6 | |
Somewhat disagree | 5.4 | 3.7, 7.7 | |
Strongly disagree | 2.1 | 1.1, 3.6 | |
Do not know | 22.2 | 19.4, 25.1 | |
Not applicable | 12.7 | 10.0, 15.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 22.0 | 18.4, 25.6 |
Somewhat agree | 22.5 | 18.9, 26.1 | |
Neither agree nor disagree | 11.6 | 8.8, 15.0 | |
Somewhat disagree | 6.3 | 4.3, 9.0 | |
Strongly disagree | 2.1 | 1.0, 4.0 | |
Do not know | 24.4 | 21.0, 27.8 | |
Not applicable | 11.0 | 8.3, 14.3 | |
C Supervisors | Strongly agree | 28.0 | 20.3, 35.7 |
Somewhat agree | 28.3 | 20.2, 36.3 | |
Neither agree nor disagree | 7.3 | 3.2, 13.8 | |
Somewhat disagree | 1.9 | 0.3, 6.5 | |
Strongly disagree | 1.8 | 0.2, 6.3 | |
Do not know | 13.7 | 7.9, 21.4 | |
Not applicable | 19.0 | 12.2, 27.5 | |
D Corporation Finance | Strongly agree | 5.6 | 1.5, 13.6 |
Somewhat agree | 9.7 | 4.0, 19.0 | |
Neither agree nor disagree | 11.1 | 4.9, 20.7 | |
Somewhat disagree | 4.2 | 0.9, 11.7 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
Do not know | 59.7 | 50.1, 69.3 | |
Not applicable | 6.9 | 2.3, 15.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 10.8 | 3.0, 25.4 |
Somewhat agree | 21.6 | 9.8, 38.2 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 2.7 | 0.1, 14.2 | |
Strongly disagree | 0.0 | 0.0, 7.8 | |
Do not know | . | Data Not Reported | |
Not applicable | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 29.8 | 23.3, 36.3 |
Somewhat agree | 27.6 | 21.2, 33.9 | |
Neither agree nor disagree | 12.4 | 7.6, 18.7 | |
Somewhat disagree | 5.3 | 2.3, 10.2 | |
Strongly disagree | 1.4 | 0.2, 4.8 | |
Do not know | 22.2 | 15.8, 29.7 | |
Not applicable | 1.3 | 0.2, 4.7 | |
G Investment Management | Strongly agree | 22.7 | 11.5, 37.8 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 25.0 | 13.2, 40.3 | |
Not applicable | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 8.7 | 1.1, 28.0 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Strongly agree | 25.3 | 18.4, 32.3 |
Somewhat agree | 23.8 | 17.1, 31.7 | |
Neither agree nor disagree | 7.0 | 3.4, 12.7 | |
Somewhat disagree | 3.7 | 1.2, 8.3 | |
Strongly disagree | 0.4 | 0.0, 3.9 | |
Do not know | 4.7 | 1.8, 9.7 | |
Not applicable | 35.0 | 27.3, 42.8 | |
J Information Technology | Strongly agree | 21.4 | 10.3, 36.8 |
Somewhat agree | 16.7 | 7.0, 31.4 | |
Neither agree nor disagree | 9.5 | 2.7, 22.6 | |
Somewhat disagree | 11.9 | 4.0, 25.6 | |
Strongly disagree | 11.9 | 4.0, 25.6 | |
Do not know | 26.2 | 13.9, 42.0 | |
Not applicable | 2.4 | 0.1, 12.6 | |
K Trading and Markets | Strongly agree | 17.0 | 7.6, 30.8 |
Somewhat agree | 29.8 | 17.3, 44.9 | |
Neither agree nor disagree | 17.0 | 7.6, 30.8 | |
Somewhat disagree | 12.8 | 4.8, 25.7 | |
Strongly disagree | 8.5 | 2.4, 20.4 | |
Do not know | 14.9 | 6.2, 28.3 | |
Not applicable | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 29.9 | 21.2, 38.6 |
Somewhat agree | 32.2 | 23.3, 41.0 | |
Neither agree nor disagree | 10.3 | 4.8, 18.7 | |
Somewhat disagree | 5.7 | 1.9, 12.9 | |
Strongly disagree | 2.3 | 0.3, 8.1 | |
Do not know | 18.4 | 10.9, 28.1 | |
Not applicable | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 29.7 | 18.9, 42.4 |
Somewhat agree | 20.3 | 11.3, 32.2 | |
Neither agree nor disagree | 15.6 | 7.8, 26.9 | |
Somewhat disagree | 4.7 | 1.0, 13.1 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 28.1 | 17.6, 40.8 | |
Not applicable | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 23.1 | 14.3, 34.0 |
Somewhat agree | 25.6 | 16.4, 36.8 | |
Neither agree nor disagree | 7.7 | 2.9, 16.0 | |
Somewhat disagree | 3.8 | 0.8, 10.8 | |
Strongly disagree | 0.0 | 0.0, 3.8 | |
Do not know | 5.1 | 1.4, 12.6 | |
Not applicable | 34.6 | 25.0, 44.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 33.3 | 22.0, 46.3 |
Somewhat agree | 17.5 | 9.1, 29.1 | |
Neither agree nor disagree | 4.8 | 1.0, 13.3 | |
Somewhat disagree | 3.2 | 0.4, 11.0 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 3.2 | 0.4, 11.0 | |
Not applicable | 36.5 | 27.5, 45.5 |
13b. Division of Enforcement
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 20.7 | 17.6, 23.7 |
Somewhat agree | 29.3 | 25.8, 32.7 | |
Neither agree nor disagree | 8.2 | 6.1, 10.8 | |
Somewhat disagree | 6.7 | 4.8, 9.1 | |
Strongly disagree | 3.4 | 2.0, 5.2 | |
Do not know | 13.1 | 10.8, 15.4 | |
Not applicable | 18.7 | 15.9, 21.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 19.6 | 16.3, 22.8 |
Somewhat agree | 26.7 | 22.9, 30.5 | |
Neither agree nor disagree | 8.4 | 6.0, 11.4 | |
Somewhat disagree | 6.8 | 4.6, 9.5 | |
Strongly disagree | 2.8 | 1.5, 4.8 | |
Do not know | 15.4 | 12.6, 18.2 | |
Not applicable | 20.3 | 17.0, 23.6 | |
C Supervisors | Strongly agree | 25.0 | 17.3, 34.0 |
Somewhat agree | 39.1 | 30.7, 47.5 | |
Neither agree nor disagree | 7.4 | 3.3, 13.9 | |
Somewhat disagree | 6.6 | 2.8, 12.8 | |
Strongly disagree | 5.5 | 2.1, 11.4 | |
Do not know | 4.2 | 1.3, 9.7 | |
Not applicable | 12.3 | 6.9, 19.8 | |
D Corporation Finance | Strongly agree | 12.5 | 5.9, 22.4 |
Somewhat agree | 40.3 | 30.7, 49.9 | |
Neither agree nor disagree | 6.9 | 2.3, 15.5 | |
Somewhat disagree | 6.9 | 2.3, 15.5 | |
Strongly disagree | 4.2 | 0.9, 11.7 | |
Do not know | 27.8 | 17.9, 39.6 | |
Not applicable | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 16.2 | 6.2, 32.0 | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 0.0 | 0.0, 7.8 | |
Do not know | . | Data Not Reported | |
Not applicable | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 24.3 | 18.3, 30.4 |
Somewhat agree | 14.6 | 9.4, 21.3 | |
Neither agree nor disagree | 4.7 | 1.9, 9.4 | |
Somewhat disagree | 0.7 | 0.0, 3.7 | |
Strongly disagree | 0.7 | 0.0, 3.7 | |
Do not know | 3.4 | 1.1, 7.7 | |
Not applicable | 51.6 | 44.5, 58.6 | |
G Investment Management | Strongly agree | 27.9 | 15.3, 43.7 |
Somewhat agree | 23.3 | 11.8, 38.6 | |
Neither agree nor disagree | 9.3 | 2.6, 22.1 | |
Somewhat disagree | 9.3 | 2.6, 22.1 | |
Strongly disagree | 0.0 | 0.0, 6.7 | |
Do not know | 30.2 | 17.2, 46.1 | |
Not applicable | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 4.3 | 0.1, 21.9 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 16.2 | 10.5, 23.3 |
Somewhat agree | 44.8 | 36.7, 52.9 | |
Neither agree nor disagree | 12.4 | 7.5, 19.0 | |
Somewhat disagree | 10.1 | 5.7, 16.3 | |
Strongly disagree | 5.3 | 2.2, 10.8 | |
Do not know | 10.8 | 6.2, 17.1 | |
Not applicable | 0.4 | 0.0, 3.9 | |
J Information Technology | Strongly agree | 17.1 | 7.2, 32.1 |
Somewhat agree | 22.0 | 10.6, 37.6 | |
Neither agree nor disagree | 7.3 | 1.5, 19.9 | |
Somewhat disagree | 14.6 | 5.6, 29.2 | |
Strongly disagree | 14.6 | 5.6, 29.2 | |
Do not know | 22.0 | 10.6, 37.6 | |
Not applicable | 2.4 | 0.1, 12.9 | |
K Trading and Markets | Strongly agree | 17.0 | 7.6, 30.8 |
Somewhat agree | 34.0 | 20.9, 49.3 | |
Neither agree nor disagree | 12.8 | 4.8, 25.7 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 4.3 | 0.5, 14.5 | |
Do not know | 21.3 | 10.7, 35.7 | |
Not applicable | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Strongly agree | 20.7 | 12.7, 30.7 |
Somewhat agree | 13.8 | 7.3, 22.9 | |
Neither agree nor disagree | 4.6 | 1.3, 11.4 | |
Somewhat disagree | 1.1 | 0.0, 6.2 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 4.6 | 1.3, 11.4 | |
Not applicable | 54.0 | 44.6, 63.5 | |
M Enforcement Headquarters | Strongly agree | 30.2 | 19.2, 43.0 |
Somewhat agree | 15.9 | 7.9, 27.3 | |
Neither agree nor disagree | 4.8 | 1.0, 13.3 | |
Somewhat disagree | 0.0 | 0.0, 4.6 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 1.6 | 0.0, 8.5 | |
Not applicable | 47.6 | 37.1, 58.2 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 15.4 | 8.2, 25.3 |
Somewhat agree | 44.9 | 34.8, 54.9 | |
Neither agree nor disagree | 12.8 | 6.3, 22.3 | |
Somewhat disagree | 10.3 | 4.5, 19.2 | |
Strongly disagree | 6.4 | 2.1, 14.3 | |
Do not know | 10.3 | 4.5, 19.2 | |
Not applicable | 0.0 | 0.0, 3.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 19.0 | 10.2, 30.9 |
Somewhat agree | 44.4 | 35.2, 53.7 | |
Neither agree nor disagree | 11.1 | 4.6, 21.6 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 12.7 | 5.6, 23.5 | |
Not applicable | 1.6 | 0.0, 8.5 |
13c. Division of Corporation Finance
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 16.6 | 14.0, 19.3 |
Somewhat agree | 23.3 | 20.1, 26.5 | |
Neither agree nor disagree | 14.2 | 11.4, 17.0 | |
Somewhat disagree | 6.4 | 4.5, 8.8 | |
Strongly disagree | 1.5 | 0.7, 2.9 | |
Do not know | 26.5 | 23.2, 29.9 | |
Not applicable | 11.4 | 9.3, 13.6 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.8 | 12.8, 18.7 |
Somewhat agree | 23.7 | 20.1, 27.3 | |
Neither agree nor disagree | 13.9 | 10.8, 17.5 | |
Somewhat disagree | 6.8 | 4.6, 9.5 | |
Strongly disagree | 1.2 | 0.4, 2.7 | |
Do not know | 27.5 | 23.7, 31.2 | |
Not applicable | 11.1 | 8.3, 14.4 | |
C Supervisors | Strongly agree | 19.9 | 12.9, 28.5 |
Somewhat agree | 21.8 | 14.6, 30.6 | |
Neither agree nor disagree | 15.2 | 9.1, 23.2 | |
Somewhat disagree | 5.0 | 1.8, 10.9 | |
Strongly disagree | 2.6 | 0.5, 7.5 | |
Do not know | 22.9 | 15.4, 31.8 | |
Not applicable | 12.6 | 7.0, 20.1 | |
D Corporation Finance | Strongly agree | 21.1 | 12.3, 32.4 |
Somewhat agree | 8.5 | 3.2, 17.5 | |
Neither agree nor disagree | 1.4 | 0.0, 7.6 | |
Somewhat disagree | 2.8 | 0.3, 9.8 | |
Strongly disagree | 1.4 | 0.0, 7.6 | |
Do not know | 7.0 | 2.3, 15.7 | |
Not applicable | 57.7 | 48.0, 67.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 13.5 | 4.5, 28.8 |
Somewhat agree | 10.8 | 3.0, 25.4 | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 18.9 | 8.0, 35.2 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 26.0 | 19.9, 32.1 |
Somewhat agree | 40.1 | 33.1, 47.0 | |
Neither agree nor disagree | 12.6 | 7.8, 19.0 | |
Somewhat disagree | 4.6 | 1.9, 9.3 | |
Strongly disagree | 0.7 | 0.0, 3.7 | |
Do not know | 14.7 | 9.5, 21.4 | |
Not applicable | 1.3 | 0.2, 4.7 | |
G Investment Management | Strongly agree | 25.0 | 13.2, 40.3 |
Somewhat agree | 27.3 | 15.0, 42.8 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 29.5 | 16.8, 45.2 | |
Not applicable | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 2.4 | 0.6, 6.5 |
Somewhat agree | 13.2 | 8.1, 19.9 | |
Neither agree nor disagree | 20.8 | 14.3, 28.5 | |
Somewhat disagree | 7.1 | 3.5, 12.7 | |
Strongly disagree | 1.0 | 0.0, 4.8 | |
Do not know | 45.0 | 36.9, 53.1 | |
Not applicable | 10.5 | 6.0, 16.8 | |
J Information Technology | Strongly agree | 7.5 | 1.6, 20.4 |
Somewhat agree | 10.0 | 2.8, 23.7 | |
Neither agree nor disagree | 17.5 | 7.3, 32.8 | |
Somewhat disagree | 15.0 | 5.7, 29.8 | |
Strongly disagree | 12.5 | 4.2, 26.8 | |
Do not know | . | Data Not Reported | |
Not applicable | 2.5 | 0.1, 13.2 | |
K Trading and Markets | Strongly agree | 19.6 | 9.4, 33.9 |
Somewhat agree | 26.1 | 14.3, 41.1 | |
Neither agree nor disagree | 21.7 | 10.9, 36.4 | |
Somewhat disagree | 4.3 | 0.5, 14.8 | |
Strongly disagree | 0.0 | 0.0, 6.3 | |
Do not know | 23.9 | 12.6, 38.8 | |
Not applicable | 4.3 | 0.5, 14.8 | |
L Enforcement Regional Offices | Strongly agree | 20.7 | 12.7, 30.7 |
Somewhat agree | 43.7 | 34.3, 53.1 | |
Neither agree nor disagree | 12.6 | 6.5, 21.5 | |
Somewhat disagree | 4.6 | 1.3, 11.4 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 16.1 | 9.1, 25.5 | |
Not applicable | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 34.4 | 22.9, 47.3 |
Somewhat agree | 34.4 | 22.9, 47.3 | |
Neither agree nor disagree | 12.5 | 5.6, 23.2 | |
Somewhat disagree | 4.7 | 1.0, 13.1 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 12.5 | 5.6, 23.2 | |
Not applicable | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 1.3 | 0.0, 6.9 |
Somewhat agree | 11.5 | 5.4, 20.8 | |
Neither agree nor disagree | 23.1 | 14.3, 34.0 | |
Somewhat disagree | 6.4 | 2.1, 14.3 | |
Strongly disagree | 1.3 | 0.0, 6.9 | |
Do not know | 47.4 | 37.4, 57.5 | |
Not applicable | 9.0 | 3.7, 17.6 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 6.3 | 1.8, 15.5 |
Somewhat agree | 19.0 | 10.2, 30.9 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 36.5 | 27.5, 45.5 | |
Not applicable | 15.9 | 7.9, 27.3 |
13d. Division of Investment Management
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 17.5 | 14.6, 20.4 |
Somewhat agree | 27.9 | 24.4, 31.5 | |
Neither agree nor disagree | 15.3 | 12.4, 18.3 | |
Somewhat disagree | 5.3 | 3.6, 7.5 | |
Strongly disagree | 1.7 | 0.8, 3.2 | |
Do not know | 25.3 | 22.0, 28.6 | |
Not applicable | 6.9 | 4.9, 9.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.7 | 12.6, 18.8 |
Somewhat agree | 26.4 | 22.5, 30.3 | |
Neither agree nor disagree | 15.2 | 11.9, 18.5 | |
Somewhat disagree | 5.3 | 3.4, 7.9 | |
Strongly disagree | 1.9 | 0.8, 3.6 | |
Do not know | 28.0 | 24.2, 31.8 | |
Not applicable | 7.4 | 5.2, 10.3 | |
C Supervisors | Strongly agree | 24.4 | 16.8, 33.4 |
Somewhat agree | 33.7 | 25.4, 42.0 | |
Neither agree nor disagree | 15.8 | 9.5, 23.9 | |
Somewhat disagree | 5.3 | 2.0, 11.2 | |
Strongly disagree | 1.1 | 0.1, 5.2 | |
Do not know | 14.9 | 8.9, 22.8 | |
Not applicable | 4.8 | 1.7, 10.6 | |
D Corporation Finance | Strongly agree | 8.5 | 3.2, 17.5 |
Somewhat agree | 23.9 | 14.6, 35.5 | |
Neither agree nor disagree | 7.0 | 2.3, 15.7 | |
Somewhat disagree | 4.2 | 0.9, 11.9 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 47.9 | 38.1, 57.7 | |
Not applicable | 5.6 | 1.6, 13.8 | |
E Division of Economic and Risk Analysis | Strongly agree | 16.2 | 6.2, 32.0 |
Somewhat agree | 18.9 | 8.0, 35.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 5.4 | 0.7, 18.2 | |
F Enforcement | Strongly agree | 23.1 | 16.7, 30.7 |
Somewhat agree | 29.5 | 23.0, 35.9 | |
Neither agree nor disagree | 18.5 | 12.7, 25.6 | |
Somewhat disagree | 2.6 | 0.7, 6.6 | |
Strongly disagree | 0.7 | 0.0, 3.7 | |
Do not know | 21.7 | 15.4, 29.2 | |
Not applicable | 3.8 | 1.4, 8.3 | |
G Investment Management | Strongly agree | 22.7 | 11.5, 37.8 |
Somewhat agree | 11.4 | 3.8, 24.6 | |
Neither agree nor disagree | 0.0 | 0.0, 6.6 | |
Somewhat disagree | 0.0 | 0.0, 6.6 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 4.5 | 0.6, 15.5 | |
Not applicable | . | Data Not Reported | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.7 | 1.1, 28.0 | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 14.4 | 9.0, 21.2 |
Somewhat agree | 33.6 | 26.0, 41.3 | |
Neither agree nor disagree | 18.5 | 12.4, 26.1 | |
Somewhat disagree | 8.0 | 4.1, 13.8 | |
Strongly disagree | 1.0 | 0.0, 4.7 | |
Do not know | 22.1 | 15.6, 29.8 | |
Not applicable | 2.4 | 0.6, 6.4 | |
J Information Technology | Strongly agree | 10.0 | 2.8, 23.7 |
Somewhat agree | 12.5 | 4.2, 26.8 | |
Neither agree nor disagree | 15.0 | 5.7, 29.8 | |
Somewhat disagree | 7.5 | 1.6, 20.4 | |
Strongly disagree | 12.5 | 4.2, 26.8 | |
Do not know | . | Data Not Reported | |
Not applicable | 7.5 | 1.6, 20.4 | |
K Trading and Markets | Strongly agree | 14.9 | 6.2, 28.3 |
Somewhat agree | 31.9 | 19.1, 47.1 | |
Neither agree nor disagree | 14.9 | 6.2, 28.3 | |
Somewhat disagree | 6.4 | 1.3, 17.5 | |
Strongly disagree | 2.1 | 0.1, 11.3 | |
Do not know | 21.3 | 10.7, 35.7 | |
Not applicable | 8.5 | 2.4, 20.4 | |
L Enforcement Regional Offices | Strongly agree | 22.7 | 14.5, 32.9 |
Somewhat agree | 33.0 | 24.1, 41.8 | |
Neither agree nor disagree | 18.2 | 10.8, 27.8 | |
Somewhat disagree | 2.3 | 0.3, 8.0 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 20.5 | 12.6, 30.4 | |
Not applicable | 2.3 | 0.3, 8.0 | |
M Enforcement Headquarters | Strongly agree | 23.8 | 14.0, 36.2 |
Somewhat agree | 23.8 | 14.0, 36.2 | |
Neither agree nor disagree | 19.0 | 10.2, 30.9 | |
Somewhat disagree | 3.2 | 0.4, 11.0 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 23.8 | 14.0, 36.2 | |
Not applicable | 6.3 | 1.8, 15.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 13.9 | 7.2, 23.5 |
Somewhat agree | 34.2 | 24.7, 43.7 | |
Neither agree nor disagree | 21.5 | 13.1, 32.2 | |
Somewhat disagree | 7.6 | 2.8, 15.8 | |
Strongly disagree | 1.3 | 0.0, 6.9 | |
Do not know | 20.3 | 12.0, 30.8 | |
Not applicable | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 15.9 | 7.9, 27.3 |
Somewhat agree | 31.7 | 20.6, 44.7 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 28.6 | 17.9, 41.3 | |
Not applicable | 6.3 | 1.8, 15.5 |
13e. Division of Trading and Markets
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 16.9 | 14.1, 19.7 |
Somewhat agree | 25.3 | 22.0, 28.7 | |
Neither agree nor disagree | 13.3 | 10.7, 16.0 | |
Somewhat disagree | 6.8 | 4.9, 9.3 | |
Strongly disagree | 2.2 | 1.2, 3.8 | |
Do not know | 28.7 | 25.2, 32.2 | |
Not applicable | 6.7 | 4.7, 9.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.6 | 12.6, 18.6 |
Somewhat agree | 25.4 | 21.7, 29.2 | |
Neither agree nor disagree | 13.6 | 10.5, 17.1 | |
Somewhat disagree | 6.3 | 4.2, 8.9 | |
Strongly disagree | 2.0 | 0.9, 3.8 | |
Do not know | 30.4 | 26.4, 34.3 | |
Not applicable | 6.8 | 4.7, 9.6 | |
C Supervisors | Strongly agree | 22.0 | 14.7, 30.8 |
Somewhat agree | 24.9 | 17.2, 34.0 | |
Neither agree nor disagree | 12.5 | 7.0, 20.1 | |
Somewhat disagree | 9.1 | 4.5, 16.0 | |
Strongly disagree | 3.2 | 0.8, 8.3 | |
Do not know | 22.3 | 15.0, 31.1 | |
Not applicable | 6.0 | 2.4, 12.2 | |
D Corporation Finance | Strongly agree | 7.0 | 2.3, 15.7 |
Somewhat agree | 22.5 | 13.5, 34.0 | |
Neither agree nor disagree | 8.5 | 3.2, 17.5 | |
Somewhat disagree | 4.2 | 0.9, 11.9 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 49.3 | 39.5, 59.1 | |
Not applicable | 5.6 | 1.6, 13.8 | |
E Division of Economic and Risk Analysis | Strongly agree | 13.5 | 4.5, 28.8 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 22.8 | 16.3, 30.4 |
Somewhat agree | 33.9 | 27.1, 40.6 | |
Neither agree nor disagree | 16.0 | 10.5, 22.9 | |
Somewhat disagree | 3.4 | 1.1, 7.7 | |
Strongly disagree | 1.4 | 0.2, 4.9 | |
Do not know | 19.8 | 13.8, 27.2 | |
Not applicable | 2.7 | 0.7, 6.7 | |
G Investment Management | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 29.5 | 16.8, 45.2 | |
Not applicable | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 4.3 | 0.1, 21.9 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 11.8 | 7.0, 18.3 |
Somewhat agree | 23.2 | 16.5, 31.0 | |
Neither agree nor disagree | 13.7 | 8.5, 20.4 | |
Somewhat disagree | 11.6 | 6.8, 18.1 | |
Strongly disagree | 2.0 | 0.3, 6.3 | |
Do not know | 33.1 | 25.4, 40.9 | |
Not applicable | 4.6 | 1.8, 9.6 | |
J Information Technology | Strongly agree | 12.5 | 4.2, 26.8 |
Somewhat agree | 7.5 | 1.6, 20.4 | |
Neither agree nor disagree | 17.5 | 7.3, 32.8 | |
Somewhat disagree | 7.5 | 1.6, 20.4 | |
Strongly disagree | 12.5 | 4.2, 26.8 | |
Do not know | . | Data Not Reported | |
Not applicable | 5.0 | 0.6, 16.9 | |
K Trading and Markets | Strongly agree | 27.7 | 15.6, 42.6 |
Somewhat agree | 12.8 | 4.8, 25.7 | |
Neither agree nor disagree | 6.4 | 1.3, 17.5 | |
Somewhat disagree | 0.0 | 0.0, 6.2 | |
Strongly disagree | 0.0 | 0.0, 6.2 | |
Do not know | 2.1 | 0.1, 11.3 | |
Not applicable | 51.1 | 40.4, 61.8 | |
L Enforcement Regional Offices | Strongly agree | 22.4 | 14.0, 32.7 |
Somewhat agree | 37.6 | 28.4, 46.9 | |
Neither agree nor disagree | 15.3 | 8.4, 24.7 | |
Somewhat disagree | 3.5 | 0.7, 10.0 | |
Strongly disagree | 2.4 | 0.3, 8.2 | |
Do not know | 16.5 | 9.3, 26.1 | |
Not applicable | 2.4 | 0.3, 8.2 | |
M Enforcement Headquarters | Strongly agree | 23.4 | 13.8, 35.7 |
Somewhat agree | 28.1 | 17.6, 40.8 | |
Neither agree nor disagree | 17.2 | 8.9, 28.7 | |
Somewhat disagree | 3.1 | 0.4, 10.8 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 25.0 | 15.0, 37.4 | |
Not applicable | 3.1 | 0.4, 10.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 8.9 | 3.6, 17.4 |
Somewhat agree | 19.0 | 11.0, 29.4 | |
Neither agree nor disagree | 13.9 | 7.2, 23.5 | |
Somewhat disagree | 12.7 | 6.2, 22.0 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 38.0 | 28.2, 47.7 | |
Not applicable | 5.1 | 1.4, 12.5 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 22.2 | 12.7, 34.5 |
Somewhat agree | 38.1 | 29.0, 47.2 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 7.9 | 2.6, 17.6 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 15.9 | 7.9, 27.3 | |
Not applicable | 3.2 | 0.4, 11.0 |
13f. Division of Economic and Risk Analysis
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 15.8 | 13.3, 18.4 |
Somewhat agree | 23.7 | 20.5, 27.0 | |
Neither agree nor disagree | 13.1 | 10.4, 15.8 | |
Somewhat disagree | 4.4 | 2.8, 6.4 | |
Strongly disagree | 1.6 | 0.7, 3.0 | |
Do not know | 34.9 | 31.3, 38.6 | |
Not applicable | 6.5 | 4.6, 8.8 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.1 | 12.2, 17.9 |
Somewhat agree | 23.1 | 19.4, 26.7 | |
Neither agree nor disagree | 12.5 | 9.6, 15.9 | |
Somewhat disagree | 4.1 | 2.5, 6.4 | |
Strongly disagree | 1.7 | 0.7, 3.3 | |
Do not know | 37.4 | 33.3, 41.5 | |
Not applicable | 6.2 | 4.2, 8.9 | |
C Supervisors | Strongly agree | 18.8 | 12.0, 27.4 |
Somewhat agree | 26.4 | 18.5, 35.6 | |
Neither agree nor disagree | 15.5 | 9.3, 23.6 | |
Somewhat disagree | 5.4 | 1.7, 12.3 | |
Strongly disagree | 1.1 | 0.1, 5.3 | |
Do not know | 25.2 | 17.5, 34.4 | |
Not applicable | 7.5 | 3.4, 14.1 | |
D Corporation Finance | Strongly agree | 5.6 | 1.6, 13.8 |
Somewhat agree | 8.5 | 3.2, 17.5 | |
Neither agree nor disagree | 9.9 | 4.1, 19.3 | |
Somewhat disagree | 4.2 | 0.9, 11.9 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 60.6 | 51.0, 70.2 | |
Not applicable | 8.5 | 3.2, 17.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | 8.1 | 1.7, 21.9 | |
Neither agree nor disagree | 2.7 | 0.1, 14.2 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 0.0 | 0.0, 7.8 | |
Do not know | 2.7 | 0.1, 14.2 | |
Not applicable | . | Data Not Reported | |
F Enforcement | Strongly agree | 26.8 | 20.6, 33.0 |
Somewhat agree | 33.0 | 26.4, 39.6 | |
Neither agree nor disagree | 12.5 | 7.7, 18.8 | |
Somewhat disagree | 2.6 | 0.7, 6.6 | |
Strongly disagree | 0.7 | 0.0, 3.7 | |
Do not know | 21.8 | 15.5, 29.2 | |
Not applicable | 2.6 | 0.7, 6.6 | |
G Investment Management | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 45.5 | 35.2, 55.7 | |
Not applicable | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 2.8 | 0.8, 7.1 |
Somewhat agree | 20.6 | 14.3, 28.2 | |
Neither agree nor disagree | 16.5 | 10.8, 23.7 | |
Somewhat disagree | 6.3 | 2.8, 12.1 | |
Strongly disagree | 0.0 | 0.0, 2.1 | |
Do not know | 46.3 | 38.2, 54.4 | |
Not applicable | 7.5 | 3.7, 13.1 | |
J Information Technology | Strongly agree | 14.3 | 5.4, 28.5 |
Somewhat agree | 11.9 | 4.0, 25.6 | |
Neither agree nor disagree | 11.9 | 4.0, 25.6 | |
Somewhat disagree | 7.1 | 1.5, 19.5 | |
Strongly disagree | 14.3 | 5.4, 28.5 | |
Do not know | . | Data Not Reported | |
Not applicable | 4.8 | 0.6, 16.2 | |
K Trading and Markets | Strongly agree | 30.4 | 17.7, 45.8 |
Somewhat agree | 34.8 | 21.4, 50.2 | |
Neither agree nor disagree | 10.9 | 3.6, 23.6 | |
Somewhat disagree | 2.2 | 0.1, 11.5 | |
Strongly disagree | 4.3 | 0.5, 14.8 | |
Do not know | 17.4 | 7.8, 31.4 | |
Not applicable | 0.0 | 0.0, 6.3 | |
L Enforcement Regional Offices | Strongly agree | 25.0 | 16.4, 35.4 |
Somewhat agree | 34.1 | 25.2, 43.0 | |
Neither agree nor disagree | 12.5 | 6.4, 21.3 | |
Somewhat disagree | 2.3 | 0.3, 8.0 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 22.7 | 14.5, 32.9 | |
Not applicable | 2.3 | 0.3, 8.0 | |
M Enforcement Headquarters | Strongly agree | 29.7 | 18.9, 42.4 |
Somewhat agree | 31.3 | 20.2, 44.1 | |
Neither agree nor disagree | 12.5 | 5.6, 23.2 | |
Somewhat disagree | 3.1 | 0.4, 10.8 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 20.3 | 11.3, 32.2 | |
Not applicable | 3.1 | 0.4, 10.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 0.0 | 0.0, 3.8 |
Somewhat agree | 19.2 | 11.2, 29.7 | |
Neither agree nor disagree | 16.7 | 9.2, 26.8 | |
Somewhat disagree | 7.7 | 2.9, 16.0 | |
Strongly disagree | 0.0 | 0.0, 3.8 | |
Do not know | 50.0 | 39.9, 60.1 | |
Not applicable | 6.4 | 2.1, 14.3 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 12.7 | 5.6, 23.5 |
Somewhat agree | 25.4 | 15.3, 37.9 | |
Neither agree nor disagree | 15.9 | 7.9, 27.3 | |
Somewhat disagree | 1.6 | 0.0, 8.5 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 33.3 | 22.0, 46.3 | |
Not applicable | 11.1 | 4.6, 21.6 |
13g. Office of Credit Ratings
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 5.0 | 3.3, 7.1 |
Somewhat agree | 9.1 | 6.8, 11.8 | |
Neither agree nor disagree | 15.1 | 12.2, 17.9 | |
Somewhat disagree | 2.6 | 1.5, 4.3 | |
Strongly disagree | 1.7 | 0.8, 3.2 | |
Do not know | 54.3 | 50.4, 58.1 | |
Not applicable | 12.3 | 9.8, 14.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 4.4 | 2.7, 6.8 |
Somewhat agree | 8.4 | 6.0, 11.4 | |
Neither agree nor disagree | 15.0 | 11.8, 18.2 | |
Somewhat disagree | 2.6 | 1.3, 4.5 | |
Strongly disagree | 1.3 | 0.5, 2.9 | |
Do not know | 57.3 | 53.0, 61.5 | |
Not applicable | 10.9 | 8.2, 14.2 | |
C Supervisors | Strongly agree | 7.1 | 3.1, 13.6 |
Somewhat agree | 11.7 | 6.4, 19.2 | |
Neither agree nor disagree | 15.2 | 9.1, 23.2 | |
Somewhat disagree | 2.8 | 0.6, 7.9 | |
Strongly disagree | 3.2 | 0.8, 8.4 | |
Do not know | 42.5 | 33.7, 51.2 | |
Not applicable | 17.6 | 11.0, 25.9 | |
D Corporation Finance | Strongly agree | 5.6 | 1.6, 13.8 |
Somewhat agree | 5.6 | 1.6, 13.8 | |
Neither agree nor disagree | 5.6 | 1.6, 13.8 | |
Somewhat disagree | 4.2 | 0.9, 11.9 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 64.8 | 55.4, 74.2 | |
Not applicable | 11.3 | 5.0, 21.0 | |
E Division of Economic and Risk Analysis | Strongly agree | 10.8 | 3.0, 25.4 |
Somewhat agree | 5.4 | 0.7, 18.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 0.0 | 0.0, 7.8 | |
Do not know | . | Data Not Reported | |
Not applicable | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 7.0 | 3.5, 12.3 |
Somewhat agree | 12.6 | 7.7, 18.9 | |
Neither agree nor disagree | 16.7 | 11.1, 23.6 | |
Somewhat disagree | 0.7 | 0.0, 3.7 | |
Strongly disagree | 0.7 | 0.0, 3.7 | |
Do not know | 52.1 | 45.1, 59.2 | |
Not applicable | 10.2 | 5.9, 16.2 | |
G Investment Management | Strongly agree | 2.3 | 0.1, 12.3 |
Somewhat agree | 4.7 | 0.6, 15.8 | |
Neither agree nor disagree | 9.3 | 2.6, 22.1 | |
Somewhat disagree | 0.0 | 0.0, 6.7 | |
Strongly disagree | 0.0 | 0.0, 6.7 | |
Do not know | 74.4 | 58.8, 86.5 | |
Not applicable | 9.3 | 2.6, 22.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 0.0 | 0.0, 12.2 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 1.7 | 0.3, 5.5 |
Somewhat agree | 8.2 | 4.2, 14.0 | |
Neither agree nor disagree | 15.9 | 10.3, 23.1 | |
Somewhat disagree | 4.4 | 1.6, 9.5 | |
Strongly disagree | 1.7 | 0.3, 5.5 | |
Do not know | 55.7 | 47.6, 63.8 | |
Not applicable | 12.3 | 7.4, 18.9 | |
J Information Technology | Strongly agree | 5.0 | 0.6, 16.9 |
Somewhat agree | 5.0 | 0.6, 16.9 | |
Neither agree nor disagree | 12.5 | 4.2, 26.8 | |
Somewhat disagree | 5.0 | 0.6, 16.9 | |
Strongly disagree | 12.5 | 4.2, 26.8 | |
Do not know | 47.5 | 36.6, 58.4 | |
Not applicable | 12.5 | 4.2, 26.8 | |
K Trading and Markets | Strongly agree | 2.1 | 0.1, 11.3 |
Somewhat agree | 12.8 | 4.8, 25.7 | |
Neither agree nor disagree | 27.7 | 15.6, 42.6 | |
Somewhat disagree | 0.0 | 0.0, 6.2 | |
Strongly disagree | 0.0 | 0.0, 6.2 | |
Do not know | 38.3 | 24.5, 53.6 | |
Not applicable | 19.1 | 9.1, 33.3 | |
L Enforcement Regional Offices | Strongly agree | 3.4 | 0.7, 9.6 |
Somewhat agree | 12.5 | 6.4, 21.3 | |
Neither agree nor disagree | 18.2 | 10.8, 27.8 | |
Somewhat disagree | 1.1 | 0.0, 6.2 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 50.0 | 40.6, 59.4 | |
Not applicable | 13.6 | 7.2, 22.6 | |
M Enforcement Headquarters | Strongly agree | 12.7 | 5.6, 23.5 |
Somewhat agree | 12.7 | 5.6, 23.5 | |
Neither agree nor disagree | 14.3 | 6.7, 25.4 | |
Somewhat disagree | 0.0 | 0.0, 4.6 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
Do not know | 55.6 | 45.1, 66.0 | |
Not applicable | 4.8 | 1.0, 13.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 1.3 | 0.0, 7.0 |
Somewhat agree | 7.8 | 2.9, 16.2 | |
Neither agree nor disagree | 16.9 | 9.3, 27.1 | |
Somewhat disagree | 5.2 | 1.4, 12.8 | |
Strongly disagree | 1.3 | 0.0, 7.0 | |
Do not know | 57.1 | 47.1, 67.2 | |
Not applicable | 10.4 | 4.6, 19.4 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 3.2 | 0.4, 11.0 |
Somewhat agree | 9.5 | 3.6, 19.6 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 1.6 | 0.0, 8.5 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 50.8 | 41.5, 60.1 | |
Not applicable | 19.0 | 10.2, 30.9 |
13h. Office of Information Technology
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 15.5 | 12.8, 18.3 |
Somewhat agree | 27.4 | 24.0, 30.8 | |
Neither agree nor disagree | 15.6 | 12.8, 18.4 | |
Somewhat disagree | 6.4 | 4.5, 8.8 | |
Strongly disagree | 3.4 | 2.1, 5.3 | |
Do not know | 27.8 | 24.3, 31.2 | |
Not applicable | 3.8 | 2.4, 5.8 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 16.1 | 13.0, 19.3 |
Somewhat agree | 24.5 | 20.9, 28.2 | |
Neither agree nor disagree | 16.5 | 13.2, 19.7 | |
Somewhat disagree | 6.5 | 4.4, 9.2 | |
Strongly disagree | 2.8 | 1.5, 4.8 | |
Do not know | 30.2 | 26.3, 34.2 | |
Not applicable | 3.3 | 1.8, 5.4 | |
C Supervisors | Strongly agree | 13.3 | 7.6, 21.0 |
Somewhat agree | 38.7 | 30.1, 47.2 | |
Neither agree nor disagree | 12.2 | 6.8, 19.7 | |
Somewhat disagree | 6.0 | 2.4, 12.2 | |
Strongly disagree | 5.8 | 2.3, 11.9 | |
Do not know | 18.2 | 11.5, 26.6 | |
Not applicable | 5.8 | 2.3, 11.9 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 29.2 | 19.0, 41.1 | |
Neither agree nor disagree | 11.1 | 4.9, 20.7 | |
Somewhat disagree | 5.6 | 1.5, 13.6 | |
Strongly disagree | 5.6 | 1.5, 13.6 | |
Do not know | 36.1 | 26.7, 45.5 | |
Not applicable | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 13.5 | 4.5, 28.8 |
Somewhat agree | 13.5 | 4.5, 28.8 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 21.6 | 9.8, 38.2 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 21.2 | 15.0, 28.5 |
Somewhat agree | 35.6 | 28.8, 42.4 | |
Neither agree nor disagree | 16.2 | 10.7, 23.1 | |
Somewhat disagree | 3.2 | 1.0, 7.4 | |
Strongly disagree | 2.0 | 0.4, 5.7 | |
Do not know | 19.9 | 13.9, 27.1 | |
Not applicable | 1.9 | 0.4, 5.6 | |
G Investment Management | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 11.4 | 3.8, 24.6 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 52.3 | 42.0, 62.5 | |
Not applicable | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | . | Data Not Reported | |
Not applicable | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 11.5 | 6.7, 18.0 |
Somewhat agree | 21.6 | 15.1, 29.3 | |
Neither agree nor disagree | 17.5 | 11.6, 24.8 | |
Somewhat disagree | 7.7 | 3.8, 13.6 | |
Strongly disagree | 3.1 | 0.9, 7.4 | |
Do not know | 34.3 | 26.5, 42.0 | |
Not applicable | 4.4 | 1.7, 9.2 | |
J Information Technology | Strongly agree | 29.3 | 16.1, 45.5 |
Somewhat agree | 7.3 | 1.5, 19.9 | |
Neither agree nor disagree | 4.9 | 0.6, 16.5 | |
Somewhat disagree | 14.6 | 5.6, 29.2 | |
Strongly disagree | 14.6 | 5.6, 29.2 | |
Do not know | 9.8 | 2.7, 23.1 | |
Not applicable | 19.5 | 8.8, 34.9 | |
K Trading and Markets | Strongly agree | 6.4 | 1.3, 17.5 |
Somewhat agree | 42.6 | 32.0, 53.1 | |
Neither agree nor disagree | 23.4 | 12.3, 38.0 | |
Somewhat disagree | 6.4 | 1.3, 17.5 | |
Strongly disagree | 2.1 | 0.1, 11.3 | |
Do not know | 17.0 | 7.6, 30.8 | |
Not applicable | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Strongly agree | 22.7 | 14.5, 32.9 |
Somewhat agree | 36.4 | 27.3, 45.4 | |
Neither agree nor disagree | 13.6 | 7.2, 22.6 | |
Somewhat disagree | 2.3 | 0.3, 8.0 | |
Strongly disagree | 2.3 | 0.3, 8.0 | |
Do not know | 21.6 | 13.5, 31.6 | |
Not applicable | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 18.7 | 10.1, 30.5 |
Somewhat agree | 34.4 | 22.9, 47.3 | |
Neither agree nor disagree | 20.3 | 11.3, 32.2 | |
Somewhat disagree | 4.7 | 1.0, 13.1 | |
Strongly disagree | 1.6 | 0.0, 8.4 | |
Do not know | 17.2 | 8.9, 28.7 | |
Not applicable | 3.1 | 0.4, 10.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 10.3 | 4.5, 19.2 |
Somewhat agree | 20.5 | 12.2, 31.2 | |
Neither agree nor disagree | 17.9 | 10.2, 28.3 | |
Somewhat disagree | 9.0 | 3.7, 17.6 | |
Strongly disagree | 2.6 | 0.3, 9.0 | |
Do not know | 35.9 | 26.2, 45.6 | |
Not applicable | 3.8 | 0.8, 10.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 15.9 | 7.9, 27.3 |
Somewhat agree | 25.4 | 15.3, 37.9 | |
Neither agree nor disagree | 15.9 | 7.9, 27.3 | |
Somewhat disagree | 3.2 | 0.4, 11.0 | |
Strongly disagree | 4.8 | 1.0, 13.3 | |
Do not know | 28.6 | 17.9, 41.3 | |
Not applicable | 6.3 | 1.8, 15.5 |
13i. Office of the Chief Accountant
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 14.0 | 11.4, 16.5 |
Somewhat agree | 18.1 | 15.1, 21.1 | |
Neither agree nor disagree | 15.2 | 12.4, 18.0 | |
Somewhat disagree | 3.6 | 2.2, 5.5 | |
Strongly disagree | 1.7 | 0.8, 3.2 | |
Do not know | 40.4 | 36.7, 44.2 | |
Not applicable | 7.1 | 5.1, 9.6 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 13.1 | 10.1, 16.6 |
Somewhat agree | 17.1 | 13.7, 20.4 | |
Neither agree nor disagree | 14.2 | 11.1, 17.3 | |
Somewhat disagree | 3.9 | 2.3, 6.2 | |
Strongly disagree | 1.5 | 0.6, 3.1 | |
Do not know | 43.3 | 39.1, 47.6 | |
Not applicable | 6.9 | 4.7, 9.7 | |
C Supervisors | Strongly agree | 17.2 | 10.7, 25.5 |
Somewhat agree | 21.9 | 14.7, 30.7 | |
Neither agree nor disagree | 18.7 | 11.9, 27.2 | |
Somewhat disagree | 2.3 | 0.4, 7.5 | |
Strongly disagree | 2.6 | 0.5, 7.5 | |
Do not know | 29.3 | 21.2, 37.5 | |
Not applicable | 7.9 | 3.7, 14.5 | |
D Corporation Finance | Strongly agree | 18.3 | 10.1, 29.3 |
Somewhat agree | 22.5 | 13.5, 34.0 | |
Neither agree nor disagree | 12.7 | 6.0, 22.7 | |
Somewhat disagree | 4.2 | 0.9, 11.9 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 36.6 | 27.1, 46.1 | |
Not applicable | 2.8 | 0.3, 9.8 | |
E Division of Economic and Risk Analysis | Strongly agree | 13.5 | 4.5, 28.8 |
Somewhat agree | 2.7 | 0.1, 14.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 2.7 | 0.1, 14.2 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | . | Data Not Reported | |
Not applicable | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 25.5 | 19.3, 31.7 |
Somewhat agree | 27.1 | 20.7, 33.5 | |
Neither agree nor disagree | 15.0 | 9.7, 21.8 | |
Somewhat disagree | 2.7 | 0.7, 6.7 | |
Strongly disagree | 0.7 | 0.0, 3.8 | |
Do not know | 26.3 | 20.0, 32.6 | |
Not applicable | 2.8 | 0.8, 6.9 | |
G Investment Management | Strongly agree | 12.2 | 4.1, 26.2 |
Somewhat agree | 19.5 | 8.8, 34.9 | |
Neither agree nor disagree | 4.9 | 0.6, 16.5 | |
Somewhat disagree | 0.0 | 0.0, 7.0 | |
Strongly disagree | 0.0 | 0.0, 7.0 | |
Do not know | . | Data Not Reported | |
Not applicable | 2.4 | 0.1, 12.9 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 8.7 | 1.1, 28.0 | |
Neither agree nor disagree | 8.7 | 1.1, 28.0 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | . | Data Not Reported | |
Not applicable | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 2.1 | 0.4, 6.1 |
Somewhat agree | 10.4 | 5.8, 16.7 | |
Neither agree nor disagree | 15.1 | 9.6, 22.1 | |
Somewhat disagree | 5.5 | 2.2, 11.0 | |
Strongly disagree | 1.4 | 0.2, 5.0 | |
Do not know | 54.9 | 46.8, 63.0 | |
Not applicable | 10.7 | 6.1, 17.1 | |
J Information Technology | Strongly agree | 7.3 | 1.5, 19.9 |
Somewhat agree | 2.4 | 0.1, 12.9 | |
Neither agree nor disagree | 17.1 | 7.2, 32.1 | |
Somewhat disagree | 4.9 | 0.6, 16.5 | |
Strongly disagree | 12.2 | 4.1, 26.2 | |
Do not know | 48.8 | 38.0, 59.5 | |
Not applicable | 7.3 | 1.5, 19.9 | |
K Trading and Markets | Strongly agree | 4.3 | 0.5, 14.5 |
Somewhat agree | 19.1 | 9.1, 33.3 | |
Neither agree nor disagree | 31.9 | 19.1, 47.1 | |
Somewhat disagree | 0.0 | 0.0, 6.2 | |
Strongly disagree | 0.0 | 0.0, 6.2 | |
Do not know | 34.0 | 20.9, 49.3 | |
Not applicable | 10.6 | 3.5, 23.1 | |
L Enforcement Regional Offices | Strongly agree | 23.3 | 14.8, 33.6 |
Somewhat agree | 27.9 | 18.8, 38.6 | |
Neither agree nor disagree | 16.3 | 9.2, 25.8 | |
Somewhat disagree | 2.3 | 0.3, 8.1 | |
Strongly disagree | 1.2 | 0.0, 6.3 | |
Do not know | 25.6 | 16.8, 36.1 | |
Not applicable | 3.5 | 0.7, 9.9 | |
M Enforcement Headquarters | Strongly agree | 29.0 | 18.2, 41.9 |
Somewhat agree | 25.8 | 15.5, 38.5 | |
Neither agree nor disagree | 12.9 | 5.7, 23.9 | |
Somewhat disagree | 3.2 | 0.4, 11.2 | |
Strongly disagree | 0.0 | 0.0, 4.7 | |
Do not know | 27.4 | 16.9, 40.2 | |
Not applicable | 1.6 | 0.0, 8.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 1.3 | 0.0, 7.1 |
Somewhat agree | 9.2 | 3.8, 18.1 | |
Neither agree nor disagree | 15.8 | 8.4, 26.0 | |
Somewhat disagree | 6.6 | 2.2, 14.7 | |
Strongly disagree | 1.3 | 0.0, 7.1 | |
Do not know | 56.6 | 46.4, 66.7 | |
Not applicable | 9.2 | 3.8, 18.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 4.8 | 1.0, 13.3 |
Somewhat agree | 14.3 | 6.7, 25.4 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 1.6 | 0.0, 8.5 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 49.2 | 39.9, 58.5 | |
Not applicable | 15.9 | 7.9, 27.3 |
14. If there are any other issues, details, or information concerning communication between and within divisions
and offices that you would like us to know about, please use the space below to provide this information.
Section 3 - Leadership and Management
Notes on terms used in Section 3:
(1) Division/office: For purposes of this survey, the phrase "division/office" refers to your division or office (such as the Division of Corporation
Finance or OCIE in the Headquarters or the Division of Enforcement or OCIE in a regional office).
(2) Supervisors and managers: For the purposes of this survey, the phrase "supervisors and managers" refers to those in supervisory or management
positions above your current level.
For non-supervisory staff, "supervisors and managers" refers to Exam Managers, Branch Chiefs, and Assistant Directors.
For Exam Managers, Branch Chiefs, and Assistant Directors, "supervisors" refers to those persons above you in the chain of command who are Assistant
Directors or Associate Directors.
(3) Management: For purposes of this survey, "management" refers to Assistant Directors and those at the Senior Officer (SO) level including Directors, Deputy
Directors, Managing Executives, and Associate Directors.
Please note: Some questions ask you to look back over the past three years. If you have worked at the SEC for less than three years, we ask that you look back
over the period of time that you have worked at the SEC.
15. To what extent do you agree or disagree with the following statements regarding the quality of management
and leadership in your division/office? (Select one response per item.)
15a. In my division/office, the roles and responsibilities of supervisors and managers are clearly defined.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 32.2 | 28.6, 35.9 |
Somewhat agree | 37.9 | 34.1, 41.6 | |
Neither agree nor disagree | 8.5 | 6.3, 11.1 | |
Somewhat disagree | 14.2 | 11.5, 16.9 | |
Strongly disagree | 5.6 | 3.8, 7.8 | |
Do not know | 1.6 | 0.8, 3.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 31.4 | 27.4, 35.4 |
Somewhat agree | 37.7 | 33.6, 41.9 | |
Neither agree nor disagree | 9.7 | 7.1, 12.8 | |
Somewhat disagree | 13.9 | 11.0, 16.9 | |
Strongly disagree | 5.2 | 3.3, 7.7 | |
Do not know | 2.1 | 1.0, 3.8 | |
C Supervisors | Strongly agree | 35.5 | 27.1, 43.9 |
Somewhat agree | 38.3 | 29.9, 46.7 | |
Neither agree nor disagree | 4.0 | 1.2, 9.4 | |
Somewhat disagree | 15.1 | 9.0, 23.0 | |
Strongly disagree | 7.1 | 3.1, 13.5 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 36.1 | 26.7, 45.5 |
Somewhat agree | 40.3 | 30.7, 49.9 | |
Neither agree nor disagree | 11.1 | 4.9, 20.7 | |
Somewhat disagree | 5.6 | 1.5, 13.6 | |
Strongly disagree | 1.4 | 0.0, 7.5 | |
Do not know | 5.6 | 1.5, 13.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 32.1 | 25.5, 38.7 |
Somewhat agree | 41.2 | 34.2, 48.1 | |
Neither agree nor disagree | 7.9 | 4.2, 13.4 | |
Somewhat disagree | 12.2 | 7.5, 18.5 | |
Strongly disagree | 5.3 | 2.3, 10.1 | |
Do not know | 1.3 | 0.2, 4.6 | |
G Investment Management | Strongly agree | 36.4 | 22.4, 52.2 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 9.1 | 1.1, 29.2 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 9.1 | 1.1, 29.2 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 34.3 | 26.6, 42.0 |
Somewhat agree | 33.4 | 25.7, 41.0 | |
Neither agree nor disagree | 6.4 | 3.0, 11.8 | |
Somewhat disagree | 20.0 | 13.8, 27.5 | |
Strongly disagree | 6.0 | 2.7, 11.3 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 18.2 | 8.2, 32.7 |
Somewhat agree | 43.2 | 32.9, 53.5 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 11.4 | 3.8, 24.6 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 29.2 | 17.0, 44.1 |
Somewhat agree | 37.5 | 24.0, 52.6 | |
Neither agree nor disagree | 12.5 | 4.7, 25.2 | |
Somewhat disagree | 10.4 | 3.5, 22.7 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 33.0 | 24.1, 41.8 |
Somewhat agree | 40.9 | 31.7, 50.2 | |
Neither agree nor disagree | 9.1 | 4.0, 17.1 | |
Somewhat disagree | 10.2 | 4.8, 18.5 | |
Strongly disagree | 5.7 | 1.9, 12.8 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 30.8 | 19.9, 43.4 |
Somewhat agree | 41.5 | 31.3, 51.8 | |
Neither agree nor disagree | 6.2 | 1.7, 15.0 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 35.4 | 25.9, 45.0 |
Somewhat agree | 32.9 | 23.5, 42.3 | |
Neither agree nor disagree | 5.1 | 1.4, 12.5 | |
Somewhat disagree | 20.3 | 12.0, 30.8 | |
Strongly disagree | 6.3 | 2.1, 14.2 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 30.2 | 19.2, 43.0 |
Somewhat agree | 34.9 | 23.3, 48.0 | |
Neither agree nor disagree | 11.1 | 4.6, 21.6 | |
Somewhat disagree | 19.0 | 10.2, 30.9 | |
Strongly disagree | 4.8 | 1.0, 13.3 | |
Do not know | 0.0 | 0.0, 4.6 |
15b. Supervisors and managers in my division/office are genuinely interested in the opinions of their staff.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 36.4 | 32.7, 40.1 |
Somewhat agree | 31.7 | 28.2, 35.2 | |
Neither agree nor disagree | 12.4 | 9.8, 15.0 | |
Somewhat disagree | 11.3 | 8.9, 13.8 | |
Strongly disagree | 7.7 | 5.6, 10.2 | |
Do not know | 0.5 | 0.1, 1.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 35.8 | 31.6, 39.9 |
Somewhat agree | 31.8 | 27.8, 35.7 | |
Neither agree nor disagree | 11.3 | 8.5, 14.6 | |
Somewhat disagree | 11.6 | 8.8, 14.9 | |
Strongly disagree | 9.0 | 6.5, 12.0 | |
Do not know | 0.6 | 0.1, 1.8 | |
C Supervisors | Strongly agree | 39.0 | 30.7, 47.3 |
Somewhat agree | 31.5 | 23.5, 39.4 | |
Neither agree nor disagree | 16.7 | 10.2, 25.1 | |
Somewhat disagree | 10.3 | 5.4, 17.5 | |
Strongly disagree | 2.5 | 0.5, 7.3 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 30.6 | 20.2, 42.5 |
Somewhat agree | 40.3 | 30.7, 49.9 | |
Neither agree nor disagree | 12.5 | 5.9, 22.4 | |
Somewhat disagree | 5.6 | 1.5, 13.6 | |
Strongly disagree | 9.7 | 4.0, 19.0 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 2.7 | 0.1, 14.2 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 40.5 | 33.6, 47.4 |
Somewhat agree | 25.7 | 19.5, 31.9 | |
Neither agree nor disagree | 11.4 | 6.8, 17.6 | |
Somewhat disagree | 14.9 | 9.7, 21.6 | |
Strongly disagree | 6.9 | 3.4, 12.1 | |
Do not know | 0.6 | 0.0, 3.6 | |
G Investment Management | Strongly agree | 50.0 | 39.8, 60.2 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 37.1 | 29.4, 44.8 |
Somewhat agree | 29.9 | 22.4, 37.4 | |
Neither agree nor disagree | 15.6 | 10.1, 22.7 | |
Somewhat disagree | 10.0 | 5.6, 16.1 | |
Strongly disagree | 7.3 | 3.6, 12.9 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 18.2 | 8.2, 32.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 29.2 | 17.0, 44.1 |
Somewhat agree | 52.1 | 41.5, 62.7 | |
Neither agree nor disagree | 6.3 | 1.3, 17.2 | |
Somewhat disagree | 6.3 | 1.3, 17.2 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 44.3 | 35.0, 53.7 |
Somewhat agree | 26.1 | 17.3, 36.6 | |
Neither agree nor disagree | 6.8 | 2.5, 14.3 | |
Somewhat disagree | 12.5 | 6.4, 21.3 | |
Strongly disagree | 10.2 | 4.8, 18.5 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 34.4 | 22.9, 47.3 |
Somewhat agree | 25.0 | 15.0, 37.4 | |
Neither agree nor disagree | 18.7 | 10.1, 30.5 | |
Somewhat disagree | 18.7 | 10.1, 30.5 | |
Strongly disagree | 1.6 | 0.0, 8.4 | |
Do not know | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 34.2 | 24.7, 43.7 |
Somewhat agree | 31.6 | 22.3, 41.0 | |
Neither agree nor disagree | 16.5 | 9.1, 26.5 | |
Somewhat disagree | 10.1 | 4.5, 19.0 | |
Strongly disagree | 7.6 | 2.8, 15.8 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 47.6 | 38.3, 56.9 |
Somewhat agree | 23.8 | 14.0, 36.2 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 6.3 | 1.8, 15.5 | |
Do not know | 0.0 | 0.0, 4.6 |
15c. In my office/division, promotion to management is based more on substantive experience or qualifications than on personal connections or favoritism.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 17.5 | 14.6, 20.5 |
Somewhat agree | 21.5 | 18.3, 24.7 | |
Neither agree nor disagree | 14.6 | 12.0, 17.3 | |
Somewhat disagree | 13.7 | 11.0, 16.3 | |
Strongly disagree | 17.6 | 14.7, 20.5 | |
Do not know | 15.1 | 12.4, 17.8 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 12.1 | 9.2, 15.5 |
Somewhat agree | 18.7 | 15.3, 22.1 | |
Neither agree nor disagree | 15.8 | 12.7, 18.8 | |
Somewhat disagree | 15.8 | 12.7, 19.0 | |
Strongly disagree | 18.8 | 15.4, 22.2 | |
Do not know | 18.8 | 15.5, 22.1 | |
C Supervisors | Strongly agree | 39.0 | 30.5, 47.5 |
Somewhat agree | 32.4 | 24.2, 40.7 | |
Neither agree nor disagree | 10.2 | 5.3, 17.4 | |
Somewhat disagree | 5.0 | 1.8, 10.9 | |
Strongly disagree | 12.8 | 7.2, 20.4 | |
Do not know | 0.5 | 0.0, 4.9 | |
D Corporation Finance | Strongly agree | 16.7 | 8.9, 27.3 |
Somewhat agree | 20.8 | 12.2, 32.0 | |
Neither agree nor disagree | 12.5 | 5.9, 22.4 | |
Somewhat disagree | 12.5 | 5.9, 22.4 | |
Strongly disagree | 22.2 | 13.3, 33.6 | |
Do not know | 15.3 | 7.9, 25.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | 18.9 | 8.0, 35.2 | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 2.7 | 0.1, 14.2 | |
Strongly disagree | 24.3 | 11.8, 41.2 | |
Do not know | 21.6 | 9.8, 38.2 | |
F Enforcement | Strongly agree | 21.2 | 15.0, 28.5 |
Somewhat agree | 17.8 | 12.1, 24.8 | |
Neither agree nor disagree | 15.3 | 10.0, 22.0 | |
Somewhat disagree | 15.7 | 10.3, 22.5 | |
Strongly disagree | 18.2 | 12.4, 25.2 | |
Do not know | 11.8 | 7.2, 18.0 | |
G Investment Management | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 22.7 | 11.5, 37.8 | |
Strongly disagree | 4.5 | 0.6, 15.5 | |
Do not know | 13.6 | 5.2, 27.4 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 16.0 | 10.3, 23.1 |
Somewhat agree | 26.4 | 19.1, 33.7 | |
Neither agree nor disagree | 13.9 | 8.7, 20.8 | |
Somewhat disagree | 11.9 | 7.0, 18.4 | |
Strongly disagree | 15.6 | 10.0, 22.7 | |
Do not know | 16.3 | 10.5, 23.5 | |
J Information Technology | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 15.9 | 6.6, 30.1 | |
Neither agree nor disagree | 25.0 | 13.2, 40.3 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 27.3 | 15.0, 42.8 | |
Do not know | 11.4 | 3.8, 24.6 | |
K Trading and Markets | Strongly agree | 14.6 | 6.1, 27.8 |
Somewhat agree | 22.9 | 12.0, 37.3 | |
Neither agree nor disagree | 8.3 | 2.3, 20.0 | |
Somewhat disagree | 10.4 | 3.5, 22.7 | |
Strongly disagree | 16.7 | 7.5, 30.2 | |
Do not know | 27.1 | 15.3, 41.8 | |
L Enforcement Regional Offices | Strongly agree | 23.9 | 15.4, 34.1 |
Somewhat agree | 19.3 | 11.7, 29.1 | |
Neither agree nor disagree | 11.4 | 5.6, 19.9 | |
Somewhat disagree | 15.9 | 9.0, 25.2 | |
Strongly disagree | 17.0 | 9.9, 26.6 | |
Do not know | 12.5 | 6.4, 21.3 | |
M Enforcement Headquarters | Strongly agree | 16.9 | 8.8, 28.3 |
Somewhat agree | 15.4 | 7.6, 26.5 | |
Neither agree nor disagree | 21.5 | 12.3, 33.5 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 20.0 | 11.1, 31.8 | |
Do not know | 10.8 | 4.4, 20.9 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 15.4 | 8.2, 25.3 |
Somewhat agree | 28.2 | 18.6, 39.5 | |
Neither agree nor disagree | 12.8 | 6.3, 22.3 | |
Somewhat disagree | 11.5 | 5.4, 20.8 | |
Strongly disagree | 15.4 | 8.2, 25.3 | |
Do not know | 16.7 | 9.2, 26.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 18.0 | 9.4, 30.0 |
Somewhat agree | 19.7 | 10.6, 31.8 | |
Neither agree nor disagree | 18.0 | 9.4, 30.0 | |
Somewhat disagree | 13.1 | 5.8, 24.2 | |
Strongly disagree | 16.4 | 8.2, 28.1 | |
Do not know | 14.8 | 7.0, 26.2 |
15d. Over the past 3 years, I have seen SEC staff leave due to being dissatisfied with a supervisor or manager.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 19.8 | 17.0, 22.6 |
Somewhat agree | 23.8 | 20.6, 27.0 | |
Neither agree nor disagree | 13.5 | 10.8, 16.2 | |
Somewhat disagree | 8.0 | 5.9, 10.6 | |
Strongly disagree | 15.6 | 12.7, 18.6 | |
Do not know | 19.2 | 16.1, 22.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 21.8 | 18.4, 25.1 |
Somewhat agree | 22.0 | 18.6, 25.4 | |
Neither agree nor disagree | 14.3 | 11.2, 17.4 | |
Somewhat disagree | 7.9 | 5.6, 10.8 | |
Strongly disagree | 13.9 | 10.8, 17.1 | |
Do not know | 20.1 | 16.5, 23.6 | |
C Supervisors | Strongly agree | 12.2 | 6.8, 19.6 |
Somewhat agree | 30.6 | 22.5, 38.7 | |
Neither agree nor disagree | 10.5 | 5.5, 17.6 | |
Somewhat disagree | 8.6 | 4.2, 15.3 | |
Strongly disagree | 22.2 | 15.0, 31.0 | |
Do not know | 16.0 | 9.8, 24.0 | |
D Corporation Finance | Strongly agree | 15.3 | 7.9, 25.7 |
Somewhat agree | 20.8 | 12.2, 32.0 | |
Neither agree nor disagree | 11.1 | 4.9, 20.7 | |
Somewhat disagree | 11.1 | 4.9, 20.7 | |
Strongly disagree | 18.1 | 10.0, 28.9 | |
Do not know | 23.6 | 14.4, 35.1 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 2.7 | 0.1, 14.2 | |
Somewhat disagree | 2.7 | 0.1, 14.2 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 21.4 | 15.2, 28.7 |
Somewhat agree | 23.5 | 17.0, 31.0 | |
Neither agree nor disagree | 17.2 | 11.6, 24.1 | |
Somewhat disagree | 7.4 | 3.8, 12.8 | |
Strongly disagree | 11.2 | 6.7, 17.3 | |
Do not know | 19.3 | 13.4, 26.5 | |
G Investment Management | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 31.8 | 18.6, 47.6 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | 15.9 | 6.6, 30.1 | |
Do not know | 18.2 | 8.2, 32.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 0.0 | 0.0, 12.2 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 11.5 | 6.7, 17.9 |
Somewhat agree | 21.2 | 14.7, 28.8 | |
Neither agree nor disagree | 14.1 | 8.8, 21.0 | |
Somewhat disagree | 8.7 | 4.6, 14.6 | |
Strongly disagree | 23.9 | 17.0, 32.0 | |
Do not know | 20.6 | 14.2, 28.3 | |
J Information Technology | Strongly agree | 36.4 | 22.4, 52.2 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 2.3 | 0.1, 12.0 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 9.1 | 2.5, 21.7 | |
K Trading and Markets | Strongly agree | 34.0 | 20.9, 49.3 |
Somewhat agree | 25.5 | 13.9, 40.3 | |
Neither agree nor disagree | 10.6 | 3.5, 23.1 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 4.3 | 0.5, 14.5 | |
Do not know | 17.0 | 7.6, 30.8 | |
L Enforcement Regional Offices | Strongly agree | 19.3 | 11.7, 29.1 |
Somewhat agree | 22.7 | 14.5, 32.9 | |
Neither agree nor disagree | 19.3 | 11.7, 29.1 | |
Somewhat disagree | 10.2 | 4.8, 18.5 | |
Strongly disagree | 12.5 | 6.4, 21.3 | |
Do not know | 15.9 | 9.0, 25.2 | |
M Enforcement Headquarters | Strongly agree | 24.6 | 14.8, 36.9 |
Somewhat agree | 24.6 | 14.8, 36.9 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 3.1 | 0.4, 10.7 | |
Strongly disagree | 9.2 | 3.5, 19.0 | |
Do not know | 24.6 | 14.8, 36.9 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 8.9 | 3.6, 17.4 |
Somewhat agree | 19.0 | 11.0, 29.4 | |
Neither agree nor disagree | 12.7 | 6.2, 22.0 | |
Somewhat disagree | 8.9 | 3.6, 17.4 | |
Strongly disagree | 27.8 | 18.3, 39.1 | |
Do not know | 22.8 | 14.1, 33.6 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 21.0 | 11.7, 33.2 |
Somewhat agree | 29.0 | 18.2, 41.9 | |
Neither agree nor disagree | 19.4 | 10.4, 31.4 | |
Somewhat disagree | 8.1 | 2.7, 17.8 | |
Strongly disagree | 9.7 | 3.6, 19.9 | |
Do not know | 12.9 | 5.7, 23.9 |
16. Over the past three years, to what extent, if at all, have the Senior Officers (SOs) in your division/office worked
to make improvements in the areas listed below? (Select one response per item.)
Please note: "Division/office" refers to your division or office (such as the Division of Corporation
Finance or OCIE in Headquarters or the Division of Enforcement or OCIE in a regional office).
Senior Officers worked to make improvements in...
16a. Workforce morale
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 25.0 | 21.6, 28.3 |
To a moderate extent | 29.8 | 26.2, 33.3 | |
To a small extent | 25.0 | 21.7, 28.4 | |
To no extent | 15.4 | 12.8, 18.0 | |
No basis to judge | 2.1 | 1.1, 3.6 | |
Do not know | 2.7 | 1.6, 4.5 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 24.3 | 20.6, 28.0 |
To a moderate extent | 29.6 | 25.7, 33.6 | |
To a small extent | 24.0 | 20.3, 27.7 | |
To no extent | 16.4 | 13.4, 19.4 | |
No basis to judge | 2.3 | 1.1, 4.1 | |
Do not know | 3.5 | 2.0, 5.6 | |
C Supervisors | To a great extent | 27.6 | 19.7, 35.4 |
To a moderate extent | 30.3 | 22.4, 38.3 | |
To a small extent | 29.1 | 21.2, 37.0 | |
To no extent | 11.6 | 6.4, 19.0 | |
No basis to judge | 1.4 | 0.1, 5.6 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | To a great extent | 8.3 | 3.1, 17.3 |
To a moderate extent | 11.1 | 4.9, 20.7 | |
To a small extent | 36.1 | 26.7, 45.5 | |
To no extent | 33.3 | 24.1, 42.5 | |
No basis to judge | 4.2 | 0.9, 11.7 | |
Do not know | 6.9 | 2.3, 15.5 | |
E Division of Economic and Risk Analysis | To a great extent | . | Data Not Reported |
To a moderate extent | 21.6 | 9.8, 38.2 | |
To a small extent | 18.9 | 8.0, 35.2 | |
To no extent | 21.6 | 9.8, 38.2 | |
No basis to judge | 2.7 | 0.1, 14.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | To a great extent | 30.0 | 23.5, 36.4 |
To a moderate extent | 32.3 | 25.7, 38.9 | |
To a small extent | 24.2 | 18.1, 30.2 | |
To no extent | 11.0 | 6.5, 17.1 | |
No basis to judge | 1.2 | 0.1, 4.5 | |
Do not know | 1.3 | 0.2, 4.7 | |
G Investment Management | To a great extent | 34.1 | 20.5, 49.9 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 13.6 | 5.2, 27.4 | |
To no extent | 6.8 | 1.4, 18.7 | |
No basis to judge | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 8.7 | 1.1, 28.0 | |
No basis to judge | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 27.7 | 20.4, 34.9 |
To a moderate extent | 33.6 | 26.0, 41.3 | |
To a small extent | 23.7 | 17.0, 31.6 | |
To no extent | 9.6 | 5.3, 15.7 | |
No basis to judge | 2.3 | 0.5, 6.4 | |
Do not know | 3.0 | 0.9, 7.3 | |
J Information Technology | To a great extent | 9.1 | 2.5, 21.7 |
To a moderate extent | 13.6 | 5.2, 27.4 | |
To a small extent | 34.1 | 20.5, 49.9 | |
To no extent | 36.4 | 22.4, 52.2 | |
No basis to judge | 4.5 | 0.6, 15.5 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | To a great extent | 14.6 | 6.1, 27.8 |
To a moderate extent | 41.7 | 31.2, 52.1 | |
To a small extent | 18.8 | 8.9, 32.6 | |
To no extent | 20.8 | 10.5, 35.0 | |
No basis to judge | 0.0 | 0.0, 6.1 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | To a great extent | 26.4 | 17.6, 37.0 |
To a moderate extent | 33.3 | 24.4, 42.3 | |
To a small extent | 29.9 | 21.2, 38.6 | |
To no extent | 9.2 | 4.1, 17.3 | |
No basis to judge | 0.0 | 0.0, 3.4 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | To a great extent | 35.4 | 25.4, 45.3 |
To a moderate extent | 30.8 | 19.9, 43.4 | |
To a small extent | 15.4 | 7.6, 26.5 | |
To no extent | 13.8 | 6.5, 24.7 | |
No basis to judge | 3.1 | 0.4, 10.7 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 27.8 | 18.3, 39.1 |
To a moderate extent | 34.2 | 24.7, 43.7 | |
To a small extent | 22.8 | 14.1, 33.6 | |
To no extent | 10.1 | 4.5, 19.0 | |
No basis to judge | 2.5 | 0.3, 8.8 | |
Do not know | 2.5 | 0.3, 8.8 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 27.0 | 16.6, 39.7 |
To a moderate extent | 31.7 | 20.6, 44.7 | |
To a small extent | 27.0 | 16.6, 39.7 | |
To no extent | 7.9 | 2.6, 17.6 | |
No basis to judge | 1.6 | 0.0, 8.5 | |
Do not know | 4.8 | 1.0, 13.3 |
16b. Collaboration between divisions and offices
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 16.3 | 13.5, 19.1 |
To a moderate extent | 32.1 | 28.5, 35.7 | |
To a small extent | 21.0 | 17.8, 24.1 | |
To no extent | 12.6 | 10.1, 15.1 | |
No basis to judge | 10.5 | 8.1, 13.3 | |
Do not know | 7.5 | 5.5, 10.1 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 16.1 | 12.9, 19.2 |
To a moderate extent | 31.7 | 27.7, 35.8 | |
To a small extent | 19.7 | 16.4, 23.1 | |
To no extent | 12.4 | 9.5, 15.8 | |
No basis to judge | 11.5 | 8.7, 14.8 | |
Do not know | 8.6 | 6.2, 11.6 | |
C Supervisors | To a great extent | 17.4 | 10.9, 25.6 |
To a moderate extent | 33.5 | 25.2, 41.7 | |
To a small extent | 25.7 | 18.0, 34.7 | |
To no extent | 13.6 | 7.9, 21.2 | |
No basis to judge | 6.5 | 2.8, 12.8 | |
Do not know | 3.3 | 0.8, 8.8 | |
D Corporation Finance | To a great extent | 8.3 | 3.1, 17.3 |
To a moderate extent | 15.3 | 7.9, 25.7 | |
To a small extent | 25.0 | 15.5, 36.6 | |
To no extent | 25.0 | 15.5, 36.6 | |
No basis to judge | 12.5 | 5.9, 22.4 | |
Do not know | 13.9 | 6.9, 24.1 | |
E Division of Economic and Risk Analysis | To a great extent | 18.9 | 8.0, 35.2 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 16.2 | 6.2, 32.0 | |
To no extent | 16.2 | 6.2, 32.0 | |
No basis to judge | 13.5 | 4.5, 28.8 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | To a great extent | 18.7 | 12.9, 25.9 |
To a moderate extent | 38.5 | 31.7, 45.4 | |
To a small extent | 16.6 | 11.1, 23.5 | |
To no extent | 9.4 | 5.3, 15.2 | |
No basis to judge | 12.2 | 7.5, 18.5 | |
Do not know | 4.5 | 1.8, 9.1 | |
G Investment Management | To a great extent | 16.3 | 6.8, 30.7 |
To a moderate extent | 51.2 | 40.8, 61.5 | |
To a small extent | 9.3 | 2.6, 22.1 | |
To no extent | 7.0 | 1.5, 19.1 | |
No basis to judge | 9.3 | 2.6, 22.1 | |
Do not know | 7.0 | 1.5, 19.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | . | Data Not Reported | |
No basis to judge | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 18.1 | 12.2, 25.5 |
To a moderate extent | 32.6 | 25.0, 40.2 | |
To a small extent | 21.6 | 15.2, 29.3 | |
To no extent | 11.0 | 6.4, 17.4 | |
No basis to judge | 8.6 | 4.4, 14.7 | |
Do not know | 8.0 | 4.1, 13.8 | |
J Information Technology | To a great extent | 4.5 | 0.6, 15.5 |
To a moderate extent | 15.9 | 6.6, 30.1 | |
To a small extent | 29.5 | 16.8, 45.2 | |
To no extent | 25.0 | 13.2, 40.3 | |
No basis to judge | 15.9 | 6.6, 30.1 | |
Do not know | 9.1 | 2.5, 21.7 | |
K Trading and Markets | To a great extent | 14.6 | 6.1, 27.8 |
To a moderate extent | 31.3 | 18.7, 46.3 | |
To a small extent | 37.5 | 24.0, 52.6 | |
To no extent | 4.2 | 0.5, 14.3 | |
No basis to judge | 0.0 | 0.0, 6.1 | |
Do not know | 12.5 | 4.7, 25.2 | |
L Enforcement Regional Offices | To a great extent | 14.9 | 8.2, 24.2 |
To a moderate extent | 42.5 | 33.2, 51.9 | |
To a small extent | 18.4 | 10.9, 28.1 | |
To no extent | 11.5 | 5.7, 20.1 | |
No basis to judge | 9.2 | 4.1, 17.3 | |
Do not know | 3.4 | 0.7, 9.7 | |
M Enforcement Headquarters | To a great extent | 24.6 | 14.8, 36.9 |
To a moderate extent | 32.3 | 21.2, 45.1 | |
To a small extent | 13.8 | 6.5, 24.7 | |
To no extent | 6.2 | 1.7, 15.0 | |
No basis to judge | 16.9 | 8.8, 28.3 | |
Do not know | 6.2 | 1.7, 15.0 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 15.2 | 8.1, 25.0 |
To a moderate extent | 34.2 | 24.7, 43.7 | |
To a small extent | 22.8 | 14.1, 33.6 | |
To no extent | 10.1 | 4.5, 19.0 | |
No basis to judge | 10.1 | 4.5, 19.0 | |
Do not know | 7.6 | 2.8, 15.8 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 28.6 | 17.9, 41.3 |
To a moderate extent | 27.0 | 16.6, 39.7 | |
To a small extent | 17.5 | 9.1, 29.1 | |
To no extent | 14.3 | 6.7, 25.4 | |
No basis to judge | 3.2 | 0.4, 11.0 | |
Do not know | 9.5 | 3.6, 19.6 |
16c. Staff training focused on specific competencies
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 18.0 | 15.0, 21.0 |
To a moderate extent | 31.8 | 28.2, 35.4 | |
To a small extent | 25.2 | 21.8, 28.5 | |
To no extent | 12.3 | 9.9, 14.7 | |
No basis to judge | 6.0 | 4.2, 8.3 | |
Do not know | 6.7 | 4.8, 9.1 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 17.6 | 14.3, 21.0 |
To a moderate extent | 30.9 | 26.9, 35.0 | |
To a small extent | 24.5 | 20.8, 28.2 | |
To no extent | 12.8 | 9.9, 16.3 | |
No basis to judge | 6.0 | 4.0, 8.7 | |
Do not know | 8.1 | 5.7, 11.0 | |
C Supervisors | To a great extent | 19.6 | 12.7, 28.1 |
To a moderate extent | 35.2 | 26.7, 43.6 | |
To a small extent | 27.8 | 20.1, 35.5 | |
To no extent | 10.3 | 5.3, 17.4 | |
No basis to judge | 5.7 | 2.2, 11.7 | |
Do not know | 1.5 | 0.1, 7.0 | |
D Corporation Finance | To a great extent | 19.4 | 11.1, 30.5 |
To a moderate extent | 33.3 | 24.1, 42.5 | |
To a small extent | 20.8 | 12.2, 32.0 | |
To no extent | 9.7 | 4.0, 19.0 | |
No basis to judge | 6.9 | 2.3, 15.5 | |
Do not know | 9.7 | 4.0, 19.0 | |
E Division of Economic and Risk Analysis | To a great extent | 13.5 | 4.5, 28.8 |
To a moderate extent | 24.3 | 11.8, 41.2 | |
To a small extent | 24.3 | 11.8, 41.2 | |
To no extent | 13.5 | 4.5, 28.8 | |
No basis to judge | 18.9 | 8.0, 35.2 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | To a great extent | 20.2 | 14.2, 27.5 |
To a moderate extent | 33.8 | 27.1, 40.5 | |
To a small extent | 21.1 | 14.9, 28.5 | |
To no extent | 11.2 | 6.7, 17.3 | |
No basis to judge | 6.4 | 3.1, 11.6 | |
Do not know | 7.2 | 3.6, 12.5 | |
G Investment Management | To a great extent | 11.4 | 3.8, 24.6 |
To a moderate extent | 34.1 | 20.5, 49.9 | |
To a small extent | 31.8 | 18.6, 47.6 | |
To no extent | 9.1 | 2.5, 21.7 | |
No basis to judge | 6.8 | 1.4, 18.7 | |
Do not know | 6.8 | 1.4, 18.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | . | Data Not Reported | |
No basis to judge | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 19.0 | 12.9, 26.4 |
To a moderate extent | 34.3 | 26.7, 42.0 | |
To a small extent | 27.9 | 20.5, 35.3 | |
To no extent | 9.4 | 5.1, 15.4 | |
No basis to judge | 3.0 | 0.9, 7.3 | |
Do not know | 6.4 | 3.0, 11.8 | |
J Information Technology | To a great extent | 4.5 | 0.6, 15.5 |
To a moderate extent | 18.2 | 8.2, 32.7 | |
To a small extent | 27.3 | 15.0, 42.8 | |
To no extent | 36.4 | 22.4, 52.2 | |
No basis to judge | 11.4 | 3.8, 24.6 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | To a great extent | 14.9 | 6.2, 28.3 |
To a moderate extent | 25.5 | 13.9, 40.3 | |
To a small extent | 29.8 | 17.3, 44.9 | |
To no extent | 17.0 | 7.6, 30.8 | |
No basis to judge | 6.4 | 1.3, 17.5 | |
Do not know | 6.4 | 1.3, 17.5 | |
L Enforcement Regional Offices | To a great extent | 18.4 | 10.9, 28.1 |
To a moderate extent | 36.8 | 27.7, 45.9 | |
To a small extent | 21.8 | 13.7, 32.0 | |
To no extent | 11.5 | 5.7, 20.1 | |
No basis to judge | 4.6 | 1.3, 11.4 | |
Do not know | 6.9 | 2.6, 14.4 | |
M Enforcement Headquarters | To a great extent | 23.1 | 13.5, 35.2 |
To a moderate extent | 29.2 | 18.6, 41.8 | |
To a small extent | 20.0 | 11.1, 31.8 | |
To no extent | 10.8 | 4.4, 20.9 | |
No basis to judge | 9.2 | 3.5, 19.0 | |
Do not know | 7.7 | 2.5, 17.0 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 19.0 | 11.0, 29.4 |
To a moderate extent | 34.2 | 24.7, 43.7 | |
To a small extent | 30.4 | 21.2, 39.6 | |
To no extent | 8.9 | 3.6, 17.4 | |
No basis to judge | 2.5 | 0.3, 8.8 | |
Do not know | 5.1 | 1.4, 12.5 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 19.0 | 10.2, 30.9 |
To a moderate extent | 34.9 | 23.3, 48.0 | |
To a small extent | 19.0 | 10.2, 30.9 | |
To no extent | 11.1 | 4.6, 21.6 | |
No basis to judge | 4.8 | 1.0, 13.3 | |
Do not know | 11.1 | 4.6, 21.6 |
16d. Transparency in the promotion process
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 8.3 | 6.2, 10.9 |
To a moderate extent | 12.3 | 9.8, 14.8 | |
To a small extent | 14.2 | 11.5, 16.9 | |
To no extent | 36.8 | 33.1, 40.4 | |
No basis to judge | 17.6 | 14.6, 20.6 | |
Do not know | 10.9 | 8.4, 13.7 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 5.7 | 3.8, 8.3 |
To a moderate extent | 12.1 | 9.2, 15.4 | |
To a small extent | 11.8 | 9.0, 15.2 | |
To no extent | 37.9 | 33.7, 42.0 | |
No basis to judge | 19.7 | 16.2, 23.3 | |
Do not know | 12.8 | 9.9, 16.3 | |
C Supervisors | To a great extent | 18.2 | 11.6, 26.6 |
To a moderate extent | 13.3 | 7.7, 20.9 | |
To a small extent | 23.2 | 15.8, 32.0 | |
To no extent | 32.5 | 24.7, 40.3 | |
No basis to judge | 9.4 | 4.8, 16.3 | |
Do not know | 3.4 | 0.9, 8.5 | |
D Corporation Finance | To a great extent | 1.4 | 0.0, 7.5 |
To a moderate extent | 6.9 | 2.3, 15.5 | |
To a small extent | 6.9 | 2.3, 15.5 | |
To no extent | 51.4 | 41.6, 61.2 | |
No basis to judge | 18.1 | 10.0, 28.9 | |
Do not know | 15.3 | 7.9, 25.7 | |
E Division of Economic and Risk Analysis | To a great extent | 24.3 | 11.8, 41.2 |
To a moderate extent | 13.5 | 4.5, 28.8 | |
To a small extent | 24.3 | 11.8, 41.2 | |
To no extent | . | Data Not Reported | |
No basis to judge | 5.4 | 0.7, 18.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | To a great extent | 11.0 | 6.5, 17.1 |
To a moderate extent | 13.2 | 8.3, 19.6 | |
To a small extent | 13.9 | 8.8, 20.4 | |
To no extent | 37.0 | 30.2, 43.8 | |
No basis to judge | 18.2 | 12.4, 25.3 | |
Do not know | 6.6 | 3.2, 11.8 | |
G Investment Management | To a great extent | 0.0 | 0.0, 6.6 |
To a moderate extent | 18.2 | 8.2, 32.7 | |
To a small extent | 20.5 | 9.8, 35.3 | |
To no extent | 36.4 | 22.4, 52.2 | |
No basis to judge | 13.6 | 5.2, 27.4 | |
Do not know | 11.4 | 3.8, 24.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | . | Data Not Reported | |
No basis to judge | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | To a great extent | 9.1 | 4.9, 15.2 |
To a moderate extent | 11.5 | 6.8, 18.0 | |
To a small extent | 17.3 | 11.4, 24.6 | |
To no extent | 27.7 | 20.4, 35.0 | |
No basis to judge | 20.6 | 14.2, 28.2 | |
Do not know | 13.8 | 8.6, 20.7 | |
J Information Technology | To a great extent | 2.3 | 0.1, 12.0 |
To a moderate extent | 9.1 | 2.5, 21.7 | |
To a small extent | 11.4 | 3.8, 24.6 | |
To no extent | 56.8 | 46.5, 67.1 | |
No basis to judge | 9.1 | 2.5, 21.7 | |
Do not know | 11.4 | 3.8, 24.6 | |
K Trading and Markets | To a great extent | 4.2 | 0.5, 14.3 |
To a moderate extent | 18.8 | 8.9, 32.6 | |
To a small extent | 6.3 | 1.3, 17.2 | |
To no extent | 41.7 | 31.2, 52.1 | |
No basis to judge | 16.7 | 7.5, 30.2 | |
Do not know | 12.5 | 4.7, 25.2 | |
L Enforcement Regional Offices | To a great extent | 9.2 | 4.1, 17.3 |
To a moderate extent | 13.8 | 7.3, 22.9 | |
To a small extent | 14.9 | 8.2, 24.2 | |
To no extent | 39.1 | 29.8, 48.3 | |
No basis to judge | 16.1 | 9.1, 25.5 | |
Do not know | 6.9 | 2.6, 14.4 | |
M Enforcement Headquarters | To a great extent | 13.8 | 6.5, 24.7 |
To a moderate extent | 12.3 | 5.5, 22.8 | |
To a small extent | 12.3 | 5.5, 22.8 | |
To no extent | 33.8 | 22.6, 46.6 | |
No basis to judge | 21.5 | 12.3, 33.5 | |
Do not know | 6.2 | 1.7, 15.0 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 9.0 | 3.7, 17.6 |
To a moderate extent | 10.3 | 4.5, 19.2 | |
To a small extent | 16.7 | 9.2, 26.8 | |
To no extent | 28.2 | 18.6, 39.5 | |
No basis to judge | 21.8 | 13.2, 32.6 | |
Do not know | 14.1 | 7.3, 23.8 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 9.7 | 3.6, 19.9 |
To a moderate extent | 16.1 | 8.0, 27.7 | |
To a small extent | 19.4 | 10.4, 31.4 | |
To no extent | 25.8 | 15.5, 38.5 | |
No basis to judge | 16.1 | 8.0, 27.7 | |
Do not know | 12.9 | 5.7, 23.9 |
17. Over the past three years, to what extent, if at all, has management solicited employees' ideas and suggestions
in developing initiatives designed to improve communication, the performance management system, and training opportunities? (Select one response per item.)
Management solicited employees'
ideas and suggestions in developing...
17a. Initiatives designed to improve communication
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 17.1 | 14.3, 20.0 |
To a moderate extent | 23.6 | 20.3, 26.8 | |
To a small extent | 20.1 | 17.0, 23.2 | |
To no extent | 18.8 | 15.9, 21.7 | |
Not aware of any such initiative | 14.6 | 11.9, 17.4 | |
Do not know | 5.8 | 4.0, 8.0 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 15.9 | 12.8, 19.0 |
To a moderate extent | 22.8 | 19.3, 26.4 | |
To a small extent | 17.9 | 14.6, 21.3 | |
To no extent | 20.3 | 16.9, 23.7 | |
Not aware of any such initiative | 16.9 | 13.6, 20.2 | |
Do not know | 6.2 | 4.1, 8.8 | |
C Supervisors | To a great extent | 22.0 | 14.8, 30.7 |
To a moderate extent | 26.4 | 18.6, 35.4 | |
To a small extent | 28.5 | 20.5, 36.4 | |
To no extent | 13.2 | 7.6, 20.8 | |
Not aware of any such initiative | 5.9 | 2.3, 11.9 | |
Do not know | 4.2 | 1.3, 9.6 | |
D Corporation Finance | To a great extent | 6.9 | 2.3, 15.5 |
To a moderate extent | 15.3 | 7.9, 25.7 | |
To a small extent | 18.1 | 10.0, 28.9 | |
To no extent | 34.7 | 25.4, 44.0 | |
Not aware of any such initiative | 16.7 | 8.9, 27.3 | |
Do not know | 8.3 | 3.1, 17.3 | |
E Division of Economic and Risk Analysis | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | 13.5 | 4.5, 28.8 | |
To no extent | 13.5 | 4.5, 28.8 | |
Not aware of any such initiative | 8.1 | 1.7, 21.9 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | To a great extent | 17.8 | 12.1, 24.9 |
To a moderate extent | 25.5 | 19.3, 31.6 | |
To a small extent | 15.9 | 10.5, 22.7 | |
To no extent | 16.7 | 11.1, 23.6 | |
Not aware of any such initiative | 18.8 | 12.9, 25.9 | |
Do not know | 5.3 | 2.3, 10.2 | |
G Investment Management | To a great extent | 20.9 | 10.0, 36.0 |
To a moderate extent | 44.2 | 33.9, 54.5 | |
To a small extent | 11.6 | 3.9, 25.1 | |
To no extent | 7.0 | 1.5, 19.1 | |
Not aware of any such initiative | 9.3 | 2.6, 22.1 | |
Do not know | 7.0 | 1.5, 19.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 8.7 | 1.1, 28.0 | |
Not aware of any such initiative | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | To a great extent | 19.8 | 13.6, 27.3 |
To a moderate extent | 22.3 | 15.8, 30.1 | |
To a small extent | 24.9 | 18.0, 32.9 | |
To no extent | 14.4 | 9.0, 21.2 | |
Not aware of any such initiative | 13.0 | 8.0, 19.7 | |
Do not know | 5.6 | 2.4, 11.0 | |
J Information Technology | To a great extent | 2.3 | 0.1, 12.0 |
To a moderate extent | 20.5 | 9.8, 35.3 | |
To a small extent | 34.1 | 20.5, 49.9 | |
To no extent | 31.8 | 18.6, 47.6 | |
Not aware of any such initiative | 4.5 | 0.6, 15.5 | |
Do not know | 6.8 | 1.4, 18.7 | |
K Trading and Markets | To a great extent | 14.6 | 6.1, 27.8 |
To a moderate extent | 20.8 | 10.5, 35.0 | |
To a small extent | 18.8 | 8.9, 32.6 | |
To no extent | 25.0 | 13.6, 39.6 | |
Not aware of any such initiative | 16.7 | 7.5, 30.2 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | To a great extent | 17.2 | 10.0, 26.8 |
To a moderate extent | 28.7 | 19.5, 39.4 | |
To a small extent | 16.1 | 9.1, 25.5 | |
To no extent | 18.4 | 10.9, 28.1 | |
Not aware of any such initiative | 13.8 | 7.3, 22.9 | |
Do not know | 5.7 | 1.9, 12.9 | |
M Enforcement Headquarters | To a great extent | 18.7 | 10.1, 30.5 |
To a moderate extent | 20.3 | 11.3, 32.2 | |
To a small extent | 15.6 | 7.8, 26.9 | |
To no extent | 14.1 | 6.6, 25.0 | |
Not aware of any such initiative | 26.6 | 16.3, 39.1 | |
Do not know | 4.7 | 1.0, 13.1 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 16.5 | 9.1, 26.5 |
To a moderate extent | 22.8 | 14.1, 33.6 | |
To a small extent | 27.8 | 18.3, 39.1 | |
To no extent | 13.9 | 7.2, 23.5 | |
Not aware of any such initiative | 12.7 | 6.2, 22.0 | |
Do not know | 6.3 | 2.1, 14.2 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 31.7 | 20.6, 44.7 |
To a moderate extent | 20.6 | 11.5, 32.7 | |
To a small extent | 14.3 | 6.7, 25.4 | |
To no extent | 15.9 | 7.9, 27.3 | |
Not aware of any such initiative | 14.3 | 6.7, 25.4 | |
Do not know | 3.2 | 0.4, 11.0 |
17b. Initiatives designed to improve training opportunities
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | To a great extent | 19.0 | 15.9, 22.0 |
To a moderate extent | 29.4 | 25.8, 32.9 | |
To a small extent | 21.5 | 18.3, 24.7 | |
To no extent | 12.8 | 10.4, 15.3 | |
Not aware of any such initiative | 11.0 | 8.5, 13.9 | |
Do not know | 6.3 | 4.4, 8.7 | |
B Entry or Mid-Level Non-Supervisors | To a great extent | 17.8 | 14.4, 21.2 |
To a moderate extent | 27.4 | 23.6, 31.2 | |
To a small extent | 21.2 | 17.6, 24.8 | |
To no extent | 13.7 | 10.7, 17.3 | |
Not aware of any such initiative | 13.2 | 10.2, 16.7 | |
Do not know | 6.6 | 4.5, 9.4 | |
C Supervisors | To a great extent | 23.4 | 16.0, 32.2 |
To a moderate extent | 36.8 | 28.2, 45.3 | |
To a small extent | 22.6 | 15.3, 31.4 | |
To no extent | 9.5 | 4.8, 16.4 | |
Not aware of any such initiative | 2.8 | 0.6, 7.7 | |
Do not know | 5.0 | 1.8, 10.8 | |
D Corporation Finance | To a great extent | 16.9 | 9.0, 27.7 |
To a moderate extent | 28.2 | 18.1, 40.1 | |
To a small extent | 18.3 | 10.1, 29.3 | |
To no extent | 14.1 | 7.0, 24.4 | |
Not aware of any such initiative | 11.3 | 5.0, 21.0 | |
Do not know | 11.3 | 5.0, 21.0 | |
E Division of Economic and Risk Analysis | To a great extent | 18.9 | 8.0, 35.2 |
To a moderate extent | 24.3 | 11.8, 41.2 | |
To a small extent | 16.2 | 6.2, 32.0 | |
To no extent | 13.5 | 4.5, 28.8 | |
Not aware of any such initiative | 13.5 | 4.5, 28.8 | |
Do not know | 13.5 | 4.5, 28.8 | |
F Enforcement | To a great extent | 16.6 | 11.1, 23.6 |
To a moderate extent | 26.7 | 20.4, 33.0 | |
To a small extent | 18.8 | 12.9, 26.0 | |
To no extent | 12.7 | 7.8, 19.1 | |
Not aware of any such initiative | 17.7 | 11.9, 24.7 | |
Do not know | 7.5 | 3.8, 12.9 | |
G Investment Management | To a great extent | 20.9 | 10.0, 36.0 |
To a moderate extent | . | Data Not Reported | |
To a small extent | 20.9 | 10.0, 36.0 | |
To no extent | 9.3 | 2.6, 22.1 | |
Not aware of any such initiative | 7.0 | 1.5, 19.1 | |
Do not know | 2.3 | 0.1, 12.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | To a great extent | . | Data Not Reported |
To a moderate extent | . | Data Not Reported | |
To a small extent | . | Data Not Reported | |
To no extent | 0.0 | 0.0, 12.7 | |
Not aware of any such initiative | 4.5 | 0.1, 22.8 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | To a great extent | 25.3 | 18.2, 32.3 |
To a moderate extent | 34.8 | 27.0, 42.6 | |
To a small extent | 23.7 | 16.8, 31.8 | |
To no extent | 8.9 | 4.8, 14.9 | |
Not aware of any such initiative | 4.5 | 1.7, 9.4 | |
Do not know | 2.7 | 0.7, 7.0 | |
J Information Technology | To a great extent | 2.3 | 0.1, 12.0 |
To a moderate extent | 15.9 | 6.6, 30.1 | |
To a small extent | 25.0 | 13.2, 40.3 | |
To no extent | . | Data Not Reported | |
Not aware of any such initiative | 6.8 | 1.4, 18.7 | |
Do not know | 9.1 | 2.5, 21.7 | |
K Trading and Markets | To a great extent | 14.6 | 6.1, 27.8 |
To a moderate extent | 27.1 | 15.3, 41.8 | |
To a small extent | 25.0 | 13.6, 39.6 | |
To no extent | 14.6 | 6.1, 27.8 | |
Not aware of any such initiative | 12.5 | 4.7, 25.2 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | To a great extent | 16.3 | 9.2, 25.8 |
To a moderate extent | 26.7 | 17.8, 37.4 | |
To a small extent | 20.9 | 12.9, 31.0 | |
To no extent | 12.8 | 6.6, 21.7 | |
Not aware of any such initiative | 14.0 | 7.4, 23.1 | |
Do not know | 9.3 | 4.1, 17.5 | |
M Enforcement Headquarters | To a great extent | 17.2 | 8.9, 28.7 |
To a moderate extent | 26.6 | 16.3, 39.1 | |
To a small extent | 15.6 | 7.8, 26.9 | |
To no extent | 12.5 | 5.6, 23.2 | |
Not aware of any such initiative | 23.4 | 13.8, 35.7 | |
Do not know | 4.7 | 1.0, 13.1 | |
N Compliance Inspections and Examinations Regional Offices | To a great extent | 24.7 | 15.6, 35.8 |
To a moderate extent | 35.1 | 25.4, 44.8 | |
To a small extent | 27.3 | 17.7, 38.6 | |
To no extent | 7.8 | 2.9, 16.2 | |
Not aware of any such initiative | 2.6 | 0.3, 9.1 | |
Do not know | 2.6 | 0.3, 9.1 | |
O Compliance Inspections and Examinations Headquarters | To a great extent | 27.4 | 16.9, 40.2 |
To a moderate extent | 33.9 | 22.3, 47.0 | |
To a small extent | 11.3 | 4.7, 21.9 | |
To no extent | 12.9 | 5.7, 23.9 | |
Not aware of any such initiative | 11.3 | 4.7, 21.9 | |
Do not know | 3.2 | 0.4, 11.2 |
18. Over the past three years, how satisfied or dissatisfied have you been with initiatives management developed to
improve communication, the performance management system, and training opportunities?
(Select one response per item.)
18a. Initiatives designed to improve communication
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Very satisfied | 13.6 | 11.0, 16.2 |
Somewhat satisfied | 33.1 | 29.4, 36.7 | |
Somewhat dissatisfied | 13.7 | 11.1, 16.4 | |
Very dissatisfied | 10.2 | 7.8, 13.0 | |
Not aware of any such initiative | 25.4 | 22.0, 28.8 | |
Do not know | 4.0 | 2.5, 6.0 | |
B Entry or Mid-Level Non-Supervisors | Very satisfied | 12.4 | 9.5, 15.9 |
Somewhat satisfied | 31.9 | 27.9, 35.9 | |
Somewhat dissatisfied | 12.7 | 9.8, 16.2 | |
Very dissatisfied | 11.2 | 8.4, 14.5 | |
Not aware of any such initiative | 27.4 | 23.5, 31.3 | |
Do not know | 4.3 | 2.6, 6.7 | |
C Supervisors | Very satisfied | 18.2 | 11.6, 26.6 |
Somewhat satisfied | 37.6 | 29.1, 46.0 | |
Somewhat dissatisfied | 17.6 | 11.1, 25.9 | |
Very dissatisfied | 6.3 | 2.6, 12.5 | |
Not aware of any such initiative | 17.7 | 11.1, 26.0 | |
Do not know | 2.6 | 0.5, 7.5 | |
D Corporation Finance | Very satisfied | 7.0 | 2.3, 15.7 |
Somewhat satisfied | 19.7 | 11.2, 30.9 | |
Somewhat dissatisfied | 21.1 | 12.3, 32.4 | |
Very dissatisfied | 16.9 | 9.0, 27.7 | |
Not aware of any such initiative | 28.2 | 18.1, 40.1 | |
Do not know | 7.0 | 2.3, 15.7 | |
E Division of Economic and Risk Analysis | Very satisfied | . | Data Not Reported |
Somewhat satisfied | . | Data Not Reported | |
Somewhat dissatisfied | 8.1 | 1.7, 21.9 | |
Very dissatisfied | 16.2 | 6.2, 32.0 | |
Not aware of any such initiative | 10.8 | 3.0, 25.4 | |
Do not know | 8.1 | 1.7, 21.9 | |
F Enforcement | Very satisfied | 16.3 | 10.8, 23.1 |
Somewhat satisfied | 28.3 | 22.0, 34.7 | |
Somewhat dissatisfied | 13.0 | 8.1, 19.4 | |
Very dissatisfied | 7.3 | 3.7, 12.6 | |
Not aware of any such initiative | 33.0 | 26.5, 39.6 | |
Do not know | 2.1 | 0.5, 5.8 | |
G Investment Management | Very satisfied | 11.4 | 3.8, 24.6 |
Somewhat satisfied | 56.8 | 46.7, 67.0 | |
Somewhat dissatisfied | 13.6 | 5.2, 27.4 | |
Very dissatisfied | 4.5 | 0.6, 15.5 | |
Not aware of any such initiative | 11.4 | 3.8, 24.6 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Very satisfied | . | Data Not Reported |
Somewhat satisfied | . | Data Not Reported | |
Somewhat dissatisfied | . | Data Not Reported | |
Very dissatisfied | 8.7 | 1.1, 28.0 | |
Not aware of any such initiative | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Very satisfied | 12.1 | 7.2, 18.6 |
Somewhat satisfied | 42.0 | 34.0, 50.0 | |
Somewhat dissatisfied | 12.0 | 7.1, 18.5 | |
Very dissatisfied | 7.4 | 3.7, 13.0 | |
Not aware of any such initiative | 23.0 | 16.3, 30.8 | |
Do not know | 3.7 | 1.2, 8.2 | |
J Information Technology | Very satisfied | 2.4 | 0.1, 12.6 |
Somewhat satisfied | 31.0 | 17.6, 47.1 | |
Somewhat dissatisfied | 21.4 | 10.3, 36.8 | |
Very dissatisfied | 28.6 | 15.7, 44.6 | |
Not aware of any such initiative | 9.5 | 2.7, 22.6 | |
Do not know | 7.1 | 1.5, 19.5 | |
K Trading and Markets | Very satisfied | 19.1 | 9.1, 33.3 |
Somewhat satisfied | 25.5 | 13.9, 40.3 | |
Somewhat dissatisfied | 4.3 | 0.5, 14.5 | |
Very dissatisfied | 14.9 | 6.2, 28.3 | |
Not aware of any such initiative | 27.7 | 15.6, 42.6 | |
Do not know | 8.5 | 2.4, 20.4 | |
L Enforcement Regional Offices | Very satisfied | 15.9 | 9.0, 25.2 |
Somewhat satisfied | 30.7 | 22.0, 39.4 | |
Somewhat dissatisfied | 12.5 | 6.4, 21.3 | |
Very dissatisfied | 8.0 | 3.3, 15.7 | |
Not aware of any such initiative | 29.5 | 21.0, 38.1 | |
Do not know | 3.4 | 0.7, 9.6 | |
M Enforcement Headquarters | Very satisfied | 16.9 | 8.8, 28.3 |
Somewhat satisfied | 24.6 | 14.8, 36.9 | |
Somewhat dissatisfied | 13.8 | 6.5, 24.7 | |
Very dissatisfied | 6.2 | 1.7, 15.0 | |
Not aware of any such initiative | 38.5 | 28.4, 48.6 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Very satisfied | 10.1 | 4.5, 19.0 |
Somewhat satisfied | 43.0 | 33.1, 53.0 | |
Somewhat dissatisfied | 12.7 | 6.2, 22.0 | |
Very dissatisfied | 6.3 | 2.1, 14.2 | |
Not aware of any such initiative | 24.1 | 15.1, 35.0 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Very satisfied | 19.0 | 10.2, 30.9 |
Somewhat satisfied | 38.1 | 29.0, 47.2 | |
Somewhat dissatisfied | 9.5 | 3.6, 19.6 | |
Very dissatisfied | 11.1 | 4.6, 21.6 | |
Not aware of any such initiative | 19.0 | 10.2, 30.9 | |
Do not know | 3.2 | 0.4, 11.0 |
18b. Initiatives designed to improve the performance management system
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Very satisfied | 6.3 | 4.4, 8.6 |
Somewhat satisfied | 21.6 | 18.5, 24.8 | |
Somewhat dissatisfied | 15.9 | 13.1, 18.8 | |
Very dissatisfied | 20.4 | 17.3, 23.5 | |
Not aware of any such initiative | 26.7 | 23.2, 30.1 | |
Do not know | 9.0 | 6.8, 11.7 | |
B Entry or Mid-Level Non-Supervisors | Very satisfied | 5.5 | 3.6, 8.0 |
Somewhat satisfied | 19.5 | 16.0, 22.9 | |
Somewhat dissatisfied | 14.2 | 11.1, 17.2 | |
Very dissatisfied | 20.4 | 16.9, 23.9 | |
Not aware of any such initiative | 30.6 | 26.6, 34.6 | |
Do not know | 9.9 | 7.3, 13.0 | |
C Supervisors | Very satisfied | 9.5 | 4.7, 16.5 |
Somewhat satisfied | 29.8 | 22.2, 37.5 | |
Somewhat dissatisfied | 22.8 | 15.4, 31.6 | |
Very dissatisfied | 20.4 | 13.5, 29.0 | |
Not aware of any such initiative | 11.7 | 6.4, 19.1 | |
Do not know | 5.8 | 2.3, 11.8 | |
D Corporation Finance | Very satisfied | 2.9 | 0.3, 9.9 |
Somewhat satisfied | 20.0 | 11.4, 31.3 | |
Somewhat dissatisfied | 17.1 | 9.2, 28.0 | |
Very dissatisfied | 22.9 | 13.7, 34.4 | |
Not aware of any such initiative | 25.7 | 16.0, 37.6 | |
Do not know | 11.4 | 5.1, 21.3 | |
E Division of Economic and Risk Analysis | Very satisfied | 10.8 | 3.0, 25.4 |
Somewhat satisfied | . | Data Not Reported | |
Somewhat dissatisfied | 10.8 | 3.0, 25.4 | |
Very dissatisfied | 16.2 | 6.2, 32.0 | |
Not aware of any such initiative | 21.6 | 9.8, 38.2 | |
Do not know | 10.8 | 3.0, 25.4 | |
F Enforcement | Very satisfied | 7.8 | 4.1, 13.2 |
Somewhat satisfied | 20.0 | 13.9, 27.2 | |
Somewhat dissatisfied | 17.5 | 11.8, 24.5 | |
Very dissatisfied | 15.6 | 10.3, 22.4 | |
Not aware of any such initiative | 33.2 | 26.6, 39.8 | |
Do not know | 6.0 | 2.8, 11.0 | |
G Investment Management | Very satisfied | 4.5 | 0.6, 15.5 |
Somewhat satisfied | 27.3 | 15.0, 42.8 | |
Somewhat dissatisfied | 9.1 | 2.5, 21.7 | |
Very dissatisfied | 15.9 | 6.6, 30.1 | |
Not aware of any such initiative | 25.0 | 13.2, 40.3 | |
Do not know | 18.2 | 8.2, 32.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Very satisfied | 8.7 | 1.1, 28.0 |
Somewhat satisfied | . | Data Not Reported | |
Somewhat dissatisfied | . | Data Not Reported | |
Very dissatisfied | . | Data Not Reported | |
Not aware of any such initiative | 8.7 | 1.1, 28.0 | |
Do not know | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Very satisfied | 5.3 | 2.3, 10.4 |
Somewhat satisfied | 23.0 | 16.4, 30.8 | |
Somewhat dissatisfied | 14.3 | 9.0, 21.2 | |
Very dissatisfied | 25.3 | 18.3, 32.4 | |
Not aware of any such initiative | 23.6 | 16.9, 31.5 | |
Do not know | 8.4 | 4.4, 14.2 | |
J Information Technology | Very satisfied | 2.4 | 0.1, 12.6 |
Somewhat satisfied | 23.8 | 12.1, 39.5 | |
Somewhat dissatisfied | 19.0 | 8.6, 34.1 | |
Very dissatisfied | 31.0 | 17.6, 47.1 | |
Not aware of any such initiative | 14.3 | 5.4, 28.5 | |
Do not know | 9.5 | 2.7, 22.6 | |
K Trading and Markets | Very satisfied | 10.4 | 3.5, 22.7 |
Somewhat satisfied | 12.5 | 4.7, 25.2 | |
Somewhat dissatisfied | 14.6 | 6.1, 27.8 | |
Very dissatisfied | 18.8 | 8.9, 32.6 | |
Not aware of any such initiative | 27.1 | 15.3, 41.8 | |
Do not know | 16.7 | 7.5, 30.2 | |
L Enforcement Regional Offices | Very satisfied | 6.8 | 2.5, 14.3 |
Somewhat satisfied | 23.9 | 15.4, 34.1 | |
Somewhat dissatisfied | 15.9 | 9.0, 25.2 | |
Very dissatisfied | 14.8 | 8.1, 23.9 | |
Not aware of any such initiative | 31.8 | 23.0, 40.6 | |
Do not know | 6.8 | 2.5, 14.3 | |
M Enforcement Headquarters | Very satisfied | 9.2 | 3.5, 19.0 |
Somewhat satisfied | 13.8 | 6.5, 24.7 | |
Somewhat dissatisfied | 20.0 | 11.1, 31.8 | |
Very dissatisfied | 16.9 | 8.8, 28.3 | |
Not aware of any such initiative | 35.4 | 25.4, 45.3 | |
Do not know | 4.6 | 1.0, 12.9 | |
N Compliance Inspections and Examinations Regional Offices | Very satisfied | 5.1 | 1.4, 12.5 |
Somewhat satisfied | 22.8 | 14.1, 33.6 | |
Somewhat dissatisfied | 15.2 | 8.1, 25.0 | |
Very dissatisfied | 25.3 | 16.2, 36.4 | |
Not aware of any such initiative | 24.1 | 15.1, 35.0 | |
Do not know | 7.6 | 2.8, 15.8 | |
O Compliance Inspections and Examinations Headquarters | Very satisfied | 6.3 | 1.8, 15.5 |
Somewhat satisfied | 23.8 | 14.0, 36.2 | |
Somewhat dissatisfied | 11.1 | 4.6, 21.6 | |
Very dissatisfied | 25.4 | 15.3, 37.9 | |
Not aware of any such initiative | 22.2 | 12.7, 34.5 | |
Do not know | 11.1 | 4.6, 21.6 |
18c. Initiatives designed to improve training opportunities
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Very satisfied | 14.3 | 11.6, 17.0 |
Somewhat satisfied | 43.9 | 40.1, 47.7 | |
Somewhat dissatisfied | 11.7 | 9.3, 14.1 | |
Very dissatisfied | 6.6 | 4.7, 9.0 | |
Not aware of any such initiative | 18.2 | 15.2, 21.1 | |
Do not know | 5.3 | 3.6, 7.6 | |
B Entry or Mid-Level Non-Supervisors | Very satisfied | 13.7 | 10.7, 17.3 |
Somewhat satisfied | 42.1 | 37.8, 46.3 | |
Somewhat dissatisfied | 11.0 | 8.3, 14.3 | |
Very dissatisfied | 6.5 | 4.4, 9.2 | |
Not aware of any such initiative | 20.8 | 17.3, 24.2 | |
Do not know | 5.9 | 3.9, 8.5 | |
C Supervisors | Very satisfied | 16.5 | 10.2, 24.7 |
Somewhat satisfied | 50.9 | 42.2, 59.6 | |
Somewhat dissatisfied | 14.2 | 8.4, 22.1 | |
Very dissatisfied | 7.1 | 3.1, 13.6 | |
Not aware of any such initiative | 8.1 | 3.8, 14.7 | |
Do not know | 3.2 | 0.8, 8.3 | |
D Corporation Finance | Very satisfied | 11.4 | 5.1, 21.3 |
Somewhat satisfied | 41.4 | 31.7, 51.2 | |
Somewhat dissatisfied | 15.7 | 8.1, 26.4 | |
Very dissatisfied | 7.1 | 2.4, 15.9 | |
Not aware of any such initiative | 17.1 | 9.2, 28.0 | |
Do not know | 7.1 | 2.4, 15.9 | |
E Division of Economic and Risk Analysis | Very satisfied | 18.9 | 8.0, 35.2 |
Somewhat satisfied | 21.6 | 9.8, 38.2 | |
Somewhat dissatisfied | 10.8 | 3.0, 25.4 | |
Very dissatisfied | 8.1 | 1.7, 21.9 | |
Not aware of any such initiative | 24.3 | 11.8, 41.2 | |
Do not know | 16.2 | 6.2, 32.0 | |
F Enforcement | Very satisfied | 18.5 | 12.7, 25.6 |
Somewhat satisfied | 36.8 | 30.0, 43.6 | |
Somewhat dissatisfied | 9.7 | 5.5, 15.6 | |
Very dissatisfied | 2.7 | 0.8, 6.7 | |
Not aware of any such initiative | 27.4 | 21.2, 33.7 | |
Do not know | 4.8 | 2.0, 9.5 | |
G Investment Management | Very satisfied | 11.4 | 3.8, 24.6 |
Somewhat satisfied | 50.0 | 39.8, 60.2 | |
Somewhat dissatisfied | 13.6 | 5.2, 27.4 | |
Very dissatisfied | 6.8 | 1.4, 18.7 | |
Not aware of any such initiative | 11.4 | 3.8, 24.6 | |
Do not know | 6.8 | 1.4, 18.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Very satisfied | . | Data Not Reported |
Somewhat satisfied | . | Data Not Reported | |
Somewhat dissatisfied | . | Data Not Reported | |
Very dissatisfied | 8.7 | 1.1, 28.0 | |
Not aware of any such initiative | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Very satisfied | 12.5 | 7.6, 19.2 |
Somewhat satisfied | 56.6 | 48.6, 64.6 | |
Somewhat dissatisfied | 10.1 | 5.7, 16.4 | |
Very dissatisfied | 6.8 | 3.2, 12.3 | |
Not aware of any such initiative | 9.8 | 5.5, 16.0 | |
Do not know | 4.1 | 1.5, 8.9 | |
J Information Technology | Very satisfied | 0.0 | 0.0, 6.9 |
Somewhat satisfied | . | Data Not Reported | |
Somewhat dissatisfied | 21.4 | 10.3, 36.8 | |
Very dissatisfied | 28.6 | 15.7, 44.6 | |
Not aware of any such initiative | 9.5 | 2.7, 22.6 | |
Do not know | 2.4 | 0.1, 12.6 | |
K Trading and Markets | Very satisfied | 14.6 | 6.1, 27.8 |
Somewhat satisfied | 39.6 | 25.8, 54.7 | |
Somewhat dissatisfied | 8.3 | 2.3, 20.0 | |
Very dissatisfied | 8.3 | 2.3, 20.0 | |
Not aware of any such initiative | 20.8 | 10.5, 35.0 | |
Do not know | 8.3 | 2.3, 20.0 | |
L Enforcement Regional Offices | Very satisfied | 19.5 | 11.8, 29.4 |
Somewhat satisfied | 36.8 | 27.7, 45.9 | |
Somewhat dissatisfied | 8.0 | 3.3, 15.9 | |
Very dissatisfied | 3.4 | 0.7, 9.7 | |
Not aware of any such initiative | 25.3 | 16.6, 35.7 | |
Do not know | 6.9 | 2.6, 14.4 | |
M Enforcement Headquarters | Very satisfied | 16.9 | 8.8, 28.3 |
Somewhat satisfied | 36.9 | 26.9, 47.0 | |
Somewhat dissatisfied | 12.3 | 5.5, 22.8 | |
Very dissatisfied | 1.5 | 0.0, 8.3 | |
Not aware of any such initiative | 30.8 | 19.9, 43.4 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Very satisfied | 11.5 | 5.4, 20.8 |
Somewhat satisfied | 60.3 | 50.4, 70.1 | |
Somewhat dissatisfied | 10.3 | 4.5, 19.2 | |
Very dissatisfied | 6.4 | 2.1, 14.3 | |
Not aware of any such initiative | 9.0 | 3.7, 17.6 | |
Do not know | 2.6 | 0.3, 9.0 | |
O Compliance Inspections and Examinations Headquarters | Very satisfied | 16.1 | 8.0, 27.7 |
Somewhat satisfied | 43.5 | 34.2, 52.9 | |
Somewhat dissatisfied | 9.7 | 3.6, 19.9 | |
Very dissatisfied | 8.1 | 2.7, 17.8 | |
Not aware of any such initiative | 12.9 | 5.7, 23.9 | |
Do not know | 9.7 | 3.6, 19.9 |
19. Are the numbers of supervisors and managers currently in your division/office more
than is needed, less than is needed, or an appropriate amount given the current workload?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | More than needed | 16.2 | 13.4, 19.0 |
An appropriate amount | 52.9 | 49.1, 56.6 | |
Less than needed | 19.0 | 16.1, 21.9 | |
Do not know | 12.0 | 9.5, 14.5 | |
B Entry or Mid-Level Non-Supervisors | More than needed | 16.7 | 13.5, 19.8 |
An appropriate amount | 50.3 | 46.1, 54.6 | |
Less than needed | 18.9 | 15.7, 22.1 | |
Do not know | 14.1 | 11.0, 17.2 | |
C Supervisors | More than needed | 14.3 | 8.4, 22.1 |
An appropriate amount | 62.6 | 54.3, 70.9 | |
Less than needed | 19.2 | 12.4, 27.7 | |
Do not know | 3.9 | 1.2, 9.3 | |
D Corporation Finance | More than needed | 18.3 | 10.1, 29.3 |
An appropriate amount | 40.8 | 31.2, 50.5 | |
Less than needed | 16.9 | 9.0, 27.7 | |
Do not know | 23.9 | 14.6, 35.5 | |
E Division of Economic and Risk Analysis | More than needed | 2.8 | 0.1, 14.5 |
An appropriate amount | 19.4 | 8.2, 36.0 | |
Less than needed | . | Data Not Reported | |
Do not know | 2.8 | 0.1, 14.5 | |
F Enforcement | More than needed | 7.9 | 4.1, 13.3 |
An appropriate amount | 68.1 | 61.5, 74.6 | |
Less than needed | 13.7 | 8.7, 20.2 | |
Do not know | 10.3 | 6.0, 16.3 | |
G Investment Management | More than needed | 18.2 | 8.2, 32.7 |
An appropriate amount | 56.8 | 46.7, 67.0 | |
Less than needed | 18.2 | 8.2, 32.7 | |
Do not know | 6.8 | 1.4, 18.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | More than needed | . | Data Not Reported |
An appropriate amount | . | Data Not Reported | |
Less than needed | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | More than needed | 22.6 | 16.0, 30.4 |
An appropriate amount | 43.6 | 35.6, 51.7 | |
Less than needed | 21.8 | 15.3, 29.5 | |
Do not know | 12.0 | 7.1, 18.5 | |
J Information Technology | More than needed | . | Data Not Reported |
An appropriate amount | 45.5 | 35.1, 55.8 | |
Less than needed | 11.4 | 3.8, 24.6 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | More than needed | 10.6 | 3.5, 23.1 |
An appropriate amount | 53.2 | 42.5, 63.9 | |
Less than needed | 19.1 | 9.1, 33.3 | |
Do not know | 17.0 | 7.6, 30.8 | |
L Enforcement Regional Offices | More than needed | 8.0 | 3.3, 15.7 |
An appropriate amount | 69.3 | 60.6, 78.0 | |
Less than needed | 13.6 | 7.2, 22.6 | |
Do not know | 9.1 | 4.0, 17.1 | |
M Enforcement Headquarters | More than needed | 7.7 | 2.5, 17.0 |
An appropriate amount | 66.2 | 53.4, 77.4 | |
Less than needed | 13.8 | 6.5, 24.7 | |
Do not know | 12.3 | 5.5, 22.8 | |
N Compliance Inspections and Examinations Regional Offices | More than needed | 24.1 | 15.1, 35.0 |
An appropriate amount | 44.3 | 34.3, 54.3 | |
Less than needed | 19.0 | 11.0, 29.4 | |
Do not know | 12.7 | 6.2, 22.0 | |
O Compliance Inspections and Examinations Headquarters | More than needed | 17.5 | 9.1, 29.1 |
An appropriate amount | 41.3 | 32.1, 50.5 | |
Less than needed | 31.7 | 20.6, 44.7 | |
Do not know | 9.5 | 3.6, 19.6 |
20. Are the numbers of supervisory levels currently in your division/office more than is needed,
less than is needed, or an appropriate amount given the current workload?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | More than needed | 17.7 | 14.8, 20.6 |
An appropriate amount | 60.2 | 56.5, 63.9 | |
Less than needed | 9.9 | 7.5, 12.7 | |
Do not know | 12.2 | 9.6, 14.8 | |
B Entry or Mid-Level Non-Supervisors | More than needed | 18.3 | 15.1, 21.5 |
An appropriate amount | 57.5 | 53.3, 61.7 | |
Less than needed | 10.2 | 7.5, 13.3 | |
Do not know | 14.1 | 11.0, 17.2 | |
C Supervisors | More than needed | 15.4 | 9.3, 23.3 |
An appropriate amount | 70.8 | 63.1, 78.6 | |
Less than needed | 8.8 | 4.3, 15.6 | |
Do not know | 5.0 | 1.8, 10.8 | |
D Corporation Finance | More than needed | 20.8 | 12.2, 32.0 |
An appropriate amount | 47.2 | 37.5, 57.0 | |
Less than needed | 11.1 | 4.9, 20.7 | |
Do not know | 20.8 | 12.2, 32.0 | |
E Division of Economic and Risk Analysis | More than needed | 13.9 | 4.7, 29.5 |
An appropriate amount | . | Data Not Reported | |
Less than needed | 16.7 | 6.4, 32.8 | |
Do not know | 13.9 | 4.7, 29.5 | |
F Enforcement | More than needed | 7.9 | 4.1, 13.3 |
An appropriate amount | 73.0 | 66.9, 79.2 | |
Less than needed | 9.2 | 5.1, 14.9 | |
Do not know | 9.9 | 5.7, 15.8 | |
G Investment Management | More than needed | 22.7 | 11.5, 37.8 |
An appropriate amount | . | Data Not Reported | |
Less than needed | 9.1 | 2.5, 21.7 | |
Do not know | 9.1 | 2.5, 21.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | More than needed | . | Data Not Reported |
An appropriate amount | . | Data Not Reported | |
Less than needed | 0.0 | 0.0, 12.2 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | More than needed | 22.5 | 15.9, 30.4 |
An appropriate amount | 54.4 | 46.4, 62.5 | |
Less than needed | 10.4 | 5.9, 16.6 | |
Do not know | 12.6 | 7.6, 19.3 | |
J Information Technology | More than needed | 47.7 | 37.4, 58.1 |
An appropriate amount | 31.8 | 18.6, 47.6 | |
Less than needed | 11.4 | 3.8, 24.6 | |
Do not know | 9.1 | 2.5, 21.7 | |
K Trading and Markets | More than needed | 17.0 | 7.6, 30.8 |
An appropriate amount | 61.7 | 46.4, 75.5 | |
Less than needed | 8.5 | 2.4, 20.4 | |
Do not know | 12.8 | 4.8, 25.7 | |
L Enforcement Regional Offices | More than needed | 8.0 | 3.3, 15.7 |
An appropriate amount | 78.4 | 68.4, 86.5 | |
Less than needed | 2.3 | 0.3, 8.0 | |
Do not know | 11.4 | 5.6, 19.9 | |
M Enforcement Headquarters | More than needed | 7.7 | 2.5, 17.0 |
An appropriate amount | 64.6 | 54.7, 74.6 | |
Less than needed | 20.0 | 11.1, 31.8 | |
Do not know | 7.7 | 2.5, 17.0 | |
N Compliance Inspections and Examinations Regional Offices | More than needed | 25.3 | 16.2, 36.4 |
An appropriate amount | 51.9 | 41.9, 61.9 | |
Less than needed | 8.9 | 3.6, 17.4 | |
Do not know | 13.9 | 7.2, 23.5 | |
O Compliance Inspections and Examinations Headquarters | More than needed | 12.7 | 5.6, 23.5 |
An appropriate amount | 63.5 | 54.5, 72.5 | |
Less than needed | 15.9 | 7.9, 27.3 | |
Do not know | 7.9 | 2.6, 17.6 |
As a reminder, your responses will be kept confidential, which means that GAO will not release individually identifiable information unless compelled by a court or requested by the Congress. GAO's final report will only present results in summary form.
21. What is your current direct supervisor's position or title?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Branch Chief | 17.7 | 15.6, 19.8 |
Exam Manager | 4.8 | 3.2, 7.0 | |
Assistant Director | 55.3 | 51.8, 58.9 | |
Associate Director | 12.4 | 10.0, 14.9 | |
Other | 9.7 | 7.4, 12.5 | |
B Entry or Mid-Level Non-Supervisors | Branch Chief | 21.9 | 19.3, 24.5 |
Exam Manager | 5.0 | 3.1, 7.6 | |
Assistant Director | 57.3 | 53.5, 61.1 | |
Associate Director | 6.5 | 4.4, 9.2 | |
Other | 9.3 | 6.7, 12.3 | |
C Supervisors | Branch Chief | 1.4 | 0.1, 5.6 |
Exam Manager | 4.0 | 1.1, 9.8 | |
Assistant Director | 47.6 | 39.2, 56.1 | |
Associate Director | 35.5 | 27.5, 43.5 | |
Other | 11.5 | 6.3, 18.9 | |
D Corporation Finance | Branch Chief | 55.6 | 45.8, 65.3 |
Exam Manager | 0.0 | 0.0, 4.1 | |
Assistant Director | 15.3 | 7.9, 25.7 | |
Associate Director | 5.6 | 1.5, 13.6 | |
Other | 23.6 | 14.4, 35.1 | |
E Division of Economic and Risk Analysis | Branch Chief | 10.8 | 3.0, 25.4 |
Exam Manager | 0.0 | 0.0, 7.8 | |
Assistant Director | . | Data Not Reported | |
Associate Director | . | Data Not Reported | |
Other | 10.8 | 3.0, 25.4 | |
F Enforcement | Branch Chief | 0.7 | 0.0, 3.7 |
Exam Manager | 0.0 | 0.0, 1.9 | |
Assistant Director | 72.7 | 66.4, 78.9 | |
Associate Director | 13.2 | 8.3, 19.6 | |
Other | 13.4 | 8.5, 19.9 | |
G Investment Management | Branch Chief | . | Data Not Reported |
Exam Manager | 0.0 | 0.0, 6.6 | |
Assistant Director | 31.8 | 18.6, 47.6 | |
Associate Director | 4.5 | 0.6, 15.5 | |
Other | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Branch Chief | . | Data Not Reported |
Exam Manager | 0.0 | 0.0, 12.2 | |
Assistant Director | . | Data Not Reported | |
Associate Director | 8.7 | 1.1, 28.0 | |
Other | . | Data Not Reported | |
I Compliance Inspections and Examinations | Branch Chief | 4.7 | 1.9, 9.6 |
Exam Manager | 15.7 | 10.1, 22.7 | |
Assistant Director | 66.1 | 58.7, 73.4 | |
Associate Director | 12.1 | 7.3, 18.7 | |
Other | 1.4 | 0.2, 5.0 | |
J Information Technology | Branch Chief | 70.5 | 54.8, 83.2 |
Exam Manager | 0.0 | 0.0, 6.6 | |
Assistant Director | 18.2 | 8.2, 32.7 | |
Associate Director | 9.1 | 2.5, 21.7 | |
Other | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Branch Chief | 26.1 | 14.3, 41.1 |
Exam Manager | 0.0 | 0.0, 6.3 | |
Assistant Director | 52.2 | 41.4, 63.0 | |
Associate Director | 21.7 | 10.9, 36.4 | |
Other | 0.0 | 0.0, 6.3 | |
L Enforcement Regional Offices | Branch Chief | 1.1 | 0.0, 6.2 |
Exam Manager | 0.0 | 0.0, 3.3 | |
Assistant Director | 73.9 | 63.4, 82.7 | |
Associate Director | 14.8 | 8.1, 23.9 | |
Other | 10.2 | 4.8, 18.5 | |
M Enforcement Headquarters | Branch Chief | 0.0 | 0.0, 4.5 |
Exam Manager | 0.0 | 0.0, 4.5 | |
Assistant Director | 70.8 | 58.2, 81.4 | |
Associate Director | 10.8 | 4.4, 20.9 | |
Other | 18.5 | 9.9, 30.0 | |
N Compliance Inspections and Examinations Regional Offices | Branch Chief | 3.8 | 0.8, 10.7 |
Exam Manager | 15.2 | 8.1, 25.0 | |
Assistant Director | 72.2 | 60.9, 81.7 | |
Associate Director | 8.9 | 3.6, 17.4 | |
Other | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Branch Chief | 7.9 | 2.6, 17.6 |
Exam Manager | 17.5 | 9.1, 29.1 | |
Assistant Director | 44.4 | 35.2, 53.7 | |
Associate Director | 23.8 | 14.0, 36.2 | |
Other | 6.3 | 1.8, 15.5 |
Please specify the "other" direct
supervisor's position or title:
22. To what extent do you agree or disagree with the following statements regarding your current
direct supervisor? (Select one response per item.)
My direct supervisor ...
22a. Is knowledgeable in the issue areas I conduct my work.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 68.2 | 64.7, 71.7 |
Somewhat agree | 21.1 | 17.9, 24.2 | |
Neither agree nor disagree | 4.7 | 3.1, 6.8 | |
Somewhat disagree | 3.5 | 2.1, 5.3 | |
Strongly disagree | 2.1 | 1.1, 3.6 | |
Do not know | 0.5 | 0.1, 1.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 67.8 | 63.8, 71.8 |
Somewhat agree | 21.2 | 17.7, 24.8 | |
Neither agree nor disagree | 4.3 | 2.6, 6.6 | |
Somewhat disagree | 4.0 | 2.4, 6.2 | |
Strongly disagree | 2.0 | 0.9, 3.8 | |
Do not know | 0.7 | 0.1, 1.9 | |
C Supervisors | Strongly agree | 69.7 | 61.9, 77.5 |
Somewhat agree | 20.4 | 13.4, 29.0 | |
Neither agree nor disagree | 6.1 | 2.4, 12.4 | |
Somewhat disagree | 1.5 | 0.1, 5.8 | |
Strongly disagree | 2.3 | 0.4, 7.0 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 70.8 | 58.9, 81.0 |
Somewhat agree | 22.2 | 13.3, 33.6 | |
Neither agree nor disagree | 2.8 | 0.3, 9.7 | |
Somewhat disagree | 2.8 | 0.3, 9.7 | |
Strongly disagree | 1.4 | 0.0, 7.5 | |
Do not know | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 2.7 | 0.1, 14.2 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 74.8 | 68.8, 80.9 |
Somewhat agree | 16.0 | 10.6, 22.8 | |
Neither agree nor disagree | 3.9 | 1.4, 8.3 | |
Somewhat disagree | 4.6 | 1.9, 9.2 | |
Strongly disagree | 0.7 | 0.0, 3.7 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | 56.8 | 46.7, 67.0 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 4.3 | 0.1, 21.9 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 67.0 | 59.2, 74.8 |
Somewhat agree | 24.3 | 17.4, 32.5 | |
Neither agree nor disagree | 4.4 | 1.6, 9.6 | |
Somewhat disagree | 0.7 | 0.0, 4.0 | |
Strongly disagree | 1.7 | 0.3, 5.6 | |
Do not know | 1.7 | 0.3, 5.6 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 31.8 | 18.6, 47.6 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 13.6 | 5.2, 27.4 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 72.9 | 58.2, 84.7 |
Somewhat agree | 8.3 | 2.3, 20.0 | |
Neither agree nor disagree | 8.3 | 2.3, 20.0 | |
Somewhat disagree | 8.3 | 2.3, 20.0 | |
Strongly disagree | 2.1 | 0.1, 11.1 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 78.4 | 68.4, 86.5 |
Somewhat agree | 12.5 | 6.4, 21.3 | |
Neither agree nor disagree | 3.4 | 0.7, 9.6 | |
Somewhat disagree | 4.5 | 1.3, 11.2 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 69.2 | 56.6, 80.1 |
Somewhat agree | 21.5 | 12.3, 33.5 | |
Neither agree nor disagree | 4.6 | 1.0, 12.9 | |
Somewhat disagree | 4.6 | 1.0, 12.9 | |
Strongly disagree | 0.0 | 0.0, 4.5 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 64.5 | 54.7, 74.3 |
Somewhat agree | 27.6 | 18.0, 39.1 | |
Neither agree nor disagree | 5.3 | 1.5, 12.9 | |
Somewhat disagree | 0.0 | 0.0, 3.9 | |
Strongly disagree | 1.3 | 0.0, 7.1 | |
Do not know | 1.3 | 0.0, 7.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 75.8 | 63.3, 85.8 |
Somewhat agree | 12.9 | 5.7, 23.9 | |
Neither agree nor disagree | 1.6 | 0.0, 8.7 | |
Somewhat disagree | 3.2 | 0.4, 11.2 | |
Strongly disagree | 3.2 | 0.4, 11.2 | |
Do not know | 3.2 | 0.4, 11.2 |
22b. Has the skills and expertise to be an effective supervisor or manager.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 60.4 | 56.6, 64.1 |
Somewhat agree | 21.0 | 17.9, 24.1 | |
Neither agree nor disagree | 5.5 | 3.7, 7.7 | |
Somewhat disagree | 7.0 | 5.0, 9.4 | |
Strongly disagree | 5.0 | 3.4, 7.2 | |
Do not know | 1.1 | 0.4, 2.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 59.8 | 55.7, 64.0 |
Somewhat agree | 22.0 | 18.5, 25.4 | |
Neither agree nor disagree | 4.9 | 3.1, 7.4 | |
Somewhat disagree | 7.2 | 5.0, 10.0 | |
Strongly disagree | 4.9 | 3.1, 7.4 | |
Do not know | 1.2 | 0.4, 2.7 | |
C Supervisors | Strongly agree | 62.4 | 54.0, 70.8 |
Somewhat agree | 17.2 | 10.8, 25.5 | |
Neither agree nor disagree | 7.6 | 3.3, 14.5 | |
Somewhat disagree | 6.3 | 2.6, 12.5 | |
Strongly disagree | 5.4 | 2.0, 11.3 | |
Do not know | 1.0 | 0.0, 5.1 | |
D Corporation Finance | Strongly agree | 62.5 | 53.0, 72.0 |
Somewhat agree | 25.0 | 15.5, 36.6 | |
Neither agree nor disagree | 6.9 | 2.3, 15.5 | |
Somewhat disagree | 2.8 | 0.3, 9.7 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
Do not know | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 16.7 | 6.4, 32.8 | |
Neither agree nor disagree | 2.8 | 0.1, 14.5 | |
Somewhat disagree | 5.6 | 0.7, 18.7 | |
Strongly disagree | 5.6 | 0.7, 18.7 | |
Do not know | 2.8 | 0.1, 14.5 | |
F Enforcement | Strongly agree | 61.4 | 54.6, 68.1 |
Somewhat agree | 18.7 | 12.9, 25.8 | |
Neither agree nor disagree | 4.1 | 1.5, 8.5 | |
Somewhat disagree | 10.1 | 5.8, 16.0 | |
Strongly disagree | 4.6 | 1.9, 9.2 | |
Do not know | 1.2 | 0.1, 4.5 | |
G Investment Management | Strongly agree | 52.3 | 42.0, 62.5 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 4.5 | 0.6, 15.5 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 63.2 | 55.3, 71.1 |
Somewhat agree | 18.2 | 12.2, 25.6 | |
Neither agree nor disagree | 6.5 | 2.9, 12.3 | |
Somewhat disagree | 5.5 | 2.4, 10.7 | |
Strongly disagree | 4.8 | 1.9, 9.9 | |
Do not know | 1.7 | 0.3, 5.6 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 31.8 | 18.6, 47.6 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 13.6 | 5.2, 27.4 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 66.7 | 51.6, 79.6 |
Somewhat agree | 20.8 | 10.5, 35.0 | |
Neither agree nor disagree | 2.1 | 0.1, 11.1 | |
Somewhat disagree | 4.2 | 0.5, 14.3 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 68.2 | 59.4, 77.0 |
Somewhat agree | 15.9 | 9.0, 25.2 | |
Neither agree nor disagree | 5.7 | 1.9, 12.8 | |
Somewhat disagree | 5.7 | 1.9, 12.8 | |
Strongly disagree | 4.5 | 1.3, 11.2 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 50.8 | 40.4, 61.2 |
Somewhat agree | 23.1 | 13.5, 35.2 | |
Neither agree nor disagree | 1.5 | 0.0, 8.3 | |
Somewhat disagree | 16.9 | 8.8, 28.3 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 63.2 | 53.3, 73.0 |
Somewhat agree | 18.4 | 10.5, 29.0 | |
Neither agree nor disagree | 7.9 | 3.0, 16.4 | |
Somewhat disagree | 5.3 | 1.5, 12.9 | |
Strongly disagree | 3.9 | 0.8, 11.1 | |
Do not know | 1.3 | 0.0, 7.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 63.5 | 54.5, 72.5 |
Somewhat agree | 17.5 | 9.1, 29.1 | |
Neither agree nor disagree | 1.6 | 0.0, 8.5 | |
Somewhat disagree | 6.3 | 1.8, 15.5 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 3.2 | 0.4, 11.0 |
22c. Does a good job in sharing information.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 55.6 | 51.8, 59.4 |
Somewhat agree | 23.4 | 20.1, 26.6 | |
Neither agree nor disagree | 5.7 | 3.9, 7.9 | |
Somewhat disagree | 10.2 | 7.9, 13.1 | |
Strongly disagree | 4.0 | 2.6, 6.0 | |
Do not know | 1.1 | 0.4, 2.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 55.5 | 51.2, 59.8 |
Somewhat agree | 22.8 | 19.2, 26.4 | |
Neither agree nor disagree | 4.9 | 3.1, 7.4 | |
Somewhat disagree | 11.4 | 8.6, 14.7 | |
Strongly disagree | 4.3 | 2.6, 6.6 | |
Do not know | 1.1 | 0.4, 2.6 | |
C Supervisors | Strongly agree | 56.1 | 47.5, 64.7 |
Somewhat agree | 25.6 | 17.8, 34.6 | |
Neither agree nor disagree | 8.4 | 3.9, 15.4 | |
Somewhat disagree | 5.8 | 2.3, 11.9 | |
Strongly disagree | 3.2 | 0.8, 8.4 | |
Do not know | 0.9 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 59.7 | 50.1, 69.3 |
Somewhat agree | 23.6 | 14.4, 35.1 | |
Neither agree nor disagree | 2.8 | 0.3, 9.7 | |
Somewhat disagree | 4.2 | 0.9, 11.7 | |
Strongly disagree | 6.9 | 2.3, 15.5 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 10.8 | 3.0, 25.4 | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 10.8 | 3.0, 25.4 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 56.2 | 49.3, 63.1 |
Somewhat agree | 23.7 | 17.2, 31.2 | |
Neither agree nor disagree | 3.9 | 1.4, 8.3 | |
Somewhat disagree | 13.1 | 8.2, 19.5 | |
Strongly disagree | 3.1 | 1.0, 7.2 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | . | Data Not Reported |
Somewhat agree | 13.6 | 5.2, 27.4 | |
Neither agree nor disagree | 4.5 | 0.6, 15.5 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 54.0 | 45.8, 62.2 |
Somewhat agree | 24.0 | 17.2, 32.0 | |
Neither agree nor disagree | 7.5 | 3.8, 13.3 | |
Somewhat disagree | 9.9 | 5.3, 16.4 | |
Strongly disagree | 2.8 | 0.8, 7.1 | |
Do not know | 1.7 | 0.3, 5.6 | |
J Information Technology | Strongly agree | 43.2 | 32.9, 53.5 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 13.6 | 5.2, 27.4 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 54.2 | 43.6, 64.7 |
Somewhat agree | 31.3 | 18.7, 46.3 | |
Neither agree nor disagree | 4.2 | 0.5, 14.3 | |
Somewhat disagree | 8.3 | 2.3, 20.0 | |
Strongly disagree | 2.1 | 0.1, 11.1 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 63.6 | 54.6, 72.7 |
Somewhat agree | 18.2 | 10.8, 27.8 | |
Neither agree nor disagree | 3.4 | 0.7, 9.6 | |
Somewhat disagree | 13.6 | 7.2, 22.6 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 44.6 | 34.3, 54.9 |
Somewhat agree | 32.3 | 21.2, 45.1 | |
Neither agree nor disagree | 4.6 | 1.0, 12.9 | |
Somewhat disagree | 12.3 | 5.5, 22.8 | |
Strongly disagree | 6.2 | 1.7, 15.0 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 52.6 | 42.4, 62.8 |
Somewhat agree | 25.0 | 15.8, 36.3 | |
Neither agree nor disagree | 7.9 | 3.0, 16.4 | |
Somewhat disagree | 11.8 | 5.6, 21.3 | |
Strongly disagree | 1.3 | 0.0, 7.1 | |
Do not know | 1.3 | 0.0, 7.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 58.7 | 49.5, 67.9 |
Somewhat agree | 20.6 | 11.5, 32.7 | |
Neither agree nor disagree | 6.3 | 1.8, 15.5 | |
Somewhat disagree | 3.2 | 0.4, 11.0 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 3.2 | 0.4, 11.0 |
22d. Clearly defines goals and expectations.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 48.1 | 44.3, 51.9 |
Somewhat agree | 26.3 | 22.9, 29.8 | |
Neither agree nor disagree | 9.9 | 7.5, 12.6 | |
Somewhat disagree | 10.1 | 7.7, 12.9 | |
Strongly disagree | 4.9 | 3.3, 7.1 | |
Do not know | 0.6 | 0.2, 1.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 48.0 | 43.8, 52.3 |
Somewhat agree | 25.5 | 21.8, 29.3 | |
Neither agree nor disagree | 9.5 | 6.9, 12.5 | |
Somewhat disagree | 11.1 | 8.4, 14.4 | |
Strongly disagree | 5.1 | 3.2, 7.5 | |
Do not know | 0.8 | 0.2, 2.1 | |
C Supervisors | Strongly agree | 48.5 | 39.9, 57.1 |
Somewhat agree | 29.5 | 21.5, 37.5 | |
Neither agree nor disagree | 11.4 | 6.2, 18.9 | |
Somewhat disagree | 6.1 | 2.4, 12.2 | |
Strongly disagree | 4.5 | 1.5, 10.1 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 54.2 | 44.4, 63.9 |
Somewhat agree | 29.2 | 19.0, 41.1 | |
Neither agree nor disagree | 5.6 | 1.5, 13.6 | |
Somewhat disagree | 8.3 | 3.1, 17.3 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
Do not know | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Strongly agree | 51.4 | 41.3, 61.4 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 10.8 | 3.0, 25.4 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 51.4 | 44.4, 58.4 |
Somewhat agree | 24.7 | 18.6, 30.7 | |
Neither agree nor disagree | 10.3 | 5.9, 16.2 | |
Somewhat disagree | 8.5 | 4.6, 14.0 | |
Strongly disagree | 5.3 | 2.3, 10.1 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | 52.3 | 42.0, 62.5 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.7 | 1.1, 28.0 | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 43.5 | 35.4, 51.5 |
Somewhat agree | 26.7 | 19.2, 34.1 | |
Neither agree nor disagree | 12.0 | 7.0, 18.7 | |
Somewhat disagree | 13.1 | 7.9, 19.8 | |
Strongly disagree | 3.5 | 1.1, 8.0 | |
Do not know | 1.4 | 0.2, 5.0 | |
J Information Technology | Strongly agree | 29.5 | 16.8, 45.2 |
Somewhat agree | 36.4 | 22.4, 52.2 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 11.4 | 3.8, 24.6 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 50.0 | 39.4, 60.6 |
Somewhat agree | 22.9 | 12.0, 37.3 | |
Neither agree nor disagree | 10.4 | 3.5, 22.7 | |
Somewhat disagree | 10.4 | 3.5, 22.7 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 55.7 | 46.3, 65.0 |
Somewhat agree | 22.7 | 14.5, 32.9 | |
Neither agree nor disagree | 8.0 | 3.3, 15.7 | |
Somewhat disagree | 8.0 | 3.3, 15.7 | |
Strongly disagree | 5.7 | 1.9, 12.8 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 44.6 | 34.3, 54.9 |
Somewhat agree | 27.7 | 17.3, 40.2 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 9.2 | 3.5, 19.0 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 39.5 | 29.5, 49.5 |
Somewhat agree | 30.3 | 20.2, 41.9 | |
Neither agree nor disagree | 13.2 | 6.5, 22.9 | |
Somewhat disagree | 13.2 | 6.5, 22.9 | |
Strongly disagree | 2.6 | 0.3, 9.2 | |
Do not know | 1.3 | 0.0, 7.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 57.1 | 47.9, 66.4 |
Somewhat agree | 14.3 | 6.7, 25.4 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 12.7 | 5.6, 23.5 | |
Strongly disagree | 6.3 | 1.8, 15.5 | |
Do not know | 1.6 | 0.0, 8.5 |
22e. Provides useful and constructive feedback.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 46.2 | 42.4, 50.0 |
Somewhat agree | 27.4 | 24.0, 30.9 | |
Neither agree nor disagree | 11.1 | 8.6, 14.0 | |
Somewhat disagree | 8.9 | 6.7, 11.6 | |
Strongly disagree | 5.6 | 3.8, 7.8 | |
Do not know | 0.8 | 0.2, 2.0 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 46.9 | 42.7, 51.2 |
Somewhat agree | 26.7 | 22.9, 30.5 | |
Neither agree nor disagree | 10.0 | 7.3, 13.1 | |
Somewhat disagree | 10.3 | 7.6, 13.5 | |
Strongly disagree | 5.3 | 3.4, 7.8 | |
Do not know | 0.8 | 0.2, 2.1 | |
C Supervisors | Strongly agree | 43.4 | 34.8, 51.9 |
Somewhat agree | 30.5 | 22.3, 38.6 | |
Neither agree nor disagree | 15.4 | 9.2, 23.4 | |
Somewhat disagree | 3.3 | 0.9, 8.5 | |
Strongly disagree | 6.6 | 2.8, 12.9 | |
Do not know | 0.9 | 0.0, 4.9 | |
D Corporation Finance | Strongly agree | 49.3 | 39.5, 59.1 |
Somewhat agree | 28.2 | 18.1, 40.1 | |
Neither agree nor disagree | 9.9 | 4.1, 19.3 | |
Somewhat disagree | 8.5 | 3.2, 17.5 | |
Strongly disagree | 2.8 | 0.3, 9.8 | |
Do not know | 1.4 | 0.0, 7.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 48.6 | 38.6, 58.7 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 2.7 | 0.1, 14.2 | |
Somewhat disagree | 0.0 | 0.0, 7.8 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 51.9 | 44.9, 58.9 |
Somewhat agree | 20.8 | 14.7, 28.2 | |
Neither agree nor disagree | 10.9 | 6.5, 17.0 | |
Somewhat disagree | 11.5 | 6.9, 17.7 | |
Strongly disagree | 4.8 | 2.0, 9.5 | |
Do not know | 0.0 | 0.0, 2.0 | |
G Investment Management | Strongly agree | 53.5 | 43.1, 63.8 |
Somewhat agree | 27.9 | 15.3, 43.7 | |
Neither agree nor disagree | 7.0 | 1.5, 19.1 | |
Somewhat disagree | 4.7 | 0.6, 15.8 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 2.3 | 0.1, 12.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 9.1 | 1.1, 29.2 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 9.1 | 1.1, 29.2 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 37.6 | 29.8, 45.4 |
Somewhat agree | 33.6 | 25.8, 41.4 | |
Neither agree nor disagree | 12.3 | 7.2, 19.2 | |
Somewhat disagree | 8.3 | 4.3, 14.1 | |
Strongly disagree | 6.5 | 3.0, 12.0 | |
Do not know | 1.7 | 0.3, 5.6 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 13.6 | 5.2, 27.4 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 52.1 | 41.5, 62.7 |
Somewhat agree | 27.1 | 15.3, 41.8 | |
Neither agree nor disagree | 12.5 | 4.7, 25.2 | |
Somewhat disagree | 4.2 | 0.5, 14.3 | |
Strongly disagree | 4.2 | 0.5, 14.3 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 58.6 | 49.3, 67.9 |
Somewhat agree | 18.4 | 10.9, 28.1 | |
Neither agree nor disagree | 8.0 | 3.3, 15.9 | |
Somewhat disagree | 8.0 | 3.3, 15.9 | |
Strongly disagree | 6.9 | 2.6, 14.4 | |
Do not know | 0.0 | 0.0, 3.4 | |
M Enforcement Headquarters | Strongly agree | 41.5 | 31.3, 51.8 |
Somewhat agree | 24.6 | 14.8, 36.9 | |
Neither agree nor disagree | 15.4 | 7.6, 26.5 | |
Somewhat disagree | 16.9 | 8.8, 28.3 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 34.2 | 24.5, 43.9 |
Somewhat agree | 35.5 | 25.7, 45.3 | |
Neither agree nor disagree | 14.5 | 7.5, 24.4 | |
Somewhat disagree | 7.9 | 3.0, 16.4 | |
Strongly disagree | 6.6 | 2.2, 14.7 | |
Do not know | 1.3 | 0.0, 7.1 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 49.2 | 39.9, 58.5 |
Somewhat agree | 27.0 | 16.6, 39.7 | |
Neither agree nor disagree | 4.8 | 1.0, 13.3 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 6.3 | 1.8, 15.5 | |
Do not know | 3.2 | 0.4, 11.0 |
22f. Will listen to me if we have differing ideas or approaches.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 60.7 | 56.9, 64.4 |
Somewhat agree | 22.2 | 19.0, 25.3 | |
Neither agree nor disagree | 5.2 | 3.5, 7.4 | |
Somewhat disagree | 7.0 | 5.0, 9.4 | |
Strongly disagree | 3.7 | 2.3, 5.6 | |
Do not know | 1.3 | 0.6, 2.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 61.0 | 56.8, 65.1 |
Somewhat agree | 20.8 | 17.4, 24.2 | |
Neither agree nor disagree | 5.7 | 3.7, 8.2 | |
Somewhat disagree | 6.7 | 4.6, 9.5 | |
Strongly disagree | 4.5 | 2.7, 6.8 | |
Do not know | 1.4 | 0.5, 3.0 | |
C Supervisors | Strongly agree | 59.5 | 51.0, 68.1 |
Somewhat agree | 27.5 | 19.8, 35.1 | |
Neither agree nor disagree | 3.6 | 0.8, 9.6 | |
Somewhat disagree | 7.9 | 3.6, 14.6 | |
Strongly disagree | 0.5 | 0.0, 4.8 | |
Do not know | 1.0 | 0.0, 5.1 | |
D Corporation Finance | Strongly agree | 62.5 | 53.0, 72.0 |
Somewhat agree | 25.0 | 15.5, 36.6 | |
Neither agree nor disagree | 5.6 | 1.5, 13.6 | |
Somewhat disagree | 1.4 | 0.0, 7.5 | |
Strongly disagree | 4.2 | 0.9, 11.7 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 80.6 | 64.0, 91.8 |
Somewhat agree | 11.1 | 3.1, 26.1 | |
Neither agree nor disagree | 2.8 | 0.1, 14.5 | |
Somewhat disagree | 2.8 | 0.1, 14.5 | |
Strongly disagree | 2.8 | 0.1, 14.5 | |
Do not know | 0.0 | 0.0, 8.0 | |
F Enforcement | Strongly agree | 60.9 | 54.2, 67.6 |
Somewhat agree | 20.1 | 14.1, 27.3 | |
Neither agree nor disagree | 4.4 | 1.7, 9.0 | |
Somewhat disagree | 10.2 | 5.9, 16.1 | |
Strongly disagree | 3.9 | 1.4, 8.3 | |
Do not know | 0.6 | 0.0, 3.6 | |
G Investment Management | Strongly agree | 68.2 | 52.4, 81.4 |
Somewhat agree | 15.9 | 6.6, 30.1 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 0.0 | 0.0, 12.2 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 60.1 | 52.1, 68.1 |
Somewhat agree | 21.7 | 15.1, 29.5 | |
Neither agree nor disagree | 5.9 | 2.6, 11.2 | |
Somewhat disagree | 7.2 | 3.5, 12.9 | |
Strongly disagree | 2.4 | 0.5, 6.6 | |
Do not know | 2.8 | 0.7, 7.0 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 36.4 | 22.4, 52.2 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 70.2 | 55.1, 82.7 |
Somewhat agree | 21.3 | 10.7, 35.7 | |
Neither agree nor disagree | 2.1 | 0.1, 11.3 | |
Somewhat disagree | 2.1 | 0.1, 11.3 | |
Strongly disagree | 4.3 | 0.5, 14.5 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 69.3 | 60.6, 78.0 |
Somewhat agree | 18.2 | 10.8, 27.8 | |
Neither agree nor disagree | 2.3 | 0.3, 8.0 | |
Somewhat disagree | 6.8 | 2.5, 14.3 | |
Strongly disagree | 3.4 | 0.7, 9.6 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 47.7 | 37.3, 58.1 |
Somewhat agree | 23.1 | 13.5, 35.2 | |
Neither agree nor disagree | 7.7 | 2.5, 17.0 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 60.5 | 50.5, 70.5 |
Somewhat agree | 21.1 | 12.5, 31.9 | |
Neither agree nor disagree | 5.3 | 1.5, 12.9 | |
Somewhat disagree | 7.9 | 3.0, 16.4 | |
Strongly disagree | 2.6 | 0.3, 9.2 | |
Do not know | 2.6 | 0.3, 9.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 58.7 | 49.5, 67.9 |
Somewhat agree | 23.8 | 14.0, 36.2 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 4.8 | 1.0, 13.3 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 3.2 | 0.4, 11.0 |
22g. Is receptive to feedback.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 54.9 | 51.1, 58.7 |
Somewhat agree | 18.6 | 15.6, 21.6 | |
Neither agree nor disagree | 10.2 | 7.8, 13.0 | |
Somewhat disagree | 7.1 | 5.1, 9.6 | |
Strongly disagree | 4.9 | 3.2, 7.0 | |
Do not know | 4.3 | 2.8, 6.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 56.5 | 52.2, 60.7 |
Somewhat agree | 17.5 | 14.3, 20.8 | |
Neither agree nor disagree | 9.3 | 6.7, 12.3 | |
Somewhat disagree | 6.7 | 4.6, 9.4 | |
Strongly disagree | 5.3 | 3.4, 7.8 | |
Do not know | 4.8 | 3.0, 7.2 | |
C Supervisors | Strongly agree | 48.8 | 40.2, 57.4 |
Somewhat agree | 22.8 | 15.4, 31.6 | |
Neither agree nor disagree | 13.8 | 7.9, 21.8 | |
Somewhat disagree | 8.7 | 4.1, 15.7 | |
Strongly disagree | 3.2 | 0.8, 8.3 | |
Do not know | 2.8 | 0.6, 7.7 | |
D Corporation Finance | Strongly agree | 59.2 | 49.5, 68.8 |
Somewhat agree | 16.9 | 9.0, 27.7 | |
Neither agree nor disagree | 8.5 | 3.2, 17.5 | |
Somewhat disagree | 4.2 | 0.9, 11.9 | |
Strongly disagree | 4.2 | 0.9, 11.9 | |
Do not know | 7.0 | 2.3, 15.7 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 18.9 | 8.0, 35.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 0.0 | 0.0, 7.8 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 57.5 | 50.7, 64.4 |
Somewhat agree | 14.2 | 9.1, 20.9 | |
Neither agree nor disagree | 9.3 | 5.2, 15.2 | |
Somewhat disagree | 9.1 | 5.1, 14.9 | |
Strongly disagree | 6.4 | 3.1, 11.6 | |
Do not know | 3.3 | 1.1, 7.6 | |
G Investment Management | Strongly agree | . | Data Not Reported |
Somewhat agree | 20.5 | 9.8, 35.3 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 51.0 | 42.8, 59.1 |
Somewhat agree | 21.9 | 15.3, 29.8 | |
Neither agree nor disagree | 9.9 | 5.5, 16.2 | |
Somewhat disagree | 8.6 | 4.5, 14.6 | |
Strongly disagree | 3.1 | 0.9, 7.5 | |
Do not know | 5.5 | 2.4, 10.7 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 60.4 | 45.3, 74.2 |
Somewhat agree | 20.8 | 10.5, 35.0 | |
Neither agree nor disagree | 12.5 | 4.7, 25.2 | |
Somewhat disagree | 0.0 | 0.0, 6.1 | |
Strongly disagree | 4.2 | 0.5, 14.3 | |
Do not know | 2.1 | 0.1, 11.1 | |
L Enforcement Regional Offices | Strongly agree | 67.4 | 58.5, 76.4 |
Somewhat agree | 9.3 | 4.1, 17.5 | |
Neither agree nor disagree | 9.3 | 4.1, 17.5 | |
Somewhat disagree | 7.0 | 2.6, 14.6 | |
Strongly disagree | 3.5 | 0.7, 9.9 | |
Do not know | 3.5 | 0.7, 9.9 | |
M Enforcement Headquarters | Strongly agree | 42.2 | 31.8, 52.5 |
Somewhat agree | 21.9 | 12.5, 34.0 | |
Neither agree nor disagree | 9.4 | 3.5, 19.3 | |
Somewhat disagree | 12.5 | 5.6, 23.2 | |
Strongly disagree | 10.9 | 4.5, 21.2 | |
Do not know | 3.1 | 0.4, 10.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 48.7 | 38.5, 58.9 |
Somewhat agree | 23.7 | 14.7, 34.8 | |
Neither agree nor disagree | 10.5 | 4.7, 19.7 | |
Somewhat disagree | 9.2 | 3.8, 18.1 | |
Strongly disagree | 2.6 | 0.3, 9.2 | |
Do not know | 5.3 | 1.5, 12.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 58.7 | 49.5, 67.9 |
Somewhat agree | 15.9 | 7.9, 27.3 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 6.3 | 1.8, 15.5 | |
Strongly disagree | 4.8 | 1.0, 13.3 | |
Do not know | 6.3 | 1.8, 15.5 |
22h. Is willing to change his or her position when there is compelling information.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 54.7 | 50.9, 58.5 |
Somewhat agree | 25.9 | 22.5, 29.3 | |
Neither agree nor disagree | 7.1 | 5.1, 9.5 | |
Somewhat disagree | 6.0 | 4.2, 8.3 | |
Strongly disagree | 3.6 | 2.2, 5.5 | |
Do not know | 2.7 | 1.5, 4.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 56.8 | 52.6, 61.1 |
Somewhat agree | 22.8 | 19.2, 26.4 | |
Neither agree nor disagree | 7.8 | 5.5, 10.7 | |
Somewhat disagree | 6.2 | 4.2, 8.9 | |
Strongly disagree | 3.6 | 2.1, 5.8 | |
Do not know | 2.8 | 1.4, 4.8 | |
C Supervisors | Strongly agree | 46.2 | 37.7, 54.8 |
Somewhat agree | 38.1 | 29.6, 46.7 | |
Neither agree nor disagree | 4.1 | 1.3, 9.7 | |
Somewhat disagree | 5.3 | 1.9, 11.5 | |
Strongly disagree | 3.6 | 1.0, 9.0 | |
Do not know | 2.6 | 0.5, 7.4 | |
D Corporation Finance | Strongly agree | 59.7 | 50.1, 69.3 |
Somewhat agree | 20.8 | 12.2, 32.0 | |
Neither agree nor disagree | 12.5 | 5.9, 22.4 | |
Somewhat disagree | 1.4 | 0.0, 7.5 | |
Strongly disagree | 4.2 | 0.9, 11.7 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 2.7 | 0.1, 14.2 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 57.3 | 50.4, 64.2 |
Somewhat agree | 22.8 | 16.4, 30.3 | |
Neither agree nor disagree | 6.3 | 3.0, 11.5 | |
Somewhat disagree | 9.6 | 5.4, 15.5 | |
Strongly disagree | 2.0 | 0.4, 5.7 | |
Do not know | 1.9 | 0.4, 5.6 | |
G Investment Management | Strongly agree | 56.8 | 46.7, 67.0 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.7 | 1.1, 28.0 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 50.6 | 42.4, 58.8 |
Somewhat agree | 29.8 | 22.1, 37.4 | |
Neither agree nor disagree | 5.9 | 2.6, 11.2 | |
Somewhat disagree | 4.5 | 1.7, 9.4 | |
Strongly disagree | 4.1 | 1.5, 8.9 | |
Do not know | 5.1 | 2.1, 10.2 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 60.4 | 45.3, 74.2 |
Somewhat agree | 25.0 | 13.6, 39.6 | |
Neither agree nor disagree | 6.3 | 1.3, 17.2 | |
Somewhat disagree | 2.1 | 0.1, 11.1 | |
Strongly disagree | 4.2 | 0.5, 14.3 | |
Do not know | 2.1 | 0.1, 11.1 | |
L Enforcement Regional Offices | Strongly agree | 65.5 | 56.5, 74.5 |
Somewhat agree | 20.7 | 12.7, 30.7 | |
Neither agree nor disagree | 3.4 | 0.7, 9.7 | |
Somewhat disagree | 6.9 | 2.6, 14.4 | |
Strongly disagree | 2.3 | 0.3, 8.1 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 44.6 | 34.3, 54.9 |
Somewhat agree | 26.2 | 16.0, 38.5 | |
Neither agree nor disagree | 10.8 | 4.4, 20.9 | |
Somewhat disagree | 13.8 | 6.5, 24.7 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 48.7 | 38.5, 58.9 |
Somewhat agree | 32.9 | 23.3, 42.5 | |
Neither agree nor disagree | 5.3 | 1.5, 12.9 | |
Somewhat disagree | 3.9 | 0.8, 11.1 | |
Strongly disagree | 3.9 | 0.8, 11.1 | |
Do not know | 5.3 | 1.5, 12.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 57.1 | 47.9, 66.4 |
Somewhat agree | 19.0 | 10.2, 30.9 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 6.3 | 1.8, 15.5 | |
Strongly disagree | 4.8 | 1.0, 13.3 | |
Do not know | 4.8 | 1.0, 13.3 |
22i. Gives me the flexibility I need to do my job effectively.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 68.9 | 65.3, 72.4 |
Somewhat agree | 19.7 | 16.7, 22.8 | |
Neither agree nor disagree | 5.6 | 3.8, 7.8 | |
Somewhat disagree | 3.3 | 2.0, 5.2 | |
Strongly disagree | 2.0 | 1.0, 3.5 | |
Do not know | 0.5 | 0.1, 1.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 69.2 | 65.3, 73.1 |
Somewhat agree | 18.4 | 15.1, 21.8 | |
Neither agree nor disagree | 5.7 | 3.8, 8.3 | |
Somewhat disagree | 3.6 | 2.1, 5.8 | |
Strongly disagree | 2.3 | 1.1, 4.2 | |
Do not know | 0.7 | 0.1, 1.9 | |
C Supervisors | Strongly agree | 67.6 | 59.4, 75.8 |
Somewhat agree | 24.8 | 17.2, 33.8 | |
Neither agree nor disagree | 5.0 | 1.8, 10.8 | |
Somewhat disagree | 2.1 | 0.3, 7.0 | |
Strongly disagree | 0.6 | 0.0, 4.8 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 74.6 | 62.9, 84.2 |
Somewhat agree | 16.9 | 9.0, 27.7 | |
Neither agree nor disagree | 4.2 | 0.9, 11.9 | |
Somewhat disagree | 2.8 | 0.3, 9.8 | |
Strongly disagree | 1.4 | 0.0, 7.6 | |
Do not know | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Strongly agree | 75.7 | 58.8, 88.2 |
Somewhat agree | 8.1 | 1.7, 21.9 | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 8.1 | 1.7, 21.9 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 67.9 | 61.4, 74.3 |
Somewhat agree | 18.7 | 12.9, 25.8 | |
Neither agree nor disagree | 7.1 | 3.6, 12.3 | |
Somewhat disagree | 4.3 | 1.7, 8.8 | |
Strongly disagree | 2.1 | 0.5, 5.8 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | 72.7 | 57.2, 85.0 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 2.3 | 0.1, 12.0 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 0.0 | 0.0, 12.2 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 69.1 | 61.5, 76.8 |
Somewhat agree | 21.5 | 14.9, 29.3 | |
Neither agree nor disagree | 5.6 | 2.4, 10.8 | |
Somewhat disagree | 2.1 | 0.3, 6.5 | |
Strongly disagree | 0.4 | 0.0, 4.0 | |
Do not know | 1.4 | 0.2, 5.0 | |
J Information Technology | Strongly agree | 52.3 | 41.9, 62.6 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 75.0 | 60.4, 86.4 |
Somewhat agree | 18.8 | 8.9, 32.6 | |
Neither agree nor disagree | 2.1 | 0.1, 11.1 | |
Somewhat disagree | 0.0 | 0.0, 6.1 | |
Strongly disagree | 4.2 | 0.5, 14.3 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 73.9 | 63.4, 82.7 |
Somewhat agree | 15.9 | 9.0, 25.2 | |
Neither agree nor disagree | 5.7 | 1.9, 12.8 | |
Somewhat disagree | 1.1 | 0.0, 6.2 | |
Strongly disagree | 3.4 | 0.7, 9.6 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 58.5 | 48.2, 68.7 |
Somewhat agree | 23.1 | 13.5, 35.2 | |
Neither agree nor disagree | 9.2 | 3.5, 19.0 | |
Somewhat disagree | 9.2 | 3.5, 19.0 | |
Strongly disagree | 0.0 | 0.0, 4.5 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 68.0 | 58.4, 77.6 |
Somewhat agree | 22.7 | 13.8, 33.8 | |
Neither agree nor disagree | 5.3 | 1.5, 13.1 | |
Somewhat disagree | 2.7 | 0.3, 9.3 | |
Strongly disagree | 0.0 | 0.0, 3.9 | |
Do not know | 1.3 | 0.0, 7.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 73.0 | 60.3, 83.4 |
Somewhat agree | 17.5 | 9.1, 29.1 | |
Neither agree nor disagree | 6.3 | 1.8, 15.5 | |
Somewhat disagree | 0.0 | 0.0, 4.6 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 1.6 | 0.0, 8.5 |
22j. Spends too much time closely monitoring my work.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 5.4 | 3.7, 7.7 |
Somewhat agree | 8.6 | 6.4, 11.2 | |
Neither agree nor disagree | 11.9 | 9.4, 14.4 | |
Somewhat disagree | 20.1 | 17.1, 23.2 | |
Strongly disagree | 52.8 | 48.9, 56.6 | |
Do not know | 1.2 | 0.5, 2.6 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 5.8 | 3.8, 8.4 |
Somewhat agree | 8.1 | 5.8, 11.1 | |
Neither agree nor disagree | 11.2 | 8.5, 14.5 | |
Somewhat disagree | 19.8 | 16.4, 23.2 | |
Strongly disagree | 53.5 | 49.2, 57.8 | |
Do not know | 1.6 | 0.6, 3.3 | |
C Supervisors | Strongly agree | 4.1 | 1.3, 9.6 |
Somewhat agree | 10.2 | 5.1, 17.7 | |
Neither agree nor disagree | 14.4 | 8.5, 22.3 | |
Somewhat disagree | 21.3 | 14.2, 30.0 | |
Strongly disagree | 49.9 | 41.3, 58.6 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 2.8 | 0.3, 9.7 |
Somewhat agree | 2.8 | 0.3, 9.7 | |
Neither agree nor disagree | 13.9 | 6.9, 24.1 | |
Somewhat disagree | 19.4 | 11.1, 30.5 | |
Strongly disagree | 59.7 | 50.1, 69.3 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 5.4 | 0.7, 18.2 |
Somewhat agree | 2.7 | 0.1, 14.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 5.9 | 2.7, 10.9 |
Somewhat agree | 12.8 | 8.0, 19.2 | |
Neither agree nor disagree | 11.5 | 7.0, 17.7 | |
Somewhat disagree | 19.1 | 13.2, 26.2 | |
Strongly disagree | 50.0 | 43.0, 57.0 | |
Do not know | 0.7 | 0.0, 3.7 | |
G Investment Management | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 2.3 | 0.1, 12.0 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 18.2 | 8.2, 32.7 | |
Strongly disagree | 63.6 | 47.8, 77.6 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 8.7 | 1.1, 28.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 4.8 | 1.9, 9.9 |
Somewhat agree | 8.1 | 4.0, 14.5 | |
Neither agree nor disagree | 12.0 | 7.1, 18.6 | |
Somewhat disagree | 20.0 | 13.7, 27.6 | |
Strongly disagree | 52.6 | 44.5, 60.8 | |
Do not know | 2.4 | 0.5, 6.6 | |
J Information Technology | Strongly agree | 9.1 | 2.5, 21.7 |
Somewhat agree | 11.4 | 3.8, 24.6 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 27.3 | 15.0, 42.8 | |
Strongly disagree | 36.4 | 22.4, 52.2 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 6.3 | 1.3, 17.2 |
Somewhat agree | 2.1 | 0.1, 11.1 | |
Neither agree nor disagree | 8.3 | 2.3, 20.0 | |
Somewhat disagree | 22.9 | 12.0, 37.3 | |
Strongly disagree | 60.4 | 45.3, 74.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 5.7 | 1.9, 12.8 |
Somewhat agree | 10.2 | 4.8, 18.5 | |
Neither agree nor disagree | 9.1 | 4.0, 17.1 | |
Somewhat disagree | 20.5 | 12.6, 30.4 | |
Strongly disagree | 53.4 | 44.0, 62.8 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 6.2 | 1.7, 15.0 |
Somewhat agree | 16.9 | 8.8, 28.3 | |
Neither agree nor disagree | 15.4 | 7.6, 26.5 | |
Somewhat disagree | 16.9 | 8.8, 28.3 | |
Strongly disagree | 44.6 | 34.3, 54.9 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 5.3 | 1.5, 12.9 |
Somewhat agree | 10.5 | 4.7, 19.7 | |
Neither agree nor disagree | 11.8 | 5.6, 21.3 | |
Somewhat disagree | 18.4 | 10.5, 29.0 | |
Strongly disagree | 51.3 | 41.1, 61.5 | |
Do not know | 2.6 | 0.3, 9.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 3.2 | 0.4, 11.0 |
Somewhat agree | 0.0 | 0.0, 4.6 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 25.4 | 15.3, 37.9 | |
Strongly disagree | 57.1 | 47.9, 66.4 | |
Do not know | 1.6 | 0.0, 8.5 |
23. If there are any other issues, details, or information concerning leadership and management at the
SEC that you would like us to know about, please use the space below to provide this information.
Section 4 - Performance Management and Promotions
Notes on terms used in Section 4:
(1) Supervisors and managers: For the purposes of this survey, the phrase "supervisors and managers" refers to those in supervisory or management positions
above your current level.
For non-supervisory staff, "supervisors and managers" refers to Exam Managers, Branch Chiefs, and Assistant Directors.
For Exam Managers, Branch Chiefs, and Assistant Directors, "supervisors and managers" refers to those persons above you in the chain of command who are Assistant Directors or Associate Directors.
(2) Management: For purposes of this survey, "management" refers to Assistant Directors and those at the Senior Officer (SO) level including Directors,
Deputy Directors, Managing Executives,and Associate Directors.
24. To what extent do you agree or disagree with the following statements regarding how SEC
management recognizes and rewards performance in your division/office? (Select one response per item.)
24a. Overall, Senior Officers deal effectively with poor performing supervisors and managers.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 5.0 | 3.4, 7.2 |
Somewhat agree | 10.4 | 8.0, 13.2 | |
Neither agree nor disagree | 11.5 | 9.1, 14.0 | |
Somewhat disagree | 17.5 | 14.6, 20.5 | |
Strongly disagree | 23.1 | 19.9, 26.3 | |
Do not know | 32.5 | 28.8, 36.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 3.8 | 2.2, 6.0 |
Somewhat agree | 7.5 | 5.2, 10.3 | |
Neither agree nor disagree | 10.7 | 8.0, 14.0 | |
Somewhat disagree | 16.0 | 12.8, 19.1 | |
Strongly disagree | 25.0 | 21.3, 28.6 | |
Do not know | 37.1 | 32.9, 41.3 | |
C Supervisors | Strongly agree | 9.9 | 5.1, 17.0 |
Somewhat agree | 21.8 | 14.6, 30.6 | |
Neither agree nor disagree | 14.6 | 8.7, 22.5 | |
Somewhat disagree | 23.6 | 16.1, 32.5 | |
Strongly disagree | 15.9 | 9.7, 23.9 | |
Do not know | 14.1 | 8.3, 21.9 | |
D Corporation Finance | Strongly agree | 5.6 | 1.5, 13.6 |
Somewhat agree | 12.5 | 5.9, 22.4 | |
Neither agree nor disagree | 9.7 | 4.0, 19.0 | |
Somewhat disagree | 12.5 | 5.9, 22.4 | |
Strongly disagree | 18.1 | 10.0, 28.9 | |
Do not know | 41.7 | 32.0, 51.3 | |
E Division of Economic and Risk Analysis | Strongly agree | 2.8 | 0.1, 14.5 |
Somewhat agree | 11.1 | 3.1, 26.1 | |
Neither agree nor disagree | 19.4 | 8.2, 36.0 | |
Somewhat disagree | 13.9 | 4.7, 29.5 | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
F Enforcement | Strongly agree | 4.5 | 1.8, 9.1 |
Somewhat agree | 9.2 | 5.2, 15.0 | |
Neither agree nor disagree | 7.0 | 3.5, 12.2 | |
Somewhat disagree | 17.7 | 12.0, 24.7 | |
Strongly disagree | 28.9 | 22.5, 35.3 | |
Do not know | 32.7 | 26.1, 39.3 | |
G Investment Management | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 11.4 | 3.8, 24.6 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 18.2 | 8.2, 32.7 | |
Do not know | 36.4 | 22.4, 52.2 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 8.7 | 1.1, 28.0 |
Somewhat agree | 8.7 | 1.1, 28.0 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 6.1 | 2.8, 11.4 |
Somewhat agree | 10.2 | 5.7, 16.4 | |
Neither agree nor disagree | 15.4 | 9.9, 22.5 | |
Somewhat disagree | 19.5 | 13.3, 27.1 | |
Strongly disagree | 18.0 | 12.0, 25.3 | |
Do not know | 30.8 | 23.2, 38.5 | |
J Information Technology | Strongly agree | 0.0 | 0.0, 6.6 |
Somewhat agree | 13.6 | 5.2, 27.4 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 18.2 | 8.2, 32.7 | |
K Trading and Markets | Strongly agree | 4.2 | 0.5, 14.3 |
Somewhat agree | 10.4 | 3.5, 22.7 | |
Neither agree nor disagree | 10.4 | 3.5, 22.7 | |
Somewhat disagree | 22.9 | 12.0, 37.3 | |
Strongly disagree | 16.7 | 7.5, 30.2 | |
Do not know | 35.4 | 22.2, 50.5 | |
L Enforcement Regional Offices | Strongly agree | 3.4 | 0.7, 9.6 |
Somewhat agree | 10.2 | 4.8, 18.5 | |
Neither agree nor disagree | 4.5 | 1.3, 11.2 | |
Somewhat disagree | 18.2 | 10.8, 27.8 | |
Strongly disagree | 30.7 | 22.0, 39.4 | |
Do not know | 33.0 | 24.1, 41.8 | |
M Enforcement Headquarters | Strongly agree | 6.2 | 1.7, 15.0 |
Somewhat agree | 7.7 | 2.5, 17.0 | |
Neither agree nor disagree | 10.8 | 4.4, 20.9 | |
Somewhat disagree | 16.9 | 8.8, 28.3 | |
Strongly disagree | 26.2 | 16.0, 38.5 | |
Do not know | 32.3 | 21.2, 45.1 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 5.1 | 1.4, 12.6 |
Somewhat agree | 9.0 | 3.7, 17.6 | |
Neither agree nor disagree | 16.7 | 9.2, 26.8 | |
Somewhat disagree | 19.2 | 11.2, 29.7 | |
Strongly disagree | 15.4 | 8.2, 25.3 | |
Do not know | 34.6 | 25.0, 44.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 9.5 | 3.6, 19.6 |
Somewhat agree | 14.3 | 6.7, 25.4 | |
Neither agree nor disagree | 11.1 | 4.6, 21.6 | |
Somewhat disagree | 20.6 | 11.5, 32.7 | |
Strongly disagree | 27.0 | 16.6, 39.7 | |
Do not know | 17.5 | 9.1, 29.1 |
24b. Overall, supervisors and managers deal effectively with poor performing staff.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 4.0 | 2.5, 5.9 |
Somewhat agree | 14.0 | 11.4, 16.6 | |
Neither agree nor disagree | 11.1 | 8.6, 14.0 | |
Somewhat disagree | 23.9 | 20.5, 27.3 | |
Strongly disagree | 19.3 | 16.2, 22.3 | |
Do not know | 27.8 | 24.3, 31.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 3.1 | 1.7, 5.2 |
Somewhat agree | 10.2 | 7.5, 13.4 | |
Neither agree nor disagree | 11.3 | 8.5, 14.6 | |
Somewhat disagree | 21.5 | 17.9, 25.1 | |
Strongly disagree | 19.6 | 16.2, 23.1 | |
Do not know | 34.3 | 30.2, 38.4 | |
C Supervisors | Strongly agree | 7.3 | 3.2, 13.7 |
Somewhat agree | 28.7 | 21.0, 36.4 | |
Neither agree nor disagree | 10.3 | 5.4, 17.4 | |
Somewhat disagree | 33.2 | 24.7, 41.6 | |
Strongly disagree | 18.0 | 11.4, 26.3 | |
Do not know | 2.6 | 0.5, 7.5 | |
D Corporation Finance | Strongly agree | 9.9 | 4.1, 19.3 |
Somewhat agree | 23.9 | 14.6, 35.5 | |
Neither agree nor disagree | 11.3 | 5.0, 21.0 | |
Somewhat disagree | 11.3 | 5.0, 21.0 | |
Strongly disagree | 8.5 | 3.2, 17.5 | |
Do not know | 35.2 | 25.8, 44.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 2.8 | 0.1, 14.5 |
Somewhat agree | 11.1 | 3.1, 26.1 | |
Neither agree nor disagree | 16.7 | 6.4, 32.8 | |
Somewhat disagree | 22.2 | 10.1, 39.2 | |
Strongly disagree | 16.7 | 6.4, 32.8 | |
Do not know | . | Data Not Reported | |
F Enforcement | Strongly agree | 3.2 | 1.0, 7.4 |
Somewhat agree | 10.4 | 6.1, 16.4 | |
Neither agree nor disagree | 9.4 | 5.3, 15.1 | |
Somewhat disagree | 25.9 | 19.7, 32.1 | |
Strongly disagree | 21.8 | 15.6, 29.2 | |
Do not know | 29.2 | 22.9, 35.6 | |
G Investment Management | Strongly agree | 2.3 | 0.1, 12.3 |
Somewhat agree | 16.3 | 6.8, 30.7 | |
Neither agree nor disagree | 9.3 | 2.6, 22.1 | |
Somewhat disagree | 16.3 | 6.8, 30.7 | |
Strongly disagree | 16.3 | 6.8, 30.7 | |
Do not know | . | Data Not Reported | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 4.3 | 0.1, 21.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 3.4 | 1.1, 7.9 |
Somewhat agree | 12.8 | 7.8, 19.5 | |
Neither agree nor disagree | 9.8 | 5.5, 16.0 | |
Somewhat disagree | 28.3 | 20.9, 35.7 | |
Strongly disagree | 21.0 | 14.6, 28.7 | |
Do not know | 24.6 | 17.7, 32.6 | |
J Information Technology | Strongly agree | 0.0 | 0.0, 6.6 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 22.7 | 11.5, 37.8 | |
Strongly disagree | 31.8 | 18.6, 47.6 | |
Do not know | 9.1 | 2.5, 21.7 | |
K Trading and Markets | Strongly agree | 4.3 | 0.5, 14.8 |
Somewhat agree | 13.0 | 4.9, 26.3 | |
Neither agree nor disagree | 13.0 | 4.9, 26.3 | |
Somewhat disagree | 26.1 | 14.3, 41.1 | |
Strongly disagree | 15.2 | 6.3, 28.9 | |
Do not know | 28.3 | 16.0, 43.5 | |
L Enforcement Regional Offices | Strongly agree | 2.3 | 0.3, 8.0 |
Somewhat agree | 10.2 | 4.8, 18.5 | |
Neither agree nor disagree | 4.5 | 1.3, 11.2 | |
Somewhat disagree | 30.7 | 22.0, 39.4 | |
Strongly disagree | 25.0 | 16.4, 35.4 | |
Do not know | 27.3 | 18.3, 37.8 | |
M Enforcement Headquarters | Strongly agree | 4.6 | 1.0, 12.9 |
Somewhat agree | 10.8 | 4.4, 20.9 | |
Neither agree nor disagree | 16.9 | 8.8, 28.3 | |
Somewhat disagree | 18.5 | 9.9, 30.0 | |
Strongly disagree | 16.9 | 8.8, 28.3 | |
Do not know | 32.3 | 21.2, 45.1 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 2.6 | 0.3, 9.0 |
Somewhat agree | 12.8 | 6.3, 22.3 | |
Neither agree nor disagree | 9.0 | 3.7, 17.6 | |
Somewhat disagree | 29.5 | 19.7, 40.9 | |
Strongly disagree | 19.2 | 11.2, 29.7 | |
Do not know | 26.9 | 17.5, 38.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 6.5 | 1.8, 15.7 |
Somewhat agree | 12.9 | 5.7, 23.9 | |
Neither agree nor disagree | 12.9 | 5.7, 23.9 | |
Somewhat disagree | 24.2 | 14.2, 36.7 | |
Strongly disagree | 27.4 | 16.9, 40.2 | |
Do not know | 16.1 | 8.0, 27.7 |
24c. I know what is expected of me regarding my work performance.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 44.2 | 40.3, 48.0 |
Somewhat agree | 39.8 | 36.0, 43.6 | |
Neither agree nor disagree | 7.2 | 5.2, 9.7 | |
Somewhat disagree | 4.8 | 3.2, 6.9 | |
Strongly disagree | 3.6 | 2.2, 5.5 | |
Do not know | 0.4 | 0.1, 1.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 44.3 | 40.0, 48.6 |
Somewhat agree | 38.9 | 34.8, 43.1 | |
Neither agree nor disagree | 7.4 | 5.1, 10.2 | |
Somewhat disagree | 5.2 | 3.3, 7.7 | |
Strongly disagree | 3.7 | 2.1, 5.9 | |
Do not know | 0.5 | 0.1, 1.7 | |
C Supervisors | Strongly agree | 43.6 | 35.2, 52.1 |
Somewhat agree | 43.0 | 34.4, 51.6 | |
Neither agree nor disagree | 6.4 | 2.7, 12.6 | |
Somewhat disagree | 3.4 | 0.9, 8.7 | |
Strongly disagree | 3.5 | 0.8, 9.4 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 45.8 | 36.1, 55.6 |
Somewhat agree | 47.2 | 37.5, 57.0 | |
Neither agree nor disagree | 5.6 | 1.5, 13.6 | |
Somewhat disagree | 1.4 | 0.0, 7.5 | |
Strongly disagree | 0.0 | 0.0, 4.1 | |
Do not know | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Strongly agree | 50.0 | 39.8, 60.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.3 | 1.8, 22.5 | |
Somewhat disagree | 2.8 | 0.1, 14.5 | |
Strongly disagree | 11.1 | 3.1, 26.1 | |
Do not know | 0.0 | 0.0, 8.0 | |
F Enforcement | Strongly agree | 47.9 | 40.8, 55.0 |
Somewhat agree | 36.9 | 30.1, 43.8 | |
Neither agree nor disagree | 5.9 | 2.7, 11.0 | |
Somewhat disagree | 6.5 | 3.1, 11.7 | |
Strongly disagree | 2.0 | 0.4, 5.8 | |
Do not know | 0.7 | 0.0, 3.7 | |
G Investment Management | Strongly agree | . | Data Not Reported |
Somewhat agree | 47.7 | 37.5, 58.0 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 41.3 | 33.3, 49.3 |
Somewhat agree | 40.3 | 32.4, 48.3 | |
Neither agree nor disagree | 8.7 | 4.6, 14.6 | |
Somewhat disagree | 3.3 | 1.0, 7.9 | |
Strongly disagree | 6.3 | 2.9, 11.7 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 7.0 | 1.5, 19.1 | |
Somewhat disagree | 4.7 | 0.6, 15.8 | |
Strongly disagree | 7.0 | 1.5, 19.1 | |
Do not know | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Strongly agree | 39.6 | 25.8, 54.7 |
Somewhat agree | 41.7 | 31.2, 52.1 | |
Neither agree nor disagree | 6.3 | 1.3, 17.2 | |
Somewhat disagree | 6.3 | 1.3, 17.2 | |
Strongly disagree | 4.2 | 0.5, 14.3 | |
Do not know | 2.1 | 0.1, 11.1 | |
L Enforcement Regional Offices | Strongly agree | 47.1 | 37.5, 56.6 |
Somewhat agree | 40.0 | 30.6, 49.4 | |
Neither agree nor disagree | 4.7 | 1.3, 11.6 | |
Somewhat disagree | 4.7 | 1.3, 11.6 | |
Strongly disagree | 2.4 | 0.3, 8.2 | |
Do not know | 1.2 | 0.0, 6.4 | |
M Enforcement Headquarters | Strongly agree | 49.2 | 38.8, 59.6 |
Somewhat agree | 32.3 | 21.2, 45.1 | |
Neither agree nor disagree | 7.7 | 2.5, 17.0 | |
Somewhat disagree | 9.2 | 3.5, 19.0 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 41.8 | 31.9, 51.7 |
Somewhat agree | 40.5 | 30.7, 50.3 | |
Neither agree nor disagree | 7.6 | 2.8, 15.8 | |
Somewhat disagree | 3.8 | 0.8, 10.7 | |
Strongly disagree | 6.3 | 2.1, 14.2 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 39.7 | 30.5, 48.8 |
Somewhat agree | 39.7 | 30.5, 48.8 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 1.6 | 0.0, 8.5 | |
Strongly disagree | 6.3 | 1.8, 15.5 | |
Do not know | 0.0 | 0.0, 4.6 |
24d. My direct supervisor provides sufficient performance feedback.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 44.5 | 40.7, 48.3 |
Somewhat agree | 30.5 | 26.9, 34.1 | |
Neither agree nor disagree | 11.0 | 8.5, 13.8 | |
Somewhat disagree | 9.1 | 6.8, 11.8 | |
Strongly disagree | 4.1 | 2.6, 6.0 | |
Do not know | 0.9 | 0.3, 2.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 44.8 | 40.5, 49.1 |
Somewhat agree | 30.5 | 26.4, 34.5 | |
Neither agree nor disagree | 10.2 | 7.6, 13.4 | |
Somewhat disagree | 10.4 | 7.8, 13.7 | |
Strongly disagree | 3.5 | 2.0, 5.6 | |
Do not know | 0.6 | 0.1, 1.9 | |
C Supervisors | Strongly agree | 43.4 | 34.9, 51.9 |
Somewhat agree | 30.8 | 22.6, 39.0 | |
Neither agree nor disagree | 13.9 | 8.1, 21.7 | |
Somewhat disagree | 3.6 | 1.0, 9.0 | |
Strongly disagree | 6.4 | 2.6, 12.6 | |
Do not know | 1.9 | 0.3, 6.5 | |
D Corporation Finance | Strongly agree | 45.8 | 36.1, 55.6 |
Somewhat agree | 36.1 | 26.7, 45.5 | |
Neither agree nor disagree | 9.7 | 4.0, 19.0 | |
Somewhat disagree | 5.6 | 1.5, 13.6 | |
Strongly disagree | 0.0 | 0.0, 4.1 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 50.0 | 39.8, 60.2 |
Somewhat agree | 19.4 | 8.2, 36.0 | |
Neither agree nor disagree | 5.6 | 0.7, 18.7 | |
Somewhat disagree | 16.7 | 6.4, 32.8 | |
Strongly disagree | 5.6 | 0.7, 18.7 | |
Do not know | 2.8 | 0.1, 14.5 | |
F Enforcement | Strongly agree | 50.4 | 43.4, 57.4 |
Somewhat agree | 28.8 | 22.4, 35.2 | |
Neither agree nor disagree | 6.5 | 3.1, 11.6 | |
Somewhat disagree | 9.7 | 5.5, 15.6 | |
Strongly disagree | 3.3 | 1.1, 7.5 | |
Do not know | 1.3 | 0.2, 4.6 | |
G Investment Management | Strongly agree | 54.5 | 44.3, 64.8 |
Somewhat agree | 27.3 | 15.0, 42.8 | |
Neither agree nor disagree | 6.8 | 1.4, 18.7 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 35.6 | 27.9, 43.4 |
Somewhat agree | 34.5 | 26.7, 42.3 | |
Neither agree nor disagree | 15.2 | 9.7, 22.3 | |
Somewhat disagree | 9.2 | 4.9, 15.2 | |
Strongly disagree | 5.4 | 2.3, 10.6 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 43.2 | 32.9, 53.5 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 20.5 | 9.8, 35.3 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 45.8 | 35.3, 56.4 |
Somewhat agree | 29.2 | 17.0, 44.1 | |
Neither agree nor disagree | 10.4 | 3.5, 22.7 | |
Somewhat disagree | 8.3 | 2.3, 20.0 | |
Strongly disagree | 6.3 | 1.3, 17.2 | |
Do not know | 0.0 | 0.0, 6.1 | |
L Enforcement Regional Offices | Strongly agree | 51.1 | 41.7, 60.5 |
Somewhat agree | 29.5 | 21.0, 38.1 | |
Neither agree nor disagree | 5.7 | 1.9, 12.8 | |
Somewhat disagree | 9.1 | 4.0, 17.1 | |
Strongly disagree | 3.4 | 0.7, 9.6 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 49.2 | 38.8, 59.6 |
Somewhat agree | 27.7 | 17.3, 40.2 | |
Neither agree nor disagree | 7.7 | 2.5, 17.0 | |
Somewhat disagree | 10.8 | 4.4, 20.9 | |
Strongly disagree | 3.1 | 0.4, 10.7 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 34.6 | 25.0, 44.2 |
Somewhat agree | 35.9 | 26.2, 45.6 | |
Neither agree nor disagree | 15.4 | 8.2, 25.3 | |
Somewhat disagree | 9.0 | 3.7, 17.6 | |
Strongly disagree | 5.1 | 1.4, 12.6 | |
Do not know | 0.0 | 0.0, 3.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 39.3 | 30.1, 48.6 |
Somewhat agree | 29.5 | 18.5, 42.6 | |
Neither agree nor disagree | 14.8 | 7.0, 26.2 | |
Somewhat disagree | 9.8 | 3.7, 20.2 | |
Strongly disagree | 6.6 | 1.8, 15.9 | |
Do not know | 0.0 | 0.0, 4.8 |
24e. The criteria for rewarding staff are clearly defined.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 8.2 | 6.0, 10.7 |
Somewhat agree | 21.4 | 18.2, 24.7 | |
Neither agree nor disagree | 17.6 | 14.7, 20.5 | |
Somewhat disagree | 27.1 | 23.6, 30.5 | |
Strongly disagree | 23.0 | 19.9, 26.1 | |
Do not know | 2.7 | 1.5, 4.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 6.8 | 4.7, 9.6 |
Somewhat agree | 19.1 | 15.7, 22.5 | |
Neither agree nor disagree | 17.8 | 14.5, 21.0 | |
Somewhat disagree | 26.6 | 22.8, 30.5 | |
Strongly disagree | 26.3 | 22.6, 29.9 | |
Do not know | 3.4 | 1.9, 5.5 | |
C Supervisors | Strongly agree | 13.3 | 7.7, 21.0 |
Somewhat agree | 30.6 | 22.5, 38.6 | |
Neither agree nor disagree | 17.1 | 10.7, 25.4 | |
Somewhat disagree | 28.7 | 20.6, 36.8 | |
Strongly disagree | 10.3 | 5.4, 17.4 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 4.2 | 0.9, 11.7 |
Somewhat agree | 18.1 | 10.0, 28.9 | |
Neither agree nor disagree | 18.1 | 10.0, 28.9 | |
Somewhat disagree | 27.8 | 17.9, 39.6 | |
Strongly disagree | 27.8 | 17.9, 39.6 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 11.1 | 3.1, 26.1 |
Somewhat agree | 19.4 | 8.2, 36.0 | |
Neither agree nor disagree | 13.9 | 4.7, 29.5 | |
Somewhat disagree | 22.2 | 10.1, 39.2 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 8.0 | |
F Enforcement | Strongly agree | 11.7 | 7.1, 17.9 |
Somewhat agree | 22.6 | 16.2, 30.1 | |
Neither agree nor disagree | 11.6 | 7.0, 17.8 | |
Somewhat disagree | 27.7 | 21.4, 34.0 | |
Strongly disagree | 22.6 | 16.2, 30.0 | |
Do not know | 3.8 | 1.4, 8.2 | |
G Investment Management | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 31.8 | 18.6, 47.6 | |
Somewhat disagree | 22.7 | 11.5, 37.8 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 8.7 | 1.1, 28.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 6.5 | 3.0, 11.9 |
Somewhat agree | 22.8 | 16.1, 30.6 | |
Neither agree nor disagree | 21.8 | 15.2, 29.5 | |
Somewhat disagree | 30.2 | 22.6, 37.8 | |
Strongly disagree | 18.1 | 12.1, 25.5 | |
Do not know | 0.7 | 0.0, 3.9 | |
J Information Technology | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 22.7 | 11.5, 37.8 | |
Strongly disagree | 45.5 | 35.1, 55.8 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 8.3 | 2.3, 20.0 |
Somewhat agree | 22.9 | 12.0, 37.3 | |
Neither agree nor disagree | 25.0 | 13.6, 39.6 | |
Somewhat disagree | 18.8 | 8.9, 32.6 | |
Strongly disagree | 18.8 | 8.9, 32.6 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | Strongly agree | 10.3 | 4.8, 18.7 |
Somewhat agree | 25.3 | 16.6, 35.7 | |
Neither agree nor disagree | 9.2 | 4.1, 17.3 | |
Somewhat disagree | 35.6 | 26.6, 44.7 | |
Strongly disagree | 17.2 | 10.0, 26.8 | |
Do not know | 2.3 | 0.3, 8.1 | |
M Enforcement Headquarters | Strongly agree | 13.8 | 6.5, 24.7 |
Somewhat agree | 18.5 | 9.9, 30.0 | |
Neither agree nor disagree | 15.4 | 7.6, 26.5 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 30.8 | 19.9, 43.4 | |
Do not know | 6.2 | 1.7, 15.0 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 6.5 | 2.1, 14.5 |
Somewhat agree | 23.4 | 14.5, 34.4 | |
Neither agree nor disagree | 22.1 | 13.4, 33.0 | |
Somewhat disagree | 32.5 | 23.0, 42.0 | |
Strongly disagree | 15.6 | 8.3, 25.6 | |
Do not know | 0.0 | 0.0, 3.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 6.3 | 1.8, 15.5 |
Somewhat agree | 20.6 | 11.5, 32.7 | |
Neither agree nor disagree | 20.6 | 11.5, 32.7 | |
Somewhat disagree | 22.2 | 12.7, 34.5 | |
Strongly disagree | 27.0 | 16.6, 39.7 | |
Do not know | 3.2 | 0.4, 11.0 |
24f. The criteria for promoting staff are clearly defined.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 7.0 | 5.0, 9.4 |
Somewhat agree | 18.7 | 15.7, 21.8 | |
Neither agree nor disagree | 15.0 | 12.3, 17.8 | |
Somewhat disagree | 22.5 | 19.2, 25.8 | |
Strongly disagree | 27.6 | 24.2, 31.0 | |
Do not know | 9.2 | 6.9, 11.9 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 5.2 | 3.3, 7.7 |
Somewhat agree | 15.4 | 12.2, 18.5 | |
Neither agree nor disagree | 15.2 | 12.1, 18.3 | |
Somewhat disagree | 22.8 | 19.1, 26.4 | |
Strongly disagree | 30.8 | 26.8, 34.7 | |
Do not know | 10.7 | 8.0, 14.0 | |
C Supervisors | Strongly agree | 14.0 | 8.2, 21.8 |
Somewhat agree | 31.9 | 23.8, 40.0 | |
Neither agree nor disagree | 14.4 | 8.5, 22.2 | |
Somewhat disagree | 21.5 | 14.3, 30.2 | |
Strongly disagree | 15.2 | 9.2, 23.2 | |
Do not know | 3.0 | 0.7, 8.1 | |
D Corporation Finance | Strongly agree | 2.8 | 0.3, 9.8 |
Somewhat agree | 21.1 | 12.3, 32.4 | |
Neither agree nor disagree | 14.1 | 7.0, 24.4 | |
Somewhat disagree | 18.3 | 10.1, 29.3 | |
Strongly disagree | 33.8 | 24.5, 43.1 | |
Do not know | 9.9 | 4.1, 19.3 | |
E Division of Economic and Risk Analysis | Strongly agree | 8.3 | 1.8, 22.5 |
Somewhat agree | 19.4 | 8.2, 36.0 | |
Neither agree nor disagree | 5.6 | 0.7, 18.7 | |
Somewhat disagree | 11.1 | 3.1, 26.1 | |
Strongly disagree | 47.2 | 37.0, 57.4 | |
Do not know | 8.3 | 1.8, 22.5 | |
F Enforcement | Strongly agree | 7.8 | 4.1, 13.2 |
Somewhat agree | 15.9 | 10.5, 22.7 | |
Neither agree nor disagree | 12.4 | 7.7, 18.7 | |
Somewhat disagree | 24.8 | 18.8, 30.9 | |
Strongly disagree | 28.6 | 22.3, 35.0 | |
Do not know | 10.4 | 6.1, 16.4 | |
G Investment Management | Strongly agree | 2.3 | 0.1, 12.0 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 29.5 | 16.8, 45.2 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
Do not know | 6.8 | 1.4, 18.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 4.3 | 0.1, 21.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Strongly agree | 7.4 | 3.7, 13.0 |
Somewhat agree | 22.5 | 15.9, 30.3 | |
Neither agree nor disagree | 18.5 | 12.5, 26.0 | |
Somewhat disagree | 22.8 | 16.2, 30.6 | |
Strongly disagree | 21.6 | 15.1, 29.3 | |
Do not know | 7.1 | 3.5, 12.7 | |
J Information Technology | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 13.6 | 5.2, 27.4 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 50.0 | 39.6, 60.4 | |
Do not know | 6.8 | 1.4, 18.7 | |
K Trading and Markets | Strongly agree | 14.6 | 6.1, 27.8 |
Somewhat agree | 14.6 | 6.1, 27.8 | |
Neither agree nor disagree | 18.8 | 8.9, 32.6 | |
Somewhat disagree | 18.8 | 8.9, 32.6 | |
Strongly disagree | 18.8 | 8.9, 32.6 | |
Do not know | 14.6 | 6.1, 27.8 | |
L Enforcement Regional Offices | Strongly agree | 6.8 | 2.5, 14.3 |
Somewhat agree | 18.2 | 10.8, 27.8 | |
Neither agree nor disagree | 12.5 | 6.4, 21.3 | |
Somewhat disagree | 25.0 | 16.4, 35.4 | |
Strongly disagree | 27.3 | 18.3, 37.8 | |
Do not know | 10.2 | 4.8, 18.5 | |
M Enforcement Headquarters | Strongly agree | 9.2 | 3.5, 19.0 |
Somewhat agree | 12.3 | 5.5, 22.8 | |
Neither agree nor disagree | 12.3 | 5.5, 22.8 | |
Somewhat disagree | 24.6 | 14.8, 36.9 | |
Strongly disagree | 30.8 | 19.9, 43.4 | |
Do not know | 10.8 | 4.4, 20.9 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 7.7 | 2.9, 16.0 |
Somewhat agree | 23.1 | 14.3, 34.0 | |
Neither agree nor disagree | 17.9 | 10.2, 28.3 | |
Somewhat disagree | 24.4 | 15.3, 35.4 | |
Strongly disagree | 20.5 | 12.2, 31.2 | |
Do not know | 6.4 | 2.1, 14.3 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 6.3 | 1.8, 15.5 |
Somewhat agree | 20.6 | 11.5, 32.7 | |
Neither agree nor disagree | 20.6 | 11.5, 32.7 | |
Somewhat disagree | 17.5 | 9.1, 29.1 | |
Strongly disagree | 25.4 | 15.3, 37.9 | |
Do not know | 9.5 | 3.6, 19.6 |
24g. The opportunities in my division/office to get promoted into a management position are limited.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 60.3 | 56.6, 64.0 |
Somewhat agree | 25.6 | 22.3, 29.0 | |
Neither agree nor disagree | 6.4 | 4.6, 8.8 | |
Somewhat disagree | 2.5 | 1.4, 4.2 | |
Strongly disagree | 1.7 | 0.8, 3.1 | |
Do not know | 3.4 | 2.1, 5.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 60.4 | 56.3, 64.5 |
Somewhat agree | 24.3 | 20.7, 27.9 | |
Neither agree nor disagree | 6.8 | 4.7, 9.6 | |
Somewhat disagree | 2.6 | 1.3, 4.5 | |
Strongly disagree | 1.8 | 0.8, 3.5 | |
Do not know | 4.1 | 2.5, 6.4 | |
C Supervisors | Strongly agree | 60.1 | 51.7, 68.6 |
Somewhat agree | 31.0 | 22.9, 39.1 | |
Neither agree nor disagree | 4.9 | 1.5, 11.6 | |
Somewhat disagree | 2.2 | 0.4, 6.9 | |
Strongly disagree | 1.1 | 0.0, 5.1 | |
Do not know | 0.7 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 56.9 | 47.3, 66.6 |
Somewhat agree | 22.2 | 13.3, 33.6 | |
Neither agree nor disagree | 5.6 | 1.5, 13.6 | |
Somewhat disagree | 5.6 | 1.5, 13.6 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
Do not know | 6.9 | 2.3, 15.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 51.4 | 41.3, 61.4 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 10.8 | 3.0, 25.4 | |
Strongly disagree | 2.7 | 0.1, 14.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 70.1 | 63.8, 76.5 |
Somewhat agree | 21.4 | 15.2, 28.8 | |
Neither agree nor disagree | 4.6 | 1.9, 9.3 | |
Somewhat disagree | 0.0 | 0.0, 2.0 | |
Strongly disagree | 1.9 | 0.4, 5.6 | |
Do not know | 1.9 | 0.4, 5.6 | |
G Investment Management | Strongly agree | 43.2 | 33.0, 53.3 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.7 | 1.1, 28.0 | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 0.0 | 0.0, 12.2 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 59.3 | 51.4, 67.2 |
Somewhat agree | 27.7 | 20.4, 34.9 | |
Neither agree nor disagree | 7.0 | 3.3, 12.6 | |
Somewhat disagree | 2.0 | 0.4, 5.9 | |
Strongly disagree | 0.7 | 0.0, 3.9 | |
Do not know | 3.4 | 1.1, 7.8 | |
J Information Technology | Strongly agree | 50.0 | 39.6, 60.4 |
Somewhat agree | 34.1 | 20.5, 49.9 | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 2.3 | 0.1, 12.0 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 43.8 | 33.2, 54.3 |
Somewhat agree | 35.4 | 22.2, 50.5 | |
Neither agree nor disagree | 6.3 | 1.3, 17.2 | |
Somewhat disagree | 6.3 | 1.3, 17.2 | |
Strongly disagree | 2.1 | 0.1, 11.1 | |
Do not know | 6.3 | 1.3, 17.2 | |
L Enforcement Regional Offices | Strongly agree | 74.7 | 64.3, 83.4 |
Somewhat agree | 18.4 | 10.9, 28.1 | |
Neither agree nor disagree | 4.6 | 1.3, 11.4 | |
Somewhat disagree | 0.0 | 0.0, 3.4 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 63.1 | 53.0, 73.1 |
Somewhat agree | 26.2 | 16.0, 38.5 | |
Neither agree nor disagree | 4.6 | 1.0, 12.9 | |
Somewhat disagree | 0.0 | 0.0, 4.5 | |
Strongly disagree | 3.1 | 0.4, 10.7 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 60.8 | 51.0, 70.5 |
Somewhat agree | 27.8 | 18.3, 39.1 | |
Neither agree nor disagree | 7.6 | 2.8, 15.8 | |
Somewhat disagree | 1.3 | 0.0, 6.9 | |
Strongly disagree | 0.0 | 0.0, 3.7 | |
Do not know | 2.5 | 0.3, 8.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 54.0 | 44.7, 63.3 |
Somewhat agree | 27.0 | 16.6, 39.7 | |
Neither agree nor disagree | 4.8 | 1.0, 13.3 | |
Somewhat disagree | 4.8 | 1.0, 13.3 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 6.3 | 1.8, 15.5 |
24h. Favoritism is typically not an issue in promotions.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 14.9 | 12.2, 17.7 |
Somewhat agree | 16.3 | 13.4, 19.1 | |
Neither agree nor disagree | 17.0 | 14.1, 19.9 | |
Somewhat disagree | 17.1 | 14.2, 20.0 | |
Strongly disagree | 16.8 | 14.0, 19.6 | |
Do not know | 18.0 | 15.0, 20.9 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 10.2 | 7.6, 13.4 |
Somewhat agree | 14.6 | 11.6, 17.7 | |
Neither agree nor disagree | 17.6 | 14.3, 20.9 | |
Somewhat disagree | 17.6 | 14.3, 20.9 | |
Strongly disagree | 18.1 | 14.9, 21.4 | |
Do not know | 21.8 | 18.2, 25.3 | |
C Supervisors | Strongly agree | 33.5 | 25.2, 41.8 |
Somewhat agree | 22.7 | 15.3, 31.6 | |
Neither agree nor disagree | 14.4 | 8.5, 22.3 | |
Somewhat disagree | 15.2 | 9.1, 23.2 | |
Strongly disagree | 11.4 | 6.1, 18.7 | |
Do not know | 2.8 | 0.6, 7.8 | |
D Corporation Finance | Strongly agree | 11.1 | 4.9, 20.7 |
Somewhat agree | 20.8 | 12.2, 32.0 | |
Neither agree nor disagree | 8.3 | 3.1, 17.3 | |
Somewhat disagree | 12.5 | 5.9, 22.4 | |
Strongly disagree | 26.4 | 16.7, 38.1 | |
Do not know | 20.8 | 12.2, 32.0 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | 16.2 | 6.2, 32.0 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 21.6 | 9.8, 38.2 | |
Do not know | 10.8 | 3.0, 25.4 | |
F Enforcement | Strongly agree | 14.8 | 9.5, 21.5 |
Somewhat agree | 15.3 | 10.0, 22.1 | |
Neither agree nor disagree | 15.9 | 10.5, 22.7 | |
Somewhat disagree | 21.9 | 15.5, 29.3 | |
Strongly disagree | 14.4 | 9.2, 21.0 | |
Do not know | 17.7 | 12.0, 24.8 | |
G Investment Management | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 13.6 | 5.2, 27.4 | |
Neither agree nor disagree | 25.0 | 13.2, 40.3 | |
Somewhat disagree | 29.5 | 16.8, 45.2 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 11.4 | 3.8, 24.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 16.5 | 10.8, 23.7 |
Somewhat agree | 17.9 | 12.0, 25.2 | |
Neither agree nor disagree | 20.2 | 13.9, 27.8 | |
Somewhat disagree | 12.7 | 7.7, 19.5 | |
Strongly disagree | 15.6 | 10.0, 22.6 | |
Do not know | 17.1 | 11.3, 24.4 | |
J Information Technology | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 6.8 | 1.4, 18.7 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 20.5 | 9.8, 35.3 | |
Strongly disagree | 31.8 | 18.6, 47.6 | |
Do not know | 11.4 | 3.8, 24.6 | |
K Trading and Markets | Strongly agree | 18.8 | 8.9, 32.6 |
Somewhat agree | 10.4 | 3.5, 22.7 | |
Neither agree nor disagree | 12.5 | 4.7, 25.2 | |
Somewhat disagree | 14.6 | 6.1, 27.8 | |
Strongly disagree | 12.5 | 4.7, 25.2 | |
Do not know | 31.3 | 18.7, 46.3 | |
L Enforcement Regional Offices | Strongly agree | 17.2 | 10.0, 26.8 |
Somewhat agree | 16.1 | 9.1, 25.5 | |
Neither agree nor disagree | 16.1 | 9.1, 25.5 | |
Somewhat disagree | 21.8 | 13.7, 32.0 | |
Strongly disagree | 12.6 | 6.5, 21.5 | |
Do not know | 16.1 | 9.1, 25.5 | |
M Enforcement Headquarters | Strongly agree | 10.9 | 4.5, 21.2 |
Somewhat agree | 14.1 | 6.6, 25.0 | |
Neither agree nor disagree | 15.6 | 7.8, 26.9 | |
Somewhat disagree | 21.9 | 12.5, 34.0 | |
Strongly disagree | 17.2 | 8.9, 28.7 | |
Do not know | 20.3 | 11.3, 32.2 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 16.7 | 9.2, 26.8 |
Somewhat agree | 16.7 | 9.2, 26.8 | |
Neither agree nor disagree | 20.5 | 12.2, 31.2 | |
Somewhat disagree | 14.1 | 7.3, 23.8 | |
Strongly disagree | 14.1 | 7.3, 23.8 | |
Do not know | 17.9 | 10.2, 28.3 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 15.9 | 7.9, 27.3 |
Somewhat agree | 22.2 | 12.7, 34.5 | |
Neither agree nor disagree | 19.0 | 10.2, 30.9 | |
Somewhat disagree | 7.9 | 2.6, 17.6 | |
Strongly disagree | 20.6 | 11.5, 32.7 | |
Do not know | 14.3 | 6.7, 25.4 |
24i. Promotions go to those who most deserve it.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 12.8 | 10.3, 15.4 |
Somewhat agree | 23.5 | 20.2, 26.8 | |
Neither agree nor disagree | 17.5 | 14.6, 20.4 | |
Somewhat disagree | 16.0 | 13.1, 18.9 | |
Strongly disagree | 14.9 | 12.2, 17.5 | |
Do not know | 15.3 | 12.5, 18.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 9.0 | 6.5, 12.1 |
Somewhat agree | 21.6 | 18.0, 25.2 | |
Neither agree nor disagree | 17.3 | 14.1, 20.5 | |
Somewhat disagree | 16.9 | 13.6, 20.3 | |
Strongly disagree | 16.5 | 13.4, 19.6 | |
Do not know | 18.6 | 15.2, 22.0 | |
C Supervisors | Strongly agree | 27.7 | 20.0, 35.4 |
Somewhat agree | 31.3 | 23.2, 39.3 | |
Neither agree nor disagree | 18.1 | 11.4, 26.4 | |
Somewhat disagree | 12.5 | 7.0, 20.0 | |
Strongly disagree | 8.3 | 4.0, 15.1 | |
Do not know | 2.2 | 0.3, 6.9 | |
D Corporation Finance | Strongly agree | 11.1 | 4.9, 20.7 |
Somewhat agree | 22.2 | 13.3, 33.6 | |
Neither agree nor disagree | 11.1 | 4.9, 20.7 | |
Somewhat disagree | 16.7 | 8.9, 27.3 | |
Strongly disagree | 19.4 | 11.1, 30.5 | |
Do not know | 19.4 | 11.1, 30.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | 21.6 | 9.8, 38.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 18.9 | 8.0, 35.2 | |
Do not know | 18.9 | 8.0, 35.2 | |
F Enforcement | Strongly agree | 13.8 | 8.8, 20.3 |
Somewhat agree | 20.6 | 14.5, 27.9 | |
Neither agree nor disagree | 16.2 | 10.8, 23.1 | |
Somewhat disagree | 19.7 | 13.7, 26.9 | |
Strongly disagree | 14.4 | 9.3, 21.0 | |
Do not know | 15.2 | 9.9, 21.9 | |
G Investment Management | Strongly agree | 11.6 | 3.9, 25.1 |
Somewhat agree | 25.6 | 13.5, 41.2 | |
Neither agree nor disagree | 23.3 | 11.8, 38.6 | |
Somewhat disagree | 20.9 | 10.0, 36.0 | |
Strongly disagree | 9.3 | 2.6, 22.1 | |
Do not know | 9.3 | 2.6, 22.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 0.0 | 0.0, 12.2 | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 11.5 | 6.7, 18.0 |
Somewhat agree | 28.5 | 21.1, 35.8 | |
Neither agree nor disagree | 19.7 | 13.4, 27.3 | |
Somewhat disagree | 15.2 | 9.6, 22.3 | |
Strongly disagree | 10.9 | 6.2, 17.3 | |
Do not know | 14.2 | 8.9, 21.2 | |
J Information Technology | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 9.1 | 2.5, 21.7 | |
Neither agree nor disagree | 27.3 | 15.0, 42.8 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 34.1 | 20.5, 49.9 | |
Do not know | 11.4 | 3.8, 24.6 | |
K Trading and Markets | Strongly agree | 16.7 | 7.5, 30.2 |
Somewhat agree | 27.1 | 15.3, 41.8 | |
Neither agree nor disagree | 14.6 | 6.1, 27.8 | |
Somewhat disagree | 8.3 | 2.3, 20.0 | |
Strongly disagree | 14.6 | 6.1, 27.8 | |
Do not know | 18.8 | 8.9, 32.6 | |
L Enforcement Regional Offices | Strongly agree | 13.8 | 7.3, 22.9 |
Somewhat agree | 23.0 | 14.6, 33.2 | |
Neither agree nor disagree | 13.8 | 7.3, 22.9 | |
Somewhat disagree | 19.5 | 11.8, 29.4 | |
Strongly disagree | 13.8 | 7.3, 22.9 | |
Do not know | 16.1 | 9.1, 25.5 | |
M Enforcement Headquarters | Strongly agree | 13.8 | 6.5, 24.7 |
Somewhat agree | 16.9 | 8.8, 28.3 | |
Neither agree nor disagree | 20.0 | 11.1, 31.8 | |
Somewhat disagree | 20.0 | 11.1, 31.8 | |
Strongly disagree | 15.4 | 7.6, 26.5 | |
Do not know | 13.8 | 6.5, 24.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 11.5 | 5.4, 20.8 |
Somewhat agree | 28.2 | 18.6, 39.5 | |
Neither agree nor disagree | 19.2 | 11.2, 29.7 | |
Somewhat disagree | 16.7 | 9.2, 26.8 | |
Strongly disagree | 10.3 | 4.5, 19.2 | |
Do not know | 14.1 | 7.3, 23.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 11.5 | 4.7, 22.2 |
Somewhat agree | 29.5 | 18.5, 42.6 | |
Neither agree nor disagree | 21.3 | 11.9, 33.7 | |
Somewhat disagree | 9.8 | 3.7, 20.2 | |
Strongly disagree | 13.1 | 5.8, 24.2 | |
Do not know | 14.8 | 7.0, 26.2 |
24j. There is a clear link between my performance and recognition of it.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 16.1 | 13.2, 18.9 |
Somewhat agree | 34.4 | 30.7, 38.2 | |
Neither agree nor disagree | 18.8 | 15.8, 21.8 | |
Somewhat disagree | 14.2 | 11.6, 16.9 | |
Strongly disagree | 14.2 | 11.6, 16.8 | |
Do not know | 2.3 | 1.2, 3.9 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 15.0 | 11.9, 18.1 |
Somewhat agree | 32.1 | 28.0, 36.2 | |
Neither agree nor disagree | 19.8 | 16.4, 23.2 | |
Somewhat disagree | 14.6 | 11.6, 17.7 | |
Strongly disagree | 15.6 | 12.6, 18.7 | |
Do not know | 2.9 | 1.5, 4.9 | |
C Supervisors | Strongly agree | 20.2 | 13.2, 28.8 |
Somewhat agree | 43.8 | 35.1, 52.5 | |
Neither agree nor disagree | 14.9 | 8.9, 22.8 | |
Somewhat disagree | 12.7 | 7.1, 20.3 | |
Strongly disagree | 8.5 | 4.0, 15.3 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 8.6 | 3.2, 17.7 |
Somewhat agree | 35.7 | 26.2, 45.2 | |
Neither agree nor disagree | 18.6 | 10.3, 29.7 | |
Somewhat disagree | 17.1 | 9.2, 28.0 | |
Strongly disagree | 14.3 | 7.1, 24.7 | |
Do not know | 5.7 | 1.6, 14.0 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 18.9 | 8.0, 35.2 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 16.4 | 10.9, 23.3 |
Somewhat agree | 36.7 | 29.9, 43.6 | |
Neither agree nor disagree | 15.0 | 9.7, 21.7 | |
Somewhat disagree | 14.1 | 9.0, 20.7 | |
Strongly disagree | 16.4 | 10.9, 23.3 | |
Do not know | 1.3 | 0.2, 4.7 | |
G Investment Management | Strongly agree | 18.6 | 8.4, 33.4 |
Somewhat agree | 25.6 | 13.5, 41.2 | |
Neither agree nor disagree | 23.3 | 11.8, 38.6 | |
Somewhat disagree | 25.6 | 13.5, 41.2 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 2.3 | 0.1, 12.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Strongly agree | 17.1 | 11.3, 24.4 |
Somewhat agree | 38.7 | 30.8, 46.6 | |
Neither agree nor disagree | 19.8 | 13.6, 27.4 | |
Somewhat disagree | 13.5 | 8.3, 20.3 | |
Strongly disagree | 9.4 | 5.2, 15.5 | |
Do not know | 1.3 | 0.2, 4.9 | |
J Information Technology | Strongly agree | 9.1 | 2.5, 21.7 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 29.5 | 16.8, 45.2 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 29.5 | 16.8, 45.2 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 20.8 | 10.5, 35.0 |
Somewhat agree | 25.0 | 13.6, 39.6 | |
Neither agree nor disagree | 22.9 | 12.0, 37.3 | |
Somewhat disagree | 10.4 | 3.5, 22.7 | |
Strongly disagree | 16.7 | 7.5, 30.2 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 14.9 | 8.2, 24.2 |
Somewhat agree | 40.2 | 30.9, 49.5 | |
Neither agree nor disagree | 12.6 | 6.5, 21.5 | |
Somewhat disagree | 16.1 | 9.1, 25.5 | |
Strongly disagree | 14.9 | 8.2, 24.2 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 18.7 | 10.1, 30.5 |
Somewhat agree | 31.3 | 20.2, 44.1 | |
Neither agree nor disagree | 18.7 | 10.1, 30.5 | |
Somewhat disagree | 10.9 | 4.5, 21.2 | |
Strongly disagree | 18.7 | 10.1, 30.5 | |
Do not know | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 17.9 | 10.2, 28.3 |
Somewhat agree | 38.5 | 28.6, 48.3 | |
Neither agree nor disagree | 20.5 | 12.2, 31.2 | |
Somewhat disagree | 12.8 | 6.3, 22.3 | |
Strongly disagree | 9.0 | 3.7, 17.6 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 14.3 | 6.7, 25.4 |
Somewhat agree | 39.7 | 30.5, 48.8 | |
Neither agree nor disagree | 17.5 | 9.1, 29.1 | |
Somewhat disagree | 15.9 | 7.9, 27.3 | |
Strongly disagree | 11.1 | 4.6, 21.6 | |
Do not know | 1.6 | 0.0, 8.5 |
24k. Current performance incentives are effective tools to motivate employees to perform well.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 5.2 | 3.5, 7.4 |
Somewhat agree | 14.1 | 11.4, 16.8 | |
Neither agree nor disagree | 19.4 | 16.3, 22.4 | |
Somewhat disagree | 24.6 | 21.3, 28.0 | |
Strongly disagree | 33.1 | 29.5, 36.8 | |
Do not know | 3.6 | 2.2, 5.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 5.2 | 3.3, 7.7 |
Somewhat agree | 13.4 | 10.4, 16.9 | |
Neither agree nor disagree | 21.3 | 17.8, 24.9 | |
Somewhat disagree | 22.8 | 19.2, 26.4 | |
Strongly disagree | 33.2 | 29.1, 37.2 | |
Do not know | 4.1 | 2.5, 6.4 | |
C Supervisors | Strongly agree | 5.3 | 1.9, 11.3 |
Somewhat agree | 16.8 | 10.4, 25.0 | |
Neither agree nor disagree | 11.7 | 6.4, 19.1 | |
Somewhat disagree | 31.9 | 23.8, 40.1 | |
Strongly disagree | 33.0 | 24.8, 41.1 | |
Do not know | 1.4 | 0.1, 5.7 | |
D Corporation Finance | Strongly agree | 6.9 | 2.3, 15.5 |
Somewhat agree | 13.9 | 6.9, 24.1 | |
Neither agree nor disagree | 16.7 | 8.9, 27.3 | |
Somewhat disagree | 16.7 | 8.9, 27.3 | |
Strongly disagree | 41.7 | 32.0, 51.3 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 5.6 | 0.7, 18.7 |
Somewhat agree | 11.1 | 3.1, 26.1 | |
Neither agree nor disagree | 8.3 | 1.8, 22.5 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 2.8 | 0.1, 14.5 | |
F Enforcement | Strongly agree | 4.4 | 1.8, 9.0 |
Somewhat agree | 15.8 | 10.4, 22.6 | |
Neither agree nor disagree | 15.1 | 9.8, 21.8 | |
Somewhat disagree | 28.9 | 22.5, 35.3 | |
Strongly disagree | 31.8 | 25.2, 38.4 | |
Do not know | 3.9 | 1.4, 8.3 | |
G Investment Management | Strongly agree | 0.0 | 0.0, 6.6 |
Somewhat agree | 13.6 | 5.2, 27.4 | |
Neither agree nor disagree | 27.3 | 15.0, 42.8 | |
Somewhat disagree | 29.5 | 16.8, 45.2 | |
Strongly disagree | 27.3 | 15.0, 42.8 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 4.3 | 0.1, 21.9 |
Somewhat agree | 4.3 | 0.1, 21.9 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Strongly agree | 5.7 | 2.5, 11.1 |
Somewhat agree | 14.2 | 8.9, 21.2 | |
Neither agree nor disagree | 23.0 | 16.3, 30.9 | |
Somewhat disagree | 23.0 | 16.3, 30.9 | |
Strongly disagree | 32.2 | 24.6, 39.8 | |
Do not know | 1.7 | 0.3, 5.5 | |
J Information Technology | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 13.6 | 5.2, 27.4 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 34.1 | 20.5, 49.9 | |
Do not know | 9.1 | 2.5, 21.7 | |
K Trading and Markets | Strongly agree | 6.3 | 1.3, 17.2 |
Somewhat agree | 10.4 | 3.5, 22.7 | |
Neither agree nor disagree | 25.0 | 13.6, 39.6 | |
Somewhat disagree | 29.2 | 17.0, 44.1 | |
Strongly disagree | 25.0 | 13.6, 39.6 | |
Do not know | 4.2 | 0.5, 14.3 | |
L Enforcement Regional Offices | Strongly agree | 2.3 | 0.3, 8.1 |
Somewhat agree | 16.1 | 9.1, 25.5 | |
Neither agree nor disagree | 14.9 | 8.2, 24.2 | |
Somewhat disagree | 28.7 | 19.5, 39.4 | |
Strongly disagree | 34.5 | 25.5, 43.5 | |
Do not know | 3.4 | 0.7, 9.7 | |
M Enforcement Headquarters | Strongly agree | 7.7 | 2.5, 17.0 |
Somewhat agree | 15.4 | 7.6, 26.5 | |
Neither agree nor disagree | 15.4 | 7.6, 26.5 | |
Somewhat disagree | 29.2 | 18.6, 41.8 | |
Strongly disagree | 27.7 | 17.3, 40.2 | |
Do not know | 4.6 | 1.0, 12.9 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 6.4 | 2.1, 14.3 |
Somewhat agree | 14.1 | 7.3, 23.8 | |
Neither agree nor disagree | 23.1 | 14.3, 34.0 | |
Somewhat disagree | 23.1 | 14.3, 34.0 | |
Strongly disagree | 32.1 | 22.6, 41.5 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 3.3 | 0.4, 11.3 |
Somewhat agree | 14.8 | 7.0, 26.2 | |
Neither agree nor disagree | 23.0 | 13.2, 35.5 | |
Somewhat disagree | 23.0 | 13.2, 35.5 | |
Strongly disagree | 32.8 | 21.3, 46.0 | |
Do not know | 3.3 | 0.4, 11.3 |
25. In the past three years, to what extent do you agree or disagree that you have been treated fairly in each of the areas listed below? (Select one response per item.)
25a. Career advancement (Promotions)
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 19.9 | 16.8, 23.0 |
Somewhat agree | 17.0 | 14.1, 19.9 | |
Neither agree nor disagree | 15.9 | 13.0, 18.7 | |
Somewhat disagree | 8.4 | 6.2, 11.0 | |
Strongly disagree | 10.7 | 8.3, 13.6 | |
No basis to judge | 25.8 | 22.4, 29.1 | |
Do not know | 2.4 | 1.3, 4.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 16.4 | 13.2, 19.7 |
Somewhat agree | 15.7 | 12.6, 18.9 | |
Neither agree nor disagree | 16.8 | 13.6, 20.1 | |
Somewhat disagree | 8.6 | 6.2, 11.6 | |
Strongly disagree | 12.4 | 9.5, 15.8 | |
No basis to judge | 27.0 | 23.2, 30.7 | |
Do not know | 3.0 | 1.7, 5.1 | |
C Supervisors | Strongly agree | 33.4 | 25.0, 41.7 |
Somewhat agree | 21.9 | 14.6, 30.7 | |
Neither agree nor disagree | 12.1 | 6.7, 19.6 | |
Somewhat disagree | 7.4 | 3.3, 14.0 | |
Strongly disagree | 4.2 | 1.3, 9.8 | |
No basis to judge | 20.9 | 13.8, 29.6 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 11.1 | 4.9, 20.7 |
Somewhat agree | 22.2 | 13.3, 33.6 | |
Neither agree nor disagree | 15.3 | 7.9, 25.7 | |
Somewhat disagree | 8.3 | 3.1, 17.3 | |
Strongly disagree | 11.1 | 4.9, 20.7 | |
No basis to judge | 29.2 | 19.0, 41.1 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 19.4 | 8.2, 36.0 | |
Neither agree nor disagree | 13.9 | 4.7, 29.5 | |
Somewhat disagree | 0.0 | 0.0, 8.0 | |
Strongly disagree | 19.4 | 8.2, 36.0 | |
No basis to judge | 16.7 | 6.4, 32.8 | |
Do not know | 2.8 | 0.1, 14.5 | |
F Enforcement | Strongly agree | 18.3 | 12.5, 25.5 |
Somewhat agree | 11.3 | 6.7, 17.4 | |
Neither agree nor disagree | 16.0 | 10.5, 22.8 | |
Somewhat disagree | 9.2 | 5.1, 14.9 | |
Strongly disagree | 8.5 | 4.6, 14.1 | |
No basis to judge | 33.4 | 26.7, 40.1 | |
Do not know | 3.3 | 1.1, 7.6 | |
G Investment Management | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 27.3 | 15.0, 42.8 | |
Neither agree nor disagree | 20.5 | 9.8, 35.3 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 4.5 | 0.6, 15.5 | |
No basis to judge | 29.5 | 16.8, 45.2 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 9.1 | 1.1, 29.2 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.5 | 0.1, 22.8 | |
Strongly disagree | . | Data Not Reported | |
No basis to judge | . | Data Not Reported | |
Do not know | 4.5 | 0.1, 22.8 | |
I Compliance Inspections and Examinations | Strongly agree | 26.9 | 19.7, 34.1 |
Somewhat agree | 22.3 | 15.7, 30.1 | |
Neither agree nor disagree | 13.7 | 8.4, 20.7 | |
Somewhat disagree | 9.0 | 4.8, 15.2 | |
Strongly disagree | 9.4 | 5.2, 15.5 | |
No basis to judge | 16.2 | 10.5, 23.3 | |
Do not know | 2.3 | 0.5, 6.5 | |
J Information Technology | Strongly agree | 2.3 | 0.1, 12.0 |
Somewhat agree | 9.1 | 2.5, 21.7 | |
Neither agree nor disagree | 29.5 | 16.8, 45.2 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 29.5 | 16.8, 45.2 | |
No basis to judge | 20.5 | 9.8, 35.3 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 25.5 | 13.9, 40.3 |
Somewhat agree | 12.8 | 4.8, 25.7 | |
Neither agree nor disagree | 10.6 | 3.5, 23.1 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 12.8 | 4.8, 25.7 | |
No basis to judge | 29.8 | 17.3, 44.9 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 16.1 | 9.1, 25.5 |
Somewhat agree | 11.5 | 5.7, 20.1 | |
Neither agree nor disagree | 17.2 | 10.0, 26.8 | |
Somewhat disagree | 8.0 | 3.3, 15.9 | |
Strongly disagree | 6.9 | 2.6, 14.4 | |
No basis to judge | 36.8 | 27.7, 45.9 | |
Do not know | 3.4 | 0.7, 9.7 | |
M Enforcement Headquarters | Strongly agree | 21.9 | 12.5, 34.0 |
Somewhat agree | 10.9 | 4.5, 21.2 | |
Neither agree nor disagree | 14.1 | 6.6, 25.0 | |
Somewhat disagree | 10.9 | 4.5, 21.2 | |
Strongly disagree | 10.9 | 4.5, 21.2 | |
No basis to judge | 28.1 | 17.6, 40.8 | |
Do not know | 3.1 | 0.4, 10.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 26.9 | 17.5, 38.2 |
Somewhat agree | 20.5 | 12.2, 31.2 | |
Neither agree nor disagree | 15.4 | 8.2, 25.3 | |
Somewhat disagree | 10.3 | 4.5, 19.2 | |
Strongly disagree | 9.0 | 3.7, 17.6 | |
No basis to judge | 15.4 | 8.2, 25.3 | |
Do not know | 2.6 | 0.3, 9.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 27.0 | 16.6, 39.7 |
Somewhat agree | 28.6 | 17.9, 41.3 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 4.8 | 1.0, 13.3 | |
Strongly disagree | 11.1 | 4.6, 21.6 | |
No basis to judge | 19.0 | 10.2, 30.9 | |
Do not know | 1.6 | 0.0, 8.5 |
25b. Awards
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 26.2 | 22.7, 29.6 |
Somewhat agree | 28.8 | 25.2, 32.3 | |
Neither agree nor disagree | 14.5 | 11.8, 17.3 | |
Somewhat disagree | 12.1 | 9.6, 14.7 | |
Strongly disagree | 9.8 | 7.5, 12.6 | |
No basis to judge | 6.4 | 4.5, 8.7 | |
Do not know | 2.2 | 1.2, 3.8 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 24.1 | 20.4, 27.9 |
Somewhat agree | 27.7 | 23.9, 31.6 | |
Neither agree nor disagree | 15.5 | 12.4, 18.7 | |
Somewhat disagree | 12.5 | 9.6, 15.9 | |
Strongly disagree | 10.4 | 7.7, 13.6 | |
No basis to judge | 6.9 | 4.7, 9.7 | |
Do not know | 2.8 | 1.5, 4.8 | |
C Supervisors | Strongly agree | 34.2 | 25.8, 42.5 |
Somewhat agree | 32.7 | 24.7, 40.7 | |
Neither agree nor disagree | 10.7 | 5.6, 17.9 | |
Somewhat disagree | 10.7 | 5.7, 17.9 | |
Strongly disagree | 7.5 | 3.4, 14.0 | |
No basis to judge | 4.3 | 1.3, 10.0 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 15.3 | 7.9, 25.7 |
Somewhat agree | 25.0 | 15.5, 36.6 | |
Neither agree nor disagree | 15.3 | 7.9, 25.7 | |
Somewhat disagree | 13.9 | 6.9, 24.1 | |
Strongly disagree | 15.3 | 7.9, 25.7 | |
No basis to judge | 12.5 | 5.9, 22.4 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 21.6 | 9.8, 38.2 | |
Somewhat disagree | 8.1 | 1.7, 21.9 | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
No basis to judge | 10.8 | 3.0, 25.4 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 33.0 | 26.4, 39.7 |
Somewhat agree | 28.3 | 22.0, 34.7 | |
Neither agree nor disagree | 11.0 | 6.5, 17.1 | |
Somewhat disagree | 13.1 | 8.2, 19.5 | |
Strongly disagree | 6.0 | 2.8, 11.0 | |
No basis to judge | 7.2 | 3.6, 12.5 | |
Do not know | 1.3 | 0.2, 4.7 | |
G Investment Management | Strongly agree | 18.2 | 8.2, 32.7 |
Somewhat agree | 27.3 | 15.0, 42.8 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 18.2 | 8.2, 32.7 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
No basis to judge | 6.8 | 1.4, 18.7 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | . | Data Not Reported | |
No basis to judge | 8.7 | 1.1, 28.0 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 28.3 | 21.0, 35.6 |
Somewhat agree | 31.7 | 24.1, 39.2 | |
Neither agree nor disagree | 16.5 | 10.6, 24.0 | |
Somewhat disagree | 10.8 | 6.2, 17.3 | |
Strongly disagree | 7.9 | 4.0, 13.7 | |
No basis to judge | 2.4 | 0.5, 6.6 | |
Do not know | 2.4 | 0.6, 6.5 | |
J Information Technology | Strongly agree | 2.3 | 0.1, 12.0 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 20.5 | 9.8, 35.3 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 36.4 | 22.4, 52.2 | |
No basis to judge | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 25.5 | 13.9, 40.3 |
Somewhat agree | 31.9 | 19.1, 47.1 | |
Neither agree nor disagree | 10.6 | 3.5, 23.1 | |
Somewhat disagree | 10.6 | 3.5, 23.1 | |
Strongly disagree | 8.5 | 2.4, 20.4 | |
No basis to judge | 8.5 | 2.4, 20.4 | |
Do not know | 4.3 | 0.5, 14.5 | |
L Enforcement Regional Offices | Strongly agree | 34.5 | 25.5, 43.5 |
Somewhat agree | 28.7 | 19.5, 39.4 | |
Neither agree nor disagree | 9.2 | 4.1, 17.3 | |
Somewhat disagree | 12.6 | 6.5, 21.5 | |
Strongly disagree | 6.9 | 2.6, 14.4 | |
No basis to judge | 6.9 | 2.6, 14.4 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 30.8 | 19.9, 43.4 |
Somewhat agree | 27.7 | 17.3, 40.2 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 13.8 | 6.5, 24.7 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
No basis to judge | 7.7 | 2.5, 17.0 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 27.3 | 17.7, 38.6 |
Somewhat agree | 31.2 | 21.8, 40.6 | |
Neither agree nor disagree | 19.5 | 11.3, 30.1 | |
Somewhat disagree | 11.7 | 5.5, 21.0 | |
Strongly disagree | 6.5 | 2.1, 14.5 | |
No basis to judge | 2.6 | 0.3, 9.1 | |
Do not know | 1.3 | 0.0, 7.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 31.7 | 20.6, 44.7 |
Somewhat agree | 33.3 | 22.0, 46.3 | |
Neither agree nor disagree | 6.3 | 1.8, 15.5 | |
Somewhat disagree | 7.9 | 2.6, 17.6 | |
Strongly disagree | 12.7 | 5.6, 23.5 | |
No basis to judge | 1.6 | 0.0, 8.5 | |
Do not know | 6.3 | 1.8, 15.5 |
25c. Training
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 34.4 | 30.7, 38.1 |
Somewhat agree | 32.5 | 28.9, 36.1 | |
Neither agree nor disagree | 17.2 | 14.3, 20.0 | |
Somewhat disagree | 6.2 | 4.3, 8.5 | |
Strongly disagree | 4.4 | 2.8, 6.4 | |
No basis to judge | 3.8 | 2.4, 5.7 | |
Do not know | 1.7 | 0.8, 3.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 33.7 | 29.6, 37.8 |
Somewhat agree | 32.1 | 28.1, 36.1 | |
Neither agree nor disagree | 17.0 | 13.9, 20.2 | |
Somewhat disagree | 6.9 | 4.7, 9.6 | |
Strongly disagree | 4.3 | 2.6, 6.6 | |
No basis to judge | 4.0 | 2.4, 6.3 | |
Do not know | 2.1 | 1.0, 3.9 | |
C Supervisors | Strongly agree | 37.1 | 28.6, 45.5 |
Somewhat agree | 34.0 | 25.8, 42.2 | |
Neither agree nor disagree | 17.7 | 11.1, 26.0 | |
Somewhat disagree | 3.6 | 1.0, 8.9 | |
Strongly disagree | 4.8 | 1.6, 10.5 | |
No basis to judge | 2.9 | 0.7, 8.0 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 26.4 | 16.7, 38.1 |
Somewhat agree | 41.7 | 32.0, 51.3 | |
Neither agree nor disagree | 16.7 | 8.9, 27.3 | |
Somewhat disagree | 6.9 | 2.3, 15.5 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
No basis to judge | 4.2 | 0.9, 11.7 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 22.2 | 10.1, 39.2 | |
Somewhat disagree | 5.6 | 0.7, 18.7 | |
Strongly disagree | 5.6 | 0.7, 18.7 | |
No basis to judge | 5.6 | 0.7, 18.7 | |
Do not know | 2.8 | 0.1, 14.5 | |
F Enforcement | Strongly agree | 42.2 | 35.3, 49.2 |
Somewhat agree | 26.8 | 20.6, 33.1 | |
Neither agree nor disagree | 13.9 | 8.8, 20.4 | |
Somewhat disagree | 5.8 | 2.7, 10.8 | |
Strongly disagree | 2.7 | 0.8, 6.7 | |
No basis to judge | 6.6 | 3.2, 11.8 | |
Do not know | 1.9 | 0.4, 5.6 | |
G Investment Management | Strongly agree | 17.1 | 7.2, 32.1 |
Somewhat agree | 48.8 | 38.2, 59.4 | |
Neither agree nor disagree | 14.6 | 5.6, 29.2 | |
Somewhat disagree | 9.8 | 2.7, 23.1 | |
Strongly disagree | 2.4 | 0.1, 12.9 | |
No basis to judge | 2.4 | 0.1, 12.9 | |
Do not know | 4.9 | 0.6, 16.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
No basis to judge | 8.7 | 1.1, 28.0 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 35.0 | 27.4, 42.7 |
Somewhat agree | 34.2 | 26.5, 42.0 | |
Neither agree nor disagree | 18.7 | 12.7, 26.1 | |
Somewhat disagree | 5.6 | 2.4, 11.0 | |
Strongly disagree | 4.0 | 1.4, 8.7 | |
No basis to judge | 1.0 | 0.1, 4.4 | |
Do not know | 1.3 | 0.1, 4.9 | |
J Information Technology | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 31.8 | 18.6, 47.6 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
No basis to judge | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 34.0 | 20.9, 49.3 |
Somewhat agree | 44.7 | 34.0, 55.3 | |
Neither agree nor disagree | 12.8 | 4.8, 25.7 | |
Somewhat disagree | 2.1 | 0.1, 11.3 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
No basis to judge | 0.0 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 43.7 | 34.3, 53.1 |
Somewhat agree | 25.3 | 16.6, 35.7 | |
Neither agree nor disagree | 14.9 | 8.2, 24.2 | |
Somewhat disagree | 4.6 | 1.3, 11.4 | |
Strongly disagree | 3.4 | 0.7, 9.7 | |
No basis to judge | 6.9 | 2.6, 14.4 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 40.0 | 29.8, 50.2 |
Somewhat agree | 29.2 | 18.6, 41.8 | |
Neither agree nor disagree | 12.3 | 5.5, 22.8 | |
Somewhat disagree | 7.7 | 2.5, 17.0 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
No basis to judge | 6.2 | 1.7, 15.0 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 34.2 | 24.7, 43.7 |
Somewhat agree | 36.7 | 27.0, 46.4 | |
Neither agree nor disagree | 17.7 | 10.0, 27.9 | |
Somewhat disagree | 6.3 | 2.1, 14.2 | |
Strongly disagree | 3.8 | 0.8, 10.7 | |
No basis to judge | 0.0 | 0.0, 3.7 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 38.1 | 29.0, 47.2 |
Somewhat agree | 25.4 | 15.3, 37.9 | |
Neither agree nor disagree | 22.2 | 12.7, 34.5 | |
Somewhat disagree | 3.2 | 0.4, 11.0 | |
Strongly disagree | 4.8 | 1.0, 13.3 | |
No basis to judge | 4.8 | 1.0, 13.3 | |
Do not know | 1.6 | 0.0, 8.5 |
25d. Performance appraisals
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 40.8 | 37.0, 44.6 |
Somewhat agree | 33.6 | 30.0, 37.2 | |
Neither agree nor disagree | 12.0 | 9.4, 14.5 | |
Somewhat disagree | 5.5 | 3.7, 7.7 | |
Strongly disagree | 4.8 | 3.2, 6.9 | |
No basis to judge | 2.2 | 1.1, 3.8 | |
Do not know | 1.2 | 0.5, 2.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 39.6 | 35.4, 43.8 |
Somewhat agree | 34.0 | 29.9, 38.1 | |
Neither agree nor disagree | 12.4 | 9.5, 15.8 | |
Somewhat disagree | 5.2 | 3.3, 7.7 | |
Strongly disagree | 4.6 | 2.9, 7.0 | |
No basis to judge | 2.6 | 1.3, 4.6 | |
Do not know | 1.5 | 0.6, 3.2 | |
C Supervisors | Strongly agree | 45.2 | 36.6, 53.9 |
Somewhat agree | 31.8 | 24.1, 39.6 | |
Neither agree nor disagree | 10.3 | 5.4, 17.5 | |
Somewhat disagree | 6.6 | 2.8, 12.8 | |
Strongly disagree | 5.5 | 2.1, 11.4 | |
No basis to judge | 0.6 | 0.0, 4.8 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 31.9 | 21.4, 44.0 |
Somewhat agree | 43.1 | 33.4, 52.7 | |
Neither agree nor disagree | 9.7 | 4.0, 19.0 | |
Somewhat disagree | 2.8 | 0.3, 9.7 | |
Strongly disagree | 5.6 | 1.5, 13.6 | |
No basis to judge | 6.9 | 2.3, 15.5 | |
Do not know | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 8.1 | 1.7, 21.9 | |
Strongly disagree | 8.1 | 1.7, 21.9 | |
No basis to judge | 5.4 | 0.7, 18.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 44.0 | 37.0, 50.9 |
Somewhat agree | 35.0 | 28.3, 41.8 | |
Neither agree nor disagree | 9.1 | 5.1, 14.9 | |
Somewhat disagree | 5.2 | 2.3, 10.0 | |
Strongly disagree | 3.3 | 1.1, 7.5 | |
No basis to judge | 2.0 | 0.4, 5.7 | |
Do not know | 1.4 | 0.2, 4.8 | |
G Investment Management | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 9.1 | 2.5, 21.7 | |
Somewhat disagree | 2.3 | 0.1, 12.0 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
No basis to judge | 2.3 | 0.1, 12.0 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 0.0 | 0.0, 12.2 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
No basis to judge | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 40.2 | 32.2, 48.2 |
Somewhat agree | 31.2 | 23.8, 38.6 | |
Neither agree nor disagree | 16.8 | 11.0, 24.1 | |
Somewhat disagree | 6.0 | 2.5, 11.8 | |
Strongly disagree | 3.7 | 1.2, 8.3 | |
No basis to judge | 0.4 | 0.0, 3.9 | |
Do not know | 1.7 | 0.3, 5.5 | |
J Information Technology | Strongly agree | 34.9 | 21.0, 50.9 |
Somewhat agree | 25.6 | 13.5, 41.2 | |
Neither agree nor disagree | 7.0 | 1.5, 19.1 | |
Somewhat disagree | 14.0 | 5.3, 27.9 | |
Strongly disagree | 16.3 | 6.8, 30.7 | |
No basis to judge | 2.3 | 0.1, 12.3 | |
Do not know | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Strongly agree | 53.2 | 42.5, 63.9 |
Somewhat agree | 25.5 | 13.9, 40.3 | |
Neither agree nor disagree | 8.5 | 2.4, 20.4 | |
Somewhat disagree | 6.4 | 1.3, 17.5 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
No basis to judge | 0.0 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 42.5 | 33.2, 51.9 |
Somewhat agree | 36.8 | 27.7, 45.9 | |
Neither agree nor disagree | 8.0 | 3.3, 15.9 | |
Somewhat disagree | 4.6 | 1.3, 11.4 | |
Strongly disagree | 3.4 | 0.7, 9.7 | |
No basis to judge | 2.3 | 0.3, 8.1 | |
Do not know | 2.3 | 0.3, 8.1 | |
M Enforcement Headquarters | Strongly agree | 46.2 | 35.8, 56.5 |
Somewhat agree | 32.3 | 21.2, 45.1 | |
Neither agree nor disagree | 10.8 | 4.4, 20.9 | |
Somewhat disagree | 6.2 | 1.7, 15.0 | |
Strongly disagree | 3.1 | 0.4, 10.7 | |
No basis to judge | 1.5 | 0.0, 8.3 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 41.0 | 31.1, 50.9 |
Somewhat agree | 28.2 | 18.6, 39.5 | |
Neither agree nor disagree | 17.9 | 10.2, 28.3 | |
Somewhat disagree | 7.7 | 2.9, 16.0 | |
Strongly disagree | 3.8 | 0.8, 10.8 | |
No basis to judge | 0.0 | 0.0, 3.8 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 37.1 | 28.0, 46.2 |
Somewhat agree | 41.9 | 32.6, 51.2 | |
Neither agree nor disagree | 12.9 | 5.7, 23.9 | |
Somewhat disagree | 0.0 | 0.0, 4.7 | |
Strongly disagree | 3.2 | 0.4, 11.2 | |
No basis to judge | 1.6 | 0.0, 8.7 | |
Do not know | 3.2 | 0.4, 11.2 |
25e. Job assignments
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 37.2 | 33.4, 40.9 |
Somewhat agree | 32.0 | 28.4, 35.6 | |
Neither agree nor disagree | 13.5 | 10.9, 16.1 | |
Somewhat disagree | 7.6 | 5.5, 10.1 | |
Strongly disagree | 5.1 | 3.4, 7.3 | |
No basis to judge | 3.6 | 2.2, 5.5 | |
Do not know | 1.0 | 0.4, 2.3 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 34.7 | 30.6, 38.8 |
Somewhat agree | 31.7 | 27.7, 35.7 | |
Neither agree nor disagree | 13.7 | 10.6, 17.2 | |
Somewhat disagree | 8.7 | 6.3, 11.8 | |
Strongly disagree | 5.7 | 3.7, 8.3 | |
No basis to judge | 4.2 | 2.5, 6.5 | |
Do not know | 1.3 | 0.5, 2.9 | |
C Supervisors | Strongly agree | 46.8 | 38.2, 55.4 |
Somewhat agree | 33.1 | 25.0, 41.3 | |
Neither agree nor disagree | 12.8 | 7.3, 20.4 | |
Somewhat disagree | 3.1 | 0.8, 8.2 | |
Strongly disagree | 2.7 | 0.6, 7.7 | |
No basis to judge | 1.4 | 0.1, 5.7 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 29.6 | 19.3, 41.6 |
Somewhat agree | 38.0 | 28.5, 47.6 | |
Neither agree nor disagree | 12.7 | 6.0, 22.7 | |
Somewhat disagree | 2.8 | 0.3, 9.8 | |
Strongly disagree | 5.6 | 1.6, 13.8 | |
No basis to judge | 9.9 | 4.1, 19.3 | |
Do not know | 1.4 | 0.0, 7.6 | |
E Division of Economic and Risk Analysis | Strongly agree | 48.6 | 38.6, 58.7 |
Somewhat agree | 18.9 | 8.0, 35.2 | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
No basis to judge | 2.7 | 0.1, 14.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 38.2 | 31.4, 45.1 |
Somewhat agree | 29.9 | 23.4, 36.4 | |
Neither agree nor disagree | 13.5 | 8.5, 20.0 | |
Somewhat disagree | 8.5 | 4.6, 14.1 | |
Strongly disagree | 3.8 | 1.4, 8.2 | |
No basis to judge | 4.7 | 1.9, 9.4 | |
Do not know | 1.3 | 0.2, 4.7 | |
G Investment Management | Strongly agree | 27.9 | 15.3, 43.7 |
Somewhat agree | 48.8 | 38.5, 59.2 | |
Neither agree nor disagree | 11.6 | 3.9, 25.1 | |
Somewhat disagree | 4.7 | 0.6, 15.8 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
No basis to judge | 2.3 | 0.1, 12.3 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | . | Data Not Reported | |
No basis to judge | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 40.4 | 32.5, 48.4 |
Somewhat agree | 32.0 | 24.4, 39.6 | |
Neither agree nor disagree | 13.4 | 8.3, 20.2 | |
Somewhat disagree | 8.3 | 4.2, 14.6 | |
Strongly disagree | 3.4 | 1.1, 7.9 | |
No basis to judge | 1.1 | 0.1, 4.5 | |
Do not know | 1.3 | 0.2, 4.9 | |
J Information Technology | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 27.3 | 15.0, 42.8 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | 20.5 | 9.8, 35.3 | |
No basis to judge | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 48.9 | 38.2, 59.6 |
Somewhat agree | 31.9 | 19.1, 47.1 | |
Neither agree nor disagree | 10.6 | 3.5, 23.1 | |
Somewhat disagree | 4.3 | 0.5, 14.5 | |
Strongly disagree | 4.3 | 0.5, 14.5 | |
No basis to judge | 0.0 | 0.0, 6.2 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 39.1 | 29.8, 48.3 |
Somewhat agree | 33.3 | 24.4, 42.3 | |
Neither agree nor disagree | 10.3 | 4.8, 18.7 | |
Somewhat disagree | 8.0 | 3.3, 15.9 | |
Strongly disagree | 2.3 | 0.3, 8.1 | |
No basis to judge | 5.7 | 1.9, 12.9 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 36.9 | 26.9, 47.0 |
Somewhat agree | 24.6 | 14.8, 36.9 | |
Neither agree nor disagree | 18.5 | 9.9, 30.0 | |
Somewhat disagree | 9.2 | 3.5, 19.0 | |
Strongly disagree | 6.2 | 1.7, 15.0 | |
No basis to judge | 3.1 | 0.4, 10.7 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 39.7 | 29.9, 49.6 |
Somewhat agree | 32.1 | 22.6, 41.5 | |
Neither agree nor disagree | 14.1 | 7.3, 23.8 | |
Somewhat disagree | 10.3 | 4.5, 19.2 | |
Strongly disagree | 2.6 | 0.3, 9.0 | |
No basis to judge | 0.0 | 0.0, 3.8 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 42.9 | 33.6, 52.1 |
Somewhat agree | 31.7 | 20.6, 44.7 | |
Neither agree nor disagree | 11.1 | 4.6, 21.6 | |
Somewhat disagree | 1.6 | 0.0, 8.5 | |
Strongly disagree | 6.3 | 1.8, 15.5 | |
No basis to judge | 4.8 | 1.0, 13.3 | |
Do not know | 1.6 | 0.0, 8.5 |
25f. Discipline
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 21.0 | 17.9, 24.1 |
Somewhat agree | 13.2 | 10.6, 15.7 | |
Neither agree nor disagree | 9.7 | 7.4, 12.5 | |
Somewhat disagree | 1.9 | 0.9, 3.5 | |
Strongly disagree | 1.9 | 0.9, 3.4 | |
No basis to judge | 47.1 | 43.2, 50.9 | |
Do not know | 5.3 | 3.6, 7.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 20.3 | 16.8, 23.7 |
Somewhat agree | 12.0 | 9.2, 15.4 | |
Neither agree nor disagree | 10.7 | 8.0, 14.0 | |
Somewhat disagree | 2.0 | 0.8, 3.8 | |
Strongly disagree | 2.0 | 0.9, 3.7 | |
No basis to judge | 47.4 | 43.1, 51.7 | |
Do not know | 5.6 | 3.7, 8.2 | |
C Supervisors | Strongly agree | 23.7 | 16.2, 32.7 |
Somewhat agree | 17.6 | 11.1, 25.9 | |
Neither agree nor disagree | 5.9 | 2.3, 12.0 | |
Somewhat disagree | 1.5 | 0.1, 7.1 | |
Strongly disagree | 1.6 | 0.2, 6.0 | |
No basis to judge | 45.7 | 37.1, 54.4 | |
Do not know | 3.9 | 1.2, 9.3 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 20.8 | 12.2, 32.0 | |
Neither agree nor disagree | 11.1 | 4.9, 20.7 | |
Somewhat disagree | 1.4 | 0.0, 7.5 | |
Strongly disagree | 1.4 | 0.0, 7.5 | |
No basis to judge | 54.2 | 44.4, 63.9 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | 16.2 | 6.2, 32.0 | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 0.0 | 0.0, 7.8 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
No basis to judge | 48.6 | 38.6, 58.7 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 24.1 | 18.1, 30.1 |
Somewhat agree | 6.6 | 3.2, 11.8 | |
Neither agree nor disagree | 7.0 | 3.5, 12.3 | |
Somewhat disagree | 0.7 | 0.0, 3.7 | |
Strongly disagree | 0.6 | 0.0, 3.6 | |
No basis to judge | 52.2 | 45.2, 59.3 | |
Do not know | 8.7 | 4.7, 14.4 | |
G Investment Management | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 0.0 | 0.0, 6.6 | |
Strongly disagree | 0.0 | 0.0, 6.6 | |
No basis to judge | 45.5 | 35.2, 55.7 | |
Do not know | 6.8 | 1.4, 18.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 0.0 | 0.0, 12.2 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 0.0 | 0.0, 12.2 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
No basis to judge | . | Data Not Reported | |
Do not know | 8.7 | 1.1, 28.0 | |
I Compliance Inspections and Examinations | Strongly agree | 20.7 | 14.3, 28.3 |
Somewhat agree | 16.5 | 10.8, 23.7 | |
Neither agree nor disagree | 10.7 | 6.1, 17.1 | |
Somewhat disagree | 4.3 | 1.5, 9.4 | |
Strongly disagree | 1.0 | 0.0, 4.8 | |
No basis to judge | 42.4 | 34.3, 50.4 | |
Do not know | 4.4 | 1.7, 9.2 | |
J Information Technology | Strongly agree | 18.6 | 8.4, 33.4 |
Somewhat agree | 25.6 | 13.5, 41.2 | |
Neither agree nor disagree | 11.6 | 3.9, 25.1 | |
Somewhat disagree | 2.3 | 0.1, 12.3 | |
Strongly disagree | 16.3 | 6.8, 30.7 | |
No basis to judge | 25.6 | 13.5, 41.2 | |
Do not know | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Strongly agree | 31.9 | 19.1, 47.1 |
Somewhat agree | 8.5 | 2.4, 20.4 | |
Neither agree nor disagree | 10.6 | 3.5, 23.1 | |
Somewhat disagree | 0.0 | 0.0, 6.2 | |
Strongly disagree | 2.1 | 0.1, 11.3 | |
No basis to judge | 46.8 | 36.1, 57.5 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 21.8 | 13.7, 32.0 |
Somewhat agree | 6.9 | 2.6, 14.4 | |
Neither agree nor disagree | 4.6 | 1.3, 11.4 | |
Somewhat disagree | 1.1 | 0.0, 6.2 | |
Strongly disagree | 0.0 | 0.0, 3.4 | |
No basis to judge | 55.2 | 45.8, 64.6 | |
Do not know | 10.3 | 4.8, 18.7 | |
M Enforcement Headquarters | Strongly agree | 27.7 | 17.3, 40.2 |
Somewhat agree | 6.2 | 1.7, 15.0 | |
Neither agree nor disagree | 10.8 | 4.4, 20.9 | |
Somewhat disagree | 0.0 | 0.0, 4.5 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
No basis to judge | 47.7 | 37.3, 58.1 | |
Do not know | 6.2 | 1.7, 15.0 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 17.9 | 10.2, 28.3 |
Somewhat agree | 16.7 | 9.2, 26.8 | |
Neither agree nor disagree | 11.5 | 5.4, 20.8 | |
Somewhat disagree | 5.1 | 1.4, 12.6 | |
Strongly disagree | 1.3 | 0.0, 6.9 | |
No basis to judge | 43.6 | 33.6, 53.6 | |
Do not know | 3.8 | 0.8, 10.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 30.2 | 19.2, 43.0 |
Somewhat agree | 15.9 | 7.9, 27.3 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 1.6 | 0.0, 8.5 | |
Strongly disagree | 0.0 | 0.0, 4.6 | |
No basis to judge | 38.1 | 29.0, 47.2 | |
Do not know | 6.3 | 1.8, 15.5 |
25g. Pay
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 25.6 | 22.2, 29.0 |
Somewhat agree | 26.5 | 23.1, 29.9 | |
Neither agree nor disagree | 18.9 | 15.8, 21.9 | |
Somewhat disagree | 13.2 | 10.6, 15.9 | |
Strongly disagree | 10.5 | 8.0, 13.3 | |
No basis to judge | 4.1 | 2.6, 6.1 | |
Do not know | 1.3 | 0.5, 2.6 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 22.9 | 19.2, 26.6 |
Somewhat agree | 25.7 | 21.9, 29.4 | |
Neither agree nor disagree | 20.2 | 16.7, 23.6 | |
Somewhat disagree | 14.3 | 11.2, 17.4 | |
Strongly disagree | 11.0 | 8.3, 14.3 | |
No basis to judge | 4.4 | 2.7, 6.7 | |
Do not know | 1.6 | 0.7, 3.2 | |
C Supervisors | Strongly agree | 36.3 | 27.9, 44.8 |
Somewhat agree | 29.5 | 21.5, 37.6 | |
Neither agree nor disagree | 13.8 | 8.0, 21.6 | |
Somewhat disagree | 9.0 | 4.4, 15.9 | |
Strongly disagree | 8.3 | 3.9, 15.1 | |
No basis to judge | 3.0 | 0.7, 8.2 | |
Do not know | 0.0 | 0.0, 2.7 | |
D Corporation Finance | Strongly agree | 19.4 | 11.1, 30.5 |
Somewhat agree | 29.2 | 19.0, 41.1 | |
Neither agree nor disagree | 22.2 | 13.3, 33.6 | |
Somewhat disagree | 6.9 | 2.3, 15.5 | |
Strongly disagree | 16.7 | 8.9, 27.3 | |
No basis to judge | 4.2 | 0.9, 11.7 | |
Do not know | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 18.9 | 8.0, 35.2 |
Somewhat agree | 16.2 | 6.2, 32.0 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 24.3 | 11.8, 41.2 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
No basis to judge | 5.4 | 0.7, 18.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 29.8 | 23.4, 36.3 |
Somewhat agree | 21.1 | 14.9, 28.5 | |
Neither agree nor disagree | 14.8 | 9.6, 21.5 | |
Somewhat disagree | 17.6 | 11.9, 24.6 | |
Strongly disagree | 8.8 | 4.8, 14.5 | |
No basis to judge | 6.0 | 2.8, 11.1 | |
Do not know | 1.9 | 0.4, 5.6 | |
G Investment Management | Strongly agree | 22.7 | 11.5, 37.8 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
No basis to judge | 9.1 | 2.5, 21.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
No basis to judge | 4.3 | 0.1, 21.9 | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 25.9 | 18.6, 33.1 |
Somewhat agree | 31.1 | 23.5, 38.6 | |
Neither agree nor disagree | 20.0 | 13.7, 27.7 | |
Somewhat disagree | 11.6 | 6.8, 18.1 | |
Strongly disagree | 10.3 | 5.8, 16.6 | |
No basis to judge | 0.7 | 0.0, 3.9 | |
Do not know | 0.4 | 0.0, 3.9 | |
J Information Technology | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 22.7 | 11.5, 37.8 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 18.2 | 8.2, 32.7 | |
No basis to judge | 2.3 | 0.1, 12.0 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | Strongly agree | 19.1 | 9.1, 33.3 |
Somewhat agree | 29.8 | 17.3, 44.9 | |
Neither agree nor disagree | 29.8 | 17.3, 44.9 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
No basis to judge | 6.4 | 1.3, 17.5 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 30.2 | 21.5, 39.0 |
Somewhat agree | 19.8 | 12.0, 29.8 | |
Neither agree nor disagree | 17.4 | 10.1, 27.1 | |
Somewhat disagree | 14.0 | 7.4, 23.1 | |
Strongly disagree | 10.5 | 4.9, 18.9 | |
No basis to judge | 7.0 | 2.6, 14.6 | |
Do not know | 1.2 | 0.0, 6.3 | |
M Enforcement Headquarters | Strongly agree | 29.2 | 18.6, 41.8 |
Somewhat agree | 23.1 | 13.5, 35.2 | |
Neither agree nor disagree | 10.8 | 4.4, 20.9 | |
Somewhat disagree | 23.1 | 13.5, 35.2 | |
Strongly disagree | 6.2 | 1.7, 15.0 | |
No basis to judge | 4.6 | 1.0, 12.9 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 27.3 | 17.7, 38.6 |
Somewhat agree | 31.2 | 21.8, 40.6 | |
Neither agree nor disagree | 22.1 | 13.4, 33.0 | |
Somewhat disagree | 11.7 | 5.5, 21.0 | |
Strongly disagree | 7.8 | 2.9, 16.2 | |
No basis to judge | 0.0 | 0.0, 3.8 | |
Do not know | 0.0 | 0.0, 3.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 21.0 | 11.7, 33.2 |
Somewhat agree | 30.6 | 19.6, 43.7 | |
Neither agree nor disagree | 12.9 | 5.7, 23.9 | |
Somewhat disagree | 11.3 | 4.7, 21.9 | |
Strongly disagree | 19.4 | 10.4, 31.4 | |
No basis to judge | 3.2 | 0.4, 11.2 | |
Do not know | 1.6 | 0.0, 8.7 |
26. To what extent do you agree or disagree with the following statements regarding SEC's performance management
system in place in 2018? (Select one response per item.)
26a. SEC's performance management system uses relevant criteria to evaluate my performance.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 9.5 | 7.2, 12.3 |
Somewhat agree | 38.7 | 34.9, 42.5 | |
Neither agree nor disagree | 18.4 | 15.4, 21.3 | |
Somewhat disagree | 18.3 | 15.4, 21.3 | |
Strongly disagree | 11.3 | 8.9, 13.7 | |
Do not know | 3.7 | 2.3, 5.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 9.1 | 6.6, 12.2 |
Somewhat agree | 36.4 | 32.3, 40.6 | |
Neither agree nor disagree | 21.6 | 18.1, 25.1 | |
Somewhat disagree | 16.6 | 13.5, 19.8 | |
Strongly disagree | 11.8 | 9.0, 15.2 | |
Do not know | 4.4 | 2.7, 6.7 | |
C Supervisors | Strongly agree | 11.2 | 6.0, 18.4 |
Somewhat agree | 47.5 | 38.9, 56.1 | |
Neither agree nor disagree | 5.8 | 2.3, 11.8 | |
Somewhat disagree | 24.9 | 17.3, 33.9 | |
Strongly disagree | 9.2 | 4.6, 16.1 | |
Do not know | 1.4 | 0.1, 5.6 | |
D Corporation Finance | Strongly agree | 6.9 | 2.3, 15.5 |
Somewhat agree | 43.1 | 33.4, 52.7 | |
Neither agree nor disagree | 19.4 | 11.1, 30.5 | |
Somewhat disagree | 12.5 | 5.9, 22.4 | |
Strongly disagree | 11.1 | 4.9, 20.7 | |
Do not know | 6.9 | 2.3, 15.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 16.2 | 6.2, 32.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | 21.6 | 9.8, 38.2 | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | Strongly agree | 10.3 | 6.0, 16.3 |
Somewhat agree | 36.3 | 29.6, 43.1 | |
Neither agree nor disagree | 17.1 | 11.5, 24.0 | |
Somewhat disagree | 22.3 | 16.0, 29.7 | |
Strongly disagree | 11.1 | 6.6, 17.2 | |
Do not know | 2.8 | 0.8, 6.8 | |
G Investment Management | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 47.7 | 37.5, 58.0 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 20.5 | 9.8, 35.3 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 9.0 | 4.9, 15.0 |
Somewhat agree | 41.4 | 33.4, 49.4 | |
Neither agree nor disagree | 18.8 | 12.7, 26.2 | |
Somewhat disagree | 16.0 | 10.4, 23.2 | |
Strongly disagree | 12.4 | 7.5, 19.0 | |
Do not know | 2.3 | 0.5, 6.5 | |
J Information Technology | Strongly agree | 11.4 | 3.8, 24.6 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 20.5 | 9.8, 35.3 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 11.4 | 3.8, 24.6 | |
Do not know | 11.4 | 3.8, 24.6 | |
K Trading and Markets | Strongly agree | 8.5 | 2.4, 20.4 |
Somewhat agree | 40.4 | 26.4, 55.7 | |
Neither agree nor disagree | 19.1 | 9.1, 33.3 | |
Somewhat disagree | 21.3 | 10.7, 35.7 | |
Strongly disagree | 8.5 | 2.4, 20.4 | |
Do not know | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Strongly agree | 9.1 | 4.0, 17.1 |
Somewhat agree | 40.9 | 31.7, 50.2 | |
Neither agree nor disagree | 18.2 | 10.8, 27.8 | |
Somewhat disagree | 15.9 | 9.0, 25.2 | |
Strongly disagree | 11.4 | 5.6, 19.9 | |
Do not know | 4.5 | 1.3, 11.2 | |
M Enforcement Headquarters | Strongly agree | 12.3 | 5.5, 22.8 |
Somewhat agree | 29.2 | 18.6, 41.8 | |
Neither agree nor disagree | 15.4 | 7.6, 26.5 | |
Somewhat disagree | 32.3 | 21.2, 45.1 | |
Strongly disagree | 10.8 | 4.4, 20.9 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 8.9 | 3.6, 17.4 |
Somewhat agree | 43.0 | 33.1, 53.0 | |
Neither agree nor disagree | 17.7 | 10.0, 27.9 | |
Somewhat disagree | 16.5 | 9.1, 26.5 | |
Strongly disagree | 11.4 | 5.3, 20.5 | |
Do not know | 2.5 | 0.3, 8.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 9.7 | 3.6, 19.9 |
Somewhat agree | 35.5 | 23.7, 48.7 | |
Neither agree nor disagree | 22.6 | 12.9, 35.0 | |
Somewhat disagree | 14.5 | 6.9, 25.8 | |
Strongly disagree | 16.1 | 8.0, 27.7 | |
Do not know | 1.6 | 0.0, 8.7 |
26b. SEC's performance management system allows supervisors and managers to have a meaningful discussion with their staff on how they are performing.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 9.7 | 7.4, 12.4 |
Somewhat agree | 37.9 | 34.1, 41.6 | |
Neither agree nor disagree | 21.3 | 18.1, 24.4 | |
Somewhat disagree | 16.2 | 13.3, 19.0 | |
Strongly disagree | 11.5 | 9.0, 14.0 | |
Do not know | 3.5 | 2.2, 5.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 9.6 | 7.0, 12.7 |
Somewhat agree | 36.3 | 32.2, 40.4 | |
Neither agree nor disagree | 22.3 | 18.7, 25.9 | |
Somewhat disagree | 16.2 | 13.0, 19.3 | |
Strongly disagree | 11.3 | 8.5, 14.6 | |
Do not know | 4.3 | 2.6, 6.6 | |
C Supervisors | Strongly agree | 10.0 | 5.1, 17.1 |
Somewhat agree | 43.9 | 35.4, 52.5 | |
Neither agree nor disagree | 17.1 | 10.6, 25.3 | |
Somewhat disagree | 16.2 | 10.0, 24.3 | |
Strongly disagree | 12.2 | 6.8, 19.7 | |
Do not know | 0.6 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 5.6 | 1.5, 13.6 |
Somewhat agree | 52.8 | 43.0, 62.5 | |
Neither agree nor disagree | 15.3 | 7.9, 25.7 | |
Somewhat disagree | 9.7 | 4.0, 19.0 | |
Strongly disagree | 12.5 | 5.9, 22.4 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 18.9 | 8.0, 35.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
Do not know | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 11.7 | 7.1, 17.9 |
Somewhat agree | 31.6 | 25.0, 38.1 | |
Neither agree nor disagree | 23.0 | 16.6, 30.4 | |
Somewhat disagree | 20.5 | 14.4, 27.8 | |
Strongly disagree | 11.1 | 6.6, 17.2 | |
Do not know | 2.1 | 0.5, 5.8 | |
G Investment Management | Strongly agree | 11.4 | 3.8, 24.6 |
Somewhat agree | 47.7 | 37.5, 58.0 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 4.3 | 0.1, 21.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 4.3 | 0.1, 21.9 | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 6.5 | 3.0, 11.9 |
Somewhat agree | 39.3 | 31.4, 47.3 | |
Neither agree nor disagree | 21.5 | 15.0, 29.2 | |
Somewhat disagree | 14.8 | 9.4, 21.8 | |
Strongly disagree | 13.8 | 8.6, 20.7 | |
Do not know | 4.0 | 1.5, 8.8 | |
J Information Technology | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 18.2 | 8.2, 32.7 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 6.8 | 1.4, 18.7 | |
K Trading and Markets | Strongly agree | 14.9 | 6.2, 28.3 |
Somewhat agree | 36.2 | 22.7, 51.5 | |
Neither agree nor disagree | 19.1 | 9.1, 33.3 | |
Somewhat disagree | 19.1 | 9.1, 33.3 | |
Strongly disagree | 8.5 | 2.4, 20.4 | |
Do not know | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Strongly agree | 11.4 | 5.6, 19.9 |
Somewhat agree | 34.1 | 25.2, 43.0 | |
Neither agree nor disagree | 23.9 | 15.4, 34.1 | |
Somewhat disagree | 15.9 | 9.0, 25.2 | |
Strongly disagree | 11.4 | 5.6, 19.9 | |
Do not know | 3.4 | 0.7, 9.6 | |
M Enforcement Headquarters | Strongly agree | 12.3 | 5.5, 22.8 |
Somewhat agree | 27.7 | 17.3, 40.2 | |
Neither agree nor disagree | 21.5 | 12.3, 33.5 | |
Somewhat disagree | 27.7 | 17.3, 40.2 | |
Strongly disagree | 10.8 | 4.4, 20.9 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 5.1 | 1.4, 12.6 |
Somewhat agree | 41.0 | 31.1, 50.9 | |
Neither agree nor disagree | 23.1 | 14.3, 34.0 | |
Somewhat disagree | 14.1 | 7.3, 23.8 | |
Strongly disagree | 12.8 | 6.3, 22.3 | |
Do not know | 3.8 | 0.8, 10.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 11.1 | 4.6, 21.6 |
Somewhat agree | 33.3 | 22.0, 46.3 | |
Neither agree nor disagree | 15.9 | 7.9, 27.3 | |
Somewhat disagree | 17.5 | 9.1, 29.1 | |
Strongly disagree | 17.5 | 9.1, 29.1 | |
Do not know | 4.8 | 1.0, 13.3 |
26c. SEC's performance management system provides consistent standards for rewarding performance.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 7.3 | 5.3, 9.8 |
Somewhat agree | 23.2 | 19.9, 26.5 | |
Neither agree nor disagree | 21.4 | 18.2, 24.5 | |
Somewhat disagree | 22.6 | 19.4, 25.9 | |
Strongly disagree | 19.3 | 16.2, 22.4 | |
Do not know | 6.1 | 4.3, 8.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 6.9 | 4.7, 9.6 |
Somewhat agree | 22.0 | 18.3, 25.6 | |
Neither agree nor disagree | 20.9 | 17.4, 24.3 | |
Somewhat disagree | 22.6 | 18.9, 26.2 | |
Strongly disagree | 20.4 | 16.9, 23.9 | |
Do not know | 7.3 | 5.1, 10.2 | |
C Supervisors | Strongly agree | 9.2 | 4.5, 16.1 |
Somewhat agree | 28.0 | 20.3, 35.7 | |
Neither agree nor disagree | 23.4 | 15.9, 32.3 | |
Somewhat disagree | 23.0 | 15.6, 31.8 | |
Strongly disagree | 15.1 | 9.0, 23.0 | |
Do not know | 1.4 | 0.1, 5.7 | |
D Corporation Finance | Strongly agree | 6.9 | 2.3, 15.5 |
Somewhat agree | 23.6 | 14.4, 35.1 | |
Neither agree nor disagree | 20.8 | 12.2, 32.0 | |
Somewhat disagree | 20.8 | 12.2, 32.0 | |
Strongly disagree | 18.1 | 10.0, 28.9 | |
Do not know | 9.7 | 4.0, 19.0 | |
E Division of Economic and Risk Analysis | Strongly agree | 16.2 | 6.2, 32.0 |
Somewhat agree | 8.1 | 1.7, 21.9 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 21.6 | 9.8, 38.2 | |
Strongly disagree | 16.2 | 6.2, 32.0 | |
Do not know | 8.1 | 1.7, 21.9 | |
F Enforcement | Strongly agree | 8.0 | 4.2, 13.6 |
Somewhat agree | 27.1 | 20.8, 33.4 | |
Neither agree nor disagree | 14.6 | 9.4, 21.3 | |
Somewhat disagree | 26.4 | 20.2, 32.6 | |
Strongly disagree | 19.8 | 13.8, 27.1 | |
Do not know | 4.0 | 1.5, 8.5 | |
G Investment Management | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 31.8 | 18.6, 47.6 | |
Somewhat disagree | 27.3 | 15.0, 42.8 | |
Strongly disagree | 13.6 | 5.2, 27.4 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 9.1 | 1.1, 29.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 9.1 | 1.1, 29.2 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 9.1 | 1.1, 29.2 | |
I Compliance Inspections and Examinations | Strongly agree | 5.4 | 2.2, 10.9 |
Somewhat agree | 22.5 | 15.8, 30.3 | |
Neither agree nor disagree | 25.8 | 18.7, 33.0 | |
Somewhat disagree | 19.7 | 13.4, 27.2 | |
Strongly disagree | 20.7 | 14.4, 28.4 | |
Do not know | 5.9 | 2.6, 11.1 | |
J Information Technology | Strongly agree | 2.3 | 0.1, 12.0 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 29.5 | 16.8, 45.2 | |
Somewhat disagree | 20.5 | 9.8, 35.3 | |
Strongly disagree | 18.2 | 8.2, 32.7 | |
Do not know | 11.4 | 3.8, 24.6 | |
K Trading and Markets | Strongly agree | 12.8 | 4.8, 25.7 |
Somewhat agree | 17.0 | 7.6, 30.8 | |
Neither agree nor disagree | 19.1 | 9.1, 33.3 | |
Somewhat disagree | 23.4 | 12.3, 38.0 | |
Strongly disagree | 19.1 | 9.1, 33.3 | |
Do not know | 8.5 | 2.4, 20.4 | |
L Enforcement Regional Offices | Strongly agree | 9.2 | 4.1, 17.3 |
Somewhat agree | 26.4 | 17.6, 37.0 | |
Neither agree nor disagree | 14.9 | 8.2, 24.2 | |
Somewhat disagree | 25.3 | 16.6, 35.7 | |
Strongly disagree | 19.5 | 11.8, 29.4 | |
Do not know | 4.6 | 1.3, 11.4 | |
M Enforcement Headquarters | Strongly agree | 6.2 | 1.7, 15.2 |
Somewhat agree | 28.1 | 17.6, 40.8 | |
Neither agree nor disagree | 14.1 | 6.6, 25.0 | |
Somewhat disagree | 28.1 | 17.6, 40.8 | |
Strongly disagree | 20.3 | 11.3, 32.2 | |
Do not know | 3.1 | 0.4, 10.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 6.5 | 2.1, 14.5 |
Somewhat agree | 22.1 | 13.4, 33.0 | |
Neither agree nor disagree | 26.0 | 16.6, 37.2 | |
Somewhat disagree | 20.8 | 12.4, 31.5 | |
Strongly disagree | 20.8 | 12.4, 31.5 | |
Do not know | 3.9 | 0.8, 11.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 1.6 | 0.0, 8.5 |
Somewhat agree | 23.8 | 14.0, 36.2 | |
Neither agree nor disagree | 25.4 | 15.3, 37.9 | |
Somewhat disagree | 15.9 | 7.9, 27.3 | |
Strongly disagree | 20.6 | 11.5, 32.7 | |
Do not know | 12.7 | 5.6, 23.5 |
26d. Changes need to be made to increase transparency in the process used to rate my performance.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 15.4 | 12.6, 18.2 |
Somewhat agree | 26.5 | 23.1, 29.9 | |
Neither agree nor disagree | 34.0 | 30.3, 37.7 | |
Somewhat disagree | 13.3 | 10.8, 15.9 | |
Strongly disagree | 5.3 | 3.6, 7.5 | |
Do not know | 5.5 | 3.8, 7.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 16.6 | 13.5, 19.8 |
Somewhat agree | 26.4 | 22.6, 30.2 | |
Neither agree nor disagree | 32.6 | 28.6, 36.7 | |
Somewhat disagree | 13.3 | 10.2, 16.8 | |
Strongly disagree | 5.1 | 3.2, 7.5 | |
Do not know | 6.0 | 4.0, 8.6 | |
C Supervisors | Strongly agree | 10.5 | 5.5, 17.7 |
Somewhat agree | 26.6 | 18.7, 35.8 | |
Neither agree nor disagree | 39.3 | 30.8, 47.9 | |
Somewhat disagree | 13.7 | 7.9, 21.5 | |
Strongly disagree | 6.3 | 2.6, 12.5 | |
Do not know | 3.6 | 1.0, 8.9 | |
D Corporation Finance | Strongly agree | 19.4 | 11.1, 30.5 |
Somewhat agree | 23.6 | 14.4, 35.1 | |
Neither agree nor disagree | 27.8 | 17.9, 39.6 | |
Somewhat disagree | 11.1 | 4.9, 20.7 | |
Strongly disagree | 9.7 | 4.0, 19.0 | |
Do not know | 8.3 | 3.1, 17.3 | |
E Division of Economic and Risk Analysis | Strongly agree | 24.3 | 11.8, 41.2 |
Somewhat agree | 21.6 | 9.8, 38.2 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.1 | 1.7, 21.9 | |
Strongly disagree | 5.4 | 0.7, 18.2 | |
Do not know | 2.7 | 0.1, 14.2 | |
F Enforcement | Strongly agree | 10.4 | 6.1, 16.4 |
Somewhat agree | 31.3 | 24.8, 37.7 | |
Neither agree nor disagree | 37.2 | 30.4, 44.0 | |
Somewhat disagree | 11.9 | 7.2, 18.1 | |
Strongly disagree | 5.9 | 2.7, 10.9 | |
Do not know | 3.3 | 1.1, 7.5 | |
G Investment Management | Strongly agree | 11.4 | 3.8, 24.6 |
Somewhat agree | 43.2 | 33.0, 53.3 | |
Neither agree nor disagree | 20.5 | 9.8, 35.3 | |
Somewhat disagree | 18.2 | 8.2, 32.7 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 4.5 | 0.1, 22.8 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 4.5 | 0.1, 22.8 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 17.8 | 11.8, 25.2 |
Somewhat agree | 23.6 | 16.9, 31.5 | |
Neither agree nor disagree | 34.3 | 26.6, 42.1 | |
Somewhat disagree | 13.6 | 8.4, 20.3 | |
Strongly disagree | 3.7 | 1.2, 8.3 | |
Do not know | 7.0 | 3.4, 12.7 | |
J Information Technology | Strongly agree | 23.3 | 11.8, 38.6 |
Somewhat agree | 14.0 | 5.3, 27.9 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 11.6 | 3.9, 25.1 | |
Strongly disagree | 0.0 | 0.0, 6.7 | |
Do not know | 9.3 | 2.6, 22.1 | |
K Trading and Markets | Strongly agree | 19.6 | 9.4, 33.9 |
Somewhat agree | 21.7 | 10.9, 36.4 | |
Neither agree nor disagree | 28.3 | 16.0, 43.5 | |
Somewhat disagree | 21.7 | 10.9, 36.4 | |
Strongly disagree | 4.3 | 0.5, 14.8 | |
Do not know | 4.3 | 0.5, 14.8 | |
L Enforcement Regional Offices | Strongly agree | 9.2 | 4.1, 17.3 |
Somewhat agree | 27.6 | 18.5, 38.2 | |
Neither agree nor disagree | 41.4 | 32.1, 50.7 | |
Somewhat disagree | 12.6 | 6.5, 21.5 | |
Strongly disagree | 5.7 | 1.9, 12.9 | |
Do not know | 3.4 | 0.7, 9.7 | |
M Enforcement Headquarters | Strongly agree | 12.3 | 5.5, 22.8 |
Somewhat agree | 36.9 | 26.9, 47.0 | |
Neither agree nor disagree | 30.8 | 19.9, 43.4 | |
Somewhat disagree | 10.8 | 4.4, 20.9 | |
Strongly disagree | 6.2 | 1.7, 15.0 | |
Do not know | 3.1 | 0.4, 10.7 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 19.2 | 11.2, 29.7 |
Somewhat agree | 23.1 | 14.3, 34.0 | |
Neither agree nor disagree | 34.6 | 25.0, 44.2 | |
Somewhat disagree | 11.5 | 5.4, 20.8 | |
Strongly disagree | 3.8 | 0.8, 10.8 | |
Do not know | 7.7 | 2.9, 16.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 12.7 | 5.6, 23.5 |
Somewhat agree | 25.4 | 15.3, 37.9 | |
Neither agree nor disagree | 33.3 | 22.0, 46.3 | |
Somewhat disagree | 20.6 | 11.5, 32.7 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 4.8 | 1.0, 13.3 |
26e. Calibration of performance ratings by management improves fairness in the performance management system.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 5.5 | 3.8, 7.8 |
Somewhat agree | 19.7 | 16.5, 22.8 | |
Neither agree nor disagree | 23.2 | 20.0, 26.5 | |
Somewhat disagree | 13.4 | 10.8, 16.1 | |
Strongly disagree | 12.0 | 9.5, 14.6 | |
Do not know | 26.0 | 22.7, 29.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 5.0 | 3.2, 7.5 |
Somewhat agree | 15.7 | 12.5, 18.9 | |
Neither agree nor disagree | 26.1 | 22.3, 29.9 | |
Somewhat disagree | 11.7 | 8.8, 15.0 | |
Strongly disagree | 11.5 | 8.7, 14.8 | |
Do not know | 30.0 | 26.1, 33.9 | |
C Supervisors | Strongly agree | 7.6 | 3.4, 14.1 |
Somewhat agree | 35.3 | 27.0, 43.6 | |
Neither agree nor disagree | 12.0 | 6.6, 19.5 | |
Somewhat disagree | 20.3 | 13.3, 29.0 | |
Strongly disagree | 14.2 | 8.3, 22.0 | |
Do not know | 10.7 | 5.6, 17.9 | |
D Corporation Finance | Strongly agree | 8.5 | 3.2, 17.5 |
Somewhat agree | 22.5 | 13.5, 34.0 | |
Neither agree nor disagree | 14.1 | 7.0, 24.4 | |
Somewhat disagree | 11.3 | 5.0, 21.0 | |
Strongly disagree | 15.5 | 8.0, 26.0 | |
Do not know | 28.2 | 18.1, 40.1 | |
E Division of Economic and Risk Analysis | Strongly agree | 5.4 | 0.7, 18.2 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
Do not know | . | Data Not Reported | |
F Enforcement | Strongly agree | 3.4 | 1.1, 7.7 |
Somewhat agree | 17.2 | 11.6, 24.2 | |
Neither agree nor disagree | 21.4 | 15.1, 28.8 | |
Somewhat disagree | 15.5 | 10.1, 22.3 | |
Strongly disagree | 10.0 | 5.7, 15.9 | |
Do not know | 32.5 | 25.9, 39.2 | |
G Investment Management | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 20.5 | 9.8, 35.3 | |
Neither agree nor disagree | 20.5 | 9.8, 35.3 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 25.0 | 13.2, 40.3 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 8.7 | 1.1, 28.0 |
Somewhat agree | 8.7 | 1.1, 28.0 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 4.3 | 0.1, 21.9 | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 4.0 | 1.5, 8.8 |
Somewhat agree | 24.9 | 18.0, 31.9 | |
Neither agree nor disagree | 27.5 | 20.2, 34.9 | |
Somewhat disagree | 11.7 | 6.9, 18.3 | |
Strongly disagree | 14.1 | 8.9, 21.0 | |
Do not know | 17.6 | 11.7, 24.9 | |
J Information Technology | Strongly agree | 9.3 | 2.6, 22.1 |
Somewhat agree | 7.0 | 1.5, 19.1 | |
Neither agree nor disagree | 30.2 | 17.2, 46.1 | |
Somewhat disagree | 20.9 | 10.0, 36.0 | |
Strongly disagree | 16.3 | 6.8, 30.7 | |
Do not know | 16.3 | 6.8, 30.7 | |
K Trading and Markets | Strongly agree | 8.7 | 2.4, 20.8 |
Somewhat agree | 13.0 | 4.9, 26.3 | |
Neither agree nor disagree | 28.3 | 16.0, 43.5 | |
Somewhat disagree | 13.0 | 4.9, 26.3 | |
Strongly disagree | 10.9 | 3.6, 23.6 | |
Do not know | 26.1 | 14.3, 41.1 | |
L Enforcement Regional Offices | Strongly agree | 4.6 | 1.3, 11.4 |
Somewhat agree | 17.2 | 10.0, 26.8 | |
Neither agree nor disagree | 16.1 | 9.1, 25.5 | |
Somewhat disagree | 18.4 | 10.9, 28.1 | |
Strongly disagree | 10.3 | 4.8, 18.7 | |
Do not know | 33.3 | 24.4, 42.3 | |
M Enforcement Headquarters | Strongly agree | 1.6 | 0.0, 8.4 |
Somewhat agree | 17.2 | 8.9, 28.7 | |
Neither agree nor disagree | 29.7 | 18.9, 42.4 | |
Somewhat disagree | 10.9 | 4.5, 21.2 | |
Strongly disagree | 9.4 | 3.5, 19.3 | |
Do not know | 31.3 | 20.2, 44.1 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 3.8 | 0.8, 10.8 |
Somewhat agree | 24.4 | 15.3, 35.4 | |
Neither agree nor disagree | 29.5 | 19.7, 40.9 | |
Somewhat disagree | 12.8 | 6.3, 22.3 | |
Strongly disagree | 14.1 | 7.3, 23.8 | |
Do not know | 15.4 | 8.2, 25.3 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 4.8 | 1.0, 13.3 |
Somewhat agree | 27.0 | 16.6, 39.7 | |
Neither agree nor disagree | 20.6 | 11.5, 32.7 | |
Somewhat disagree | 7.9 | 2.6, 17.6 | |
Strongly disagree | 14.3 | 6.7, 25.4 | |
Do not know | 25.4 | 15.3, 37.9 |
26f. Employee performance appraisals are fair and appropriate under SEC's performance management system.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 8.8 | 6.5, 11.4 |
Somewhat agree | 31.7 | 28.1, 35.4 | |
Neither agree nor disagree | 20.9 | 17.8, 24.0 | |
Somewhat disagree | 13.2 | 10.5, 15.9 | |
Strongly disagree | 11.4 | 8.9, 13.8 | |
Do not know | 14.1 | 11.5, 16.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 8.0 | 5.6, 10.9 |
Somewhat agree | 29.4 | 25.4, 33.4 | |
Neither agree nor disagree | 21.3 | 17.8, 24.8 | |
Somewhat disagree | 13.2 | 10.2, 16.7 | |
Strongly disagree | 11.1 | 8.3, 14.4 | |
Do not know | 17.1 | 13.9, 20.2 | |
C Supervisors | Strongly agree | 11.8 | 6.5, 19.3 |
Somewhat agree | 41.1 | 32.6, 49.6 | |
Neither agree nor disagree | 19.3 | 12.4, 27.9 | |
Somewhat disagree | 12.9 | 7.2, 20.9 | |
Strongly disagree | 12.6 | 7.0, 20.2 | |
Do not know | 2.3 | 0.4, 7.1 | |
D Corporation Finance | Strongly agree | 7.1 | 2.4, 15.9 |
Somewhat agree | 31.4 | 20.9, 43.6 | |
Neither agree nor disagree | 20.0 | 11.4, 31.3 | |
Somewhat disagree | 14.3 | 7.1, 24.7 | |
Strongly disagree | 11.4 | 5.1, 21.3 | |
Do not know | 15.7 | 8.1, 26.4 | |
E Division of Economic and Risk Analysis | Strongly agree | 8.1 | 1.7, 21.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 21.6 | 9.8, 38.2 | |
Somewhat disagree | 8.1 | 1.7, 21.9 | |
Strongly disagree | 8.1 | 1.7, 21.9 | |
Do not know | . | Data Not Reported | |
F Enforcement | Strongly agree | 11.1 | 6.6, 17.2 |
Somewhat agree | 30.4 | 24.0, 36.9 | |
Neither agree nor disagree | 19.3 | 13.3, 26.4 | |
Somewhat disagree | 13.2 | 8.3, 19.6 | |
Strongly disagree | 12.4 | 7.7, 18.7 | |
Do not know | 13.5 | 8.5, 20.0 | |
G Investment Management | Strongly agree | 11.4 | 3.8, 24.6 |
Somewhat agree | 31.8 | 18.6, 47.6 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 13.6 | 5.2, 27.4 | |
Strongly disagree | 4.5 | 0.6, 15.5 | |
Do not know | 22.7 | 11.5, 37.8 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 8.7 | 1.1, 28.0 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 0.0 | 0.0, 12.2 | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 6.1 | 2.8, 11.5 |
Somewhat agree | 35.8 | 28.0, 43.7 | |
Neither agree nor disagree | 22.2 | 15.6, 30.1 | |
Somewhat disagree | 14.3 | 8.9, 21.3 | |
Strongly disagree | 10.6 | 6.0, 16.9 | |
Do not know | 10.9 | 6.3, 17.4 | |
J Information Technology | Strongly agree | 7.0 | 1.5, 19.1 |
Somewhat agree | 20.9 | 10.0, 36.0 | |
Neither agree nor disagree | 27.9 | 15.3, 43.7 | |
Somewhat disagree | 20.9 | 10.0, 36.0 | |
Strongly disagree | 9.3 | 2.6, 22.1 | |
Do not know | 14.0 | 5.3, 27.9 | |
K Trading and Markets | Strongly agree | 10.9 | 3.6, 23.6 |
Somewhat agree | 34.8 | 21.4, 50.2 | |
Neither agree nor disagree | 19.6 | 9.4, 33.9 | |
Somewhat disagree | 6.5 | 1.4, 17.9 | |
Strongly disagree | 15.2 | 6.3, 28.9 | |
Do not know | 13.0 | 4.9, 26.3 | |
L Enforcement Regional Offices | Strongly agree | 11.4 | 5.6, 19.9 |
Somewhat agree | 27.3 | 18.3, 37.8 | |
Neither agree nor disagree | 22.7 | 14.5, 32.9 | |
Somewhat disagree | 14.8 | 8.1, 23.9 | |
Strongly disagree | 12.5 | 6.4, 21.3 | |
Do not know | 11.4 | 5.6, 19.9 | |
M Enforcement Headquarters | Strongly agree | 10.8 | 4.4, 20.9 |
Somewhat agree | 35.4 | 25.4, 45.3 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 10.8 | 4.4, 20.9 | |
Strongly disagree | 12.3 | 5.5, 22.8 | |
Do not know | 16.9 | 8.8, 28.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 6.5 | 2.1, 14.5 |
Somewhat agree | 36.4 | 26.6, 46.1 | |
Neither agree nor disagree | 20.8 | 12.4, 31.5 | |
Somewhat disagree | 15.6 | 8.3, 25.6 | |
Strongly disagree | 10.4 | 4.6, 19.4 | |
Do not know | 10.4 | 4.6, 19.4 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 4.8 | 1.0, 13.5 |
Somewhat agree | 33.9 | 22.3, 47.0 | |
Neither agree nor disagree | 27.4 | 16.9, 40.2 | |
Somewhat disagree | 9.7 | 3.6, 19.9 | |
Strongly disagree | 11.3 | 4.7, 21.9 | |
Do not know | 12.9 | 5.7, 23.9 |
26g. SEC's performance management system creates meaningful distinctions between employee performances.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 2.5 | 1.4, 4.1 |
Somewhat agree | 15.4 | 12.5, 18.2 | |
Neither agree nor disagree | 17.3 | 14.3, 20.2 | |
Somewhat disagree | 23.7 | 20.4, 27.0 | |
Strongly disagree | 24.4 | 21.1, 27.6 | |
Do not know | 16.8 | 13.9, 19.7 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 2.9 | 1.6, 5.0 |
Somewhat agree | 12.3 | 9.4, 15.7 | |
Neither agree nor disagree | 18.8 | 15.4, 22.1 | |
Somewhat disagree | 23.1 | 19.5, 26.8 | |
Strongly disagree | 22.1 | 18.5, 25.6 | |
Do not know | 20.8 | 17.3, 24.3 | |
C Supervisors | Strongly agree | 0.7 | 0.0, 4.9 |
Somewhat agree | 27.3 | 19.3, 36.6 | |
Neither agree nor disagree | 11.4 | 6.2, 18.8 | |
Somewhat disagree | 25.8 | 18.0, 35.0 | |
Strongly disagree | 33.3 | 25.3, 41.4 | |
Do not know | 1.4 | 0.1, 5.7 | |
D Corporation Finance | Strongly agree | 2.8 | 0.3, 9.7 |
Somewhat agree | 13.9 | 6.9, 24.1 | |
Neither agree nor disagree | 13.9 | 6.9, 24.1 | |
Somewhat disagree | 25.0 | 15.5, 36.6 | |
Strongly disagree | 25.0 | 15.5, 36.6 | |
Do not know | 19.4 | 11.1, 30.5 | |
E Division of Economic and Risk Analysis | Strongly agree | 5.4 | 0.7, 18.2 |
Somewhat agree | 8.1 | 1.7, 21.9 | |
Neither agree nor disagree | 16.2 | 6.2, 32.0 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 21.6 | 9.8, 38.2 | |
Do not know | 18.9 | 8.0, 35.2 | |
F Enforcement | Strongly agree | 2.5 | 0.7, 6.4 |
Somewhat agree | 10.9 | 6.5, 17.0 | |
Neither agree nor disagree | 13.8 | 8.8, 20.3 | |
Somewhat disagree | 27.4 | 21.2, 33.7 | |
Strongly disagree | 28.0 | 21.7, 34.3 | |
Do not know | 17.3 | 11.6, 24.2 | |
G Investment Management | Strongly agree | 0.0 | 0.0, 6.6 |
Somewhat agree | 20.5 | 9.8, 35.3 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 29.5 | 16.8, 45.2 | |
Strongly disagree | 22.7 | 11.5, 37.8 | |
Do not know | 15.9 | 6.6, 30.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | 0.0 | 0.0, 12.2 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | . | Data Not Reported | |
I Compliance Inspections and Examinations | Strongly agree | 1.4 | 0.2, 5.0 |
Somewhat agree | 22.1 | 15.5, 30.0 | |
Neither agree nor disagree | 22.6 | 15.9, 30.5 | |
Somewhat disagree | 18.7 | 12.6, 26.2 | |
Strongly disagree | 19.9 | 13.6, 27.5 | |
Do not know | 15.3 | 9.7, 22.4 | |
J Information Technology | Strongly agree | 4.7 | 0.6, 15.8 |
Somewhat agree | 16.3 | 6.8, 30.7 | |
Neither agree nor disagree | 32.6 | 19.1, 48.5 | |
Somewhat disagree | 18.6 | 8.4, 33.4 | |
Strongly disagree | 20.9 | 10.0, 36.0 | |
Do not know | 7.0 | 1.5, 19.1 | |
K Trading and Markets | Strongly agree | 6.5 | 1.4, 17.9 |
Somewhat agree | 6.5 | 1.4, 17.9 | |
Neither agree nor disagree | 13.0 | 4.9, 26.3 | |
Somewhat disagree | 23.9 | 12.6, 38.8 | |
Strongly disagree | 28.3 | 16.0, 43.5 | |
Do not know | 21.7 | 10.9, 36.4 | |
L Enforcement Regional Offices | Strongly agree | 1.1 | 0.0, 6.2 |
Somewhat agree | 9.1 | 4.0, 17.1 | |
Neither agree nor disagree | 14.8 | 8.1, 23.9 | |
Somewhat disagree | 27.3 | 18.3, 37.8 | |
Strongly disagree | 27.3 | 18.3, 37.8 | |
Do not know | 20.5 | 12.6, 30.4 | |
M Enforcement Headquarters | Strongly agree | 4.6 | 1.0, 12.9 |
Somewhat agree | 13.8 | 6.5, 24.7 | |
Neither agree nor disagree | 12.3 | 5.5, 22.8 | |
Somewhat disagree | 27.7 | 17.3, 40.2 | |
Strongly disagree | 29.2 | 18.6, 41.8 | |
Do not know | 12.3 | 5.5, 22.8 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 1.3 | 0.0, 7.2 |
Somewhat agree | 24.0 | 14.9, 35.3 | |
Neither agree nor disagree | 22.7 | 13.8, 33.8 | |
Somewhat disagree | 20.0 | 11.6, 30.8 | |
Strongly disagree | 17.3 | 9.6, 27.8 | |
Do not know | 14.7 | 7.6, 24.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 1.6 | 0.0, 8.5 |
Somewhat agree | 15.9 | 7.9, 27.3 | |
Neither agree nor disagree | 22.2 | 12.7, 34.5 | |
Somewhat disagree | 14.3 | 6.7, 25.4 | |
Strongly disagree | 28.6 | 17.9, 41.3 | |
Do not know | 17.5 | 9.1, 29.1 |
27. If there are any other issues, details, or information concerning performance management and
promotions at the SEC that you would like us to know about, please use the space below to provide
this information.
Section 5 - Organizational Culture and Climate
Notes on terms used in Section 5:
(1) Division/office: For purposes of this survey, the phrase "division/office" refers to your division or office (such as the Division of Corporation Finance or
OCIE in the Headquarters or the Division of Enforcement or OCIE in a regional office).
(2) Supervisors and managers: For the purposes of this survey, the phrase "supervisors and managers" refers to those in supervisory or management positions
above your current level.
For non-supervisory staff, "supervisors and managers" refers to Exam Managers, Branch Chiefs, and Assistant Directors.
For Exam Managers,
Branch Chiefs, and Assistant Directors, "supervisors and managers" refers to those persons above you in the chain of command who are Assistant Directors or Associate Directors.
28. To what extent do you agree or disagree with the following statements regarding different aspects of
organizational culture and climate within your division/office? (Select one response per item.)
28a. There is an atmosphere of trust in my division/office.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 22.8 | 19.5, 26.1 |
Somewhat agree | 40.4 | 36.6, 44.1 | |
Neither agree nor disagree | 12.1 | 9.7, 14.6 | |
Somewhat disagree | 14.5 | 11.8, 17.2 | |
Strongly disagree | 9.7 | 7.4, 12.4 | |
Do not know | 0.5 | 0.1, 1.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 22.0 | 18.3, 25.6 |
Somewhat agree | 39.7 | 35.5, 43.9 | |
Neither agree nor disagree | 13.2 | 10.2, 16.7 | |
Somewhat disagree | 14.0 | 11.0, 17.0 | |
Strongly disagree | 10.5 | 7.8, 13.7 | |
Do not know | 0.6 | 0.1, 1.9 | |
C Supervisors | Strongly agree | 26.1 | 18.3, 35.2 |
Somewhat agree | 42.9 | 34.3, 51.5 | |
Neither agree nor disagree | 7.7 | 3.5, 14.3 | |
Somewhat disagree | 16.6 | 10.3, 24.8 | |
Strongly disagree | 6.6 | 2.8, 12.9 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 15.3 | 7.9, 25.7 |
Somewhat agree | 34.7 | 25.4, 44.0 | |
Neither agree nor disagree | 9.7 | 4.0, 19.0 | |
Somewhat disagree | 19.4 | 11.1, 30.5 | |
Strongly disagree | 18.1 | 10.0, 28.9 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 18.9 | 8.0, 35.2 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 24.3 | 11.8, 41.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 25.3 | 19.2, 31.3 |
Somewhat agree | 40.8 | 33.9, 47.7 | |
Neither agree nor disagree | 14.1 | 9.0, 20.7 | |
Somewhat disagree | 14.3 | 9.2, 20.9 | |
Strongly disagree | 5.4 | 2.4, 10.3 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | 14.0 | 5.3, 27.9 |
Somewhat agree | 69.8 | 53.9, 82.8 | |
Neither agree nor disagree | 11.6 | 3.9, 25.1 | |
Somewhat disagree | 0.0 | 0.0, 6.7 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 26.6 | 19.5, 33.8 |
Somewhat agree | 39.9 | 31.9, 47.9 | |
Neither agree nor disagree | 11.6 | 6.8, 18.0 | |
Somewhat disagree | 14.1 | 8.9, 21.0 | |
Strongly disagree | 7.7 | 3.9, 13.5 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 13.6 | 5.2, 27.4 |
Somewhat agree | 27.3 | 15.0, 42.8 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 22.7 | 11.5, 37.8 | |
Strongly disagree | 22.7 | 11.5, 37.8 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 12.8 | 4.8, 25.7 |
Somewhat agree | 59.6 | 44.3, 73.6 | |
Neither agree nor disagree | 6.4 | 1.3, 17.5 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 10.6 | 3.5, 23.1 | |
Do not know | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Strongly agree | 22.7 | 14.5, 32.9 |
Somewhat agree | 44.3 | 35.0, 53.7 | |
Neither agree nor disagree | 11.4 | 5.6, 19.9 | |
Somewhat disagree | 13.6 | 7.2, 22.6 | |
Strongly disagree | 8.0 | 3.3, 15.7 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 29.2 | 18.6, 41.8 |
Somewhat agree | 35.4 | 25.4, 45.3 | |
Neither agree nor disagree | 18.5 | 9.9, 30.0 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 1.5 | 0.0, 8.3 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 25.6 | 16.4, 36.8 |
Somewhat agree | 43.6 | 33.6, 53.6 | |
Neither agree nor disagree | 9.0 | 3.7, 17.6 | |
Somewhat disagree | 14.1 | 7.3, 23.8 | |
Strongly disagree | 7.7 | 2.9, 16.0 | |
Do not know | 0.0 | 0.0, 3.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 30.2 | 19.2, 43.0 |
Somewhat agree | 27.0 | 16.6, 39.7 | |
Neither agree nor disagree | 20.6 | 11.5, 32.7 | |
Somewhat disagree | 14.3 | 6.7, 25.4 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 0.0 | 0.0, 4.6 |
28b. Employee morale is generally high most of the time.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 13.7 | 11.0, 16.3 |
Somewhat agree | 33.2 | 29.6, 36.9 | |
Neither agree nor disagree | 14.7 | 12.0, 17.5 | |
Somewhat disagree | 22.8 | 19.5, 26.0 | |
Strongly disagree | 14.3 | 11.8, 16.8 | |
Do not know | 1.3 | 0.5, 2.6 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 12.8 | 9.8, 16.2 |
Somewhat agree | 32.8 | 28.7, 36.9 | |
Neither agree nor disagree | 14.1 | 11.1, 17.1 | |
Somewhat disagree | 23.2 | 19.5, 26.9 | |
Strongly disagree | 15.5 | 12.6, 18.3 | |
Do not know | 1.6 | 0.7, 3.3 | |
C Supervisors | Strongly agree | 17.0 | 10.6, 25.2 |
Somewhat agree | 34.9 | 26.6, 43.1 | |
Neither agree nor disagree | 17.2 | 10.8, 25.5 | |
Somewhat disagree | 21.1 | 14.0, 29.8 | |
Strongly disagree | 9.8 | 5.0, 16.8 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 25.0 | 15.5, 36.6 | |
Neither agree nor disagree | 16.7 | 8.9, 27.3 | |
Somewhat disagree | 20.8 | 12.2, 32.0 | |
Strongly disagree | 25.0 | 15.5, 36.6 | |
Do not know | 4.2 | 0.9, 11.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 13.5 | 4.5, 28.8 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 8.1 | 1.7, 21.9 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 12.7 | 7.8, 19.0 |
Somewhat agree | 34.6 | 27.9, 41.3 | |
Neither agree nor disagree | 15.2 | 9.9, 21.9 | |
Somewhat disagree | 29.3 | 23.0, 35.7 | |
Strongly disagree | 7.5 | 3.8, 12.9 | |
Do not know | 0.7 | 0.0, 3.7 | |
G Investment Management | Strongly agree | 15.9 | 6.6, 30.1 |
Somewhat agree | 43.2 | 33.0, 53.3 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 13.6 | 5.2, 27.4 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 19.4 | 13.2, 27.0 |
Somewhat agree | 34.6 | 26.8, 42.4 | |
Neither agree nor disagree | 13.6 | 8.4, 20.5 | |
Somewhat disagree | 19.4 | 13.2, 26.9 | |
Strongly disagree | 11.6 | 6.8, 18.0 | |
Do not know | 1.4 | 0.2, 5.0 | |
J Information Technology | Strongly agree | 4.5 | 0.6, 15.5 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 25.0 | 13.2, 40.3 | |
Strongly disagree | 31.8 | 18.6, 47.6 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 6.4 | 1.3, 17.5 |
Somewhat agree | 40.4 | 26.4, 55.7 | |
Neither agree nor disagree | 12.8 | 4.8, 25.7 | |
Somewhat disagree | 25.5 | 13.9, 40.3 | |
Strongly disagree | 14.9 | 6.2, 28.3 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 6.9 | 2.6, 14.4 |
Somewhat agree | 39.1 | 29.8, 48.3 | |
Neither agree nor disagree | 16.1 | 9.1, 25.5 | |
Somewhat disagree | 26.4 | 17.6, 37.0 | |
Strongly disagree | 10.3 | 4.8, 18.7 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 21.5 | 12.3, 33.5 |
Somewhat agree | 27.7 | 17.3, 40.2 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 33.8 | 22.6, 46.6 | |
Strongly disagree | 3.1 | 0.4, 10.7 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 18.2 | 10.3, 28.6 |
Somewhat agree | 36.4 | 26.6, 46.1 | |
Neither agree nor disagree | 13.0 | 6.4, 22.6 | |
Somewhat disagree | 19.5 | 11.3, 30.1 | |
Strongly disagree | 11.7 | 5.5, 21.0 | |
Do not know | 1.3 | 0.0, 7.0 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 23.8 | 14.0, 36.2 |
Somewhat agree | 28.6 | 17.9, 41.3 | |
Neither agree nor disagree | 15.9 | 7.9, 27.3 | |
Somewhat disagree | 19.0 | 10.2, 30.9 | |
Strongly disagree | 11.1 | 4.6, 21.6 | |
Do not know | 1.6 | 0.0, 8.5 |
28c. I have a voice in decisions that affect me and my work environment.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 17.8 | 14.8, 20.7 |
Somewhat agree | 34.1 | 30.4, 37.8 | |
Neither agree nor disagree | 17.2 | 14.2, 20.2 | |
Somewhat disagree | 19.0 | 16.0, 22.0 | |
Strongly disagree | 11.2 | 8.9, 13.5 | |
Do not know | 0.7 | 0.2, 1.8 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 16.2 | 13.0, 19.4 |
Somewhat agree | 31.5 | 27.5, 35.5 | |
Neither agree nor disagree | 18.4 | 15.0, 21.8 | |
Somewhat disagree | 21.2 | 17.6, 24.7 | |
Strongly disagree | 11.9 | 9.0, 15.3 | |
Do not know | 0.9 | 0.2, 2.3 | |
C Supervisors | Strongly agree | 23.8 | 16.3, 32.7 |
Somewhat agree | 44.1 | 35.4, 52.7 | |
Neither agree nor disagree | 12.7 | 7.2, 20.3 | |
Somewhat disagree | 10.7 | 5.6, 17.9 | |
Strongly disagree | 8.7 | 4.2, 15.5 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 8.5 | 3.2, 17.5 |
Somewhat agree | 29.6 | 19.3, 41.6 | |
Neither agree nor disagree | 21.1 | 12.3, 32.4 | |
Somewhat disagree | 19.7 | 11.2, 30.9 | |
Strongly disagree | 19.7 | 11.2, 30.9 | |
Do not know | 1.4 | 0.0, 7.6 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 13.5 | 4.5, 28.8 | |
Neither agree nor disagree | 18.9 | 8.0, 35.2 | |
Somewhat disagree | 13.5 | 4.5, 28.8 | |
Strongly disagree | 18.9 | 8.0, 35.2 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 17.2 | 11.6, 24.2 |
Somewhat agree | 31.7 | 25.1, 38.3 | |
Neither agree nor disagree | 17.6 | 11.9, 24.6 | |
Somewhat disagree | 22.8 | 16.4, 30.3 | |
Strongly disagree | 10.1 | 5.8, 16.0 | |
Do not know | 0.6 | 0.0, 3.6 | |
G Investment Management | Strongly agree | 14.0 | 5.3, 27.9 |
Somewhat agree | 44.2 | 33.9, 54.5 | |
Neither agree nor disagree | 23.3 | 11.8, 38.6 | |
Somewhat disagree | 9.3 | 2.6, 22.1 | |
Strongly disagree | 9.3 | 2.6, 22.1 | |
Do not know | 0.0 | 0.0, 6.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 4.5 | 0.1, 22.8 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 22.1 | 15.6, 29.8 |
Somewhat agree | 39.7 | 31.8, 47.6 | |
Neither agree nor disagree | 15.2 | 9.6, 22.4 | |
Somewhat disagree | 15.0 | 9.6, 21.9 | |
Strongly disagree | 7.0 | 3.4, 12.6 | |
Do not know | 1.0 | 0.0, 4.7 | |
J Information Technology | Strongly agree | 11.9 | 4.0, 25.6 |
Somewhat agree | 21.4 | 10.3, 36.8 | |
Neither agree nor disagree | 19.0 | 8.6, 34.1 | |
Somewhat disagree | 28.6 | 15.7, 44.6 | |
Strongly disagree | 19.0 | 8.6, 34.1 | |
Do not know | 0.0 | 0.0, 6.9 | |
K Trading and Markets | Strongly agree | 14.9 | 6.2, 28.3 |
Somewhat agree | 40.4 | 26.4, 55.7 | |
Neither agree nor disagree | 14.9 | 6.2, 28.3 | |
Somewhat disagree | 19.1 | 9.1, 33.3 | |
Strongly disagree | 10.6 | 3.5, 23.1 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 17.2 | 10.0, 26.8 |
Somewhat agree | 31.0 | 22.3, 39.8 | |
Neither agree nor disagree | 21.8 | 13.7, 32.0 | |
Somewhat disagree | 18.4 | 10.9, 28.1 | |
Strongly disagree | 11.5 | 5.7, 20.1 | |
Do not know | 0.0 | 0.0, 3.4 | |
M Enforcement Headquarters | Strongly agree | 17.2 | 8.9, 28.7 |
Somewhat agree | 32.8 | 21.6, 45.7 | |
Neither agree nor disagree | 10.9 | 4.5, 21.2 | |
Somewhat disagree | 29.7 | 18.9, 42.4 | |
Strongly disagree | 7.8 | 2.6, 17.3 | |
Do not know | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 20.3 | 12.0, 30.8 |
Somewhat agree | 39.2 | 29.5, 49.0 | |
Neither agree nor disagree | 17.7 | 10.0, 27.9 | |
Somewhat disagree | 15.2 | 8.1, 25.0 | |
Strongly disagree | 6.3 | 2.1, 14.2 | |
Do not know | 1.3 | 0.0, 6.9 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 28.6 | 17.9, 41.3 |
Somewhat agree | 41.3 | 32.1, 50.5 | |
Neither agree nor disagree | 6.3 | 1.8, 15.5 | |
Somewhat disagree | 14.3 | 6.7, 25.4 | |
Strongly disagree | 9.5 | 3.6, 19.6 | |
Do not know | 0.0 | 0.0, 4.6 |
28d. Management in my division/office has taken steps to improve employee morale.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 18.4 | 15.4, 21.3 |
Somewhat agree | 33.2 | 29.6, 36.9 | |
Neither agree nor disagree | 18.1 | 15.1, 21.1 | |
Somewhat disagree | 16.1 | 13.1, 19.0 | |
Strongly disagree | 9.8 | 7.4, 12.5 | |
Do not know | 4.5 | 2.9, 6.5 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 16.6 | 13.4, 19.8 |
Somewhat agree | 32.8 | 28.8, 36.9 | |
Neither agree nor disagree | 17.9 | 14.6, 21.2 | |
Somewhat disagree | 16.9 | 13.5, 20.2 | |
Strongly disagree | 10.2 | 7.6, 13.4 | |
Do not know | 5.6 | 3.7, 8.2 | |
C Supervisors | Strongly agree | 25.3 | 17.6, 34.3 |
Somewhat agree | 34.8 | 26.4, 43.2 | |
Neither agree nor disagree | 19.0 | 12.3, 27.5 | |
Somewhat disagree | 12.8 | 7.3, 20.4 | |
Strongly disagree | 8.1 | 3.8, 14.7 | |
Do not know | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Strongly agree | 8.3 | 3.1, 17.3 |
Somewhat agree | 16.7 | 8.9, 27.3 | |
Neither agree nor disagree | 20.8 | 12.2, 32.0 | |
Somewhat disagree | 20.8 | 12.2, 32.0 | |
Strongly disagree | 25.0 | 15.5, 36.6 | |
Do not know | 8.3 | 3.1, 17.3 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 19.4 | 8.2, 36.0 | |
Neither agree nor disagree | 13.9 | 4.7, 29.5 | |
Somewhat disagree | 11.1 | 3.1, 26.1 | |
Strongly disagree | 13.9 | 4.7, 29.5 | |
Do not know | 0.0 | 0.0, 8.0 | |
F Enforcement | Strongly agree | 16.7 | 11.1, 23.6 |
Somewhat agree | 39.1 | 32.2, 46.0 | |
Neither agree nor disagree | 19.8 | 13.8, 27.1 | |
Somewhat disagree | 13.8 | 8.7, 20.4 | |
Strongly disagree | 6.1 | 2.9, 11.2 | |
Do not know | 4.4 | 1.8, 9.1 | |
G Investment Management | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 47.7 | 37.5, 58.0 | |
Neither agree nor disagree | 15.9 | 6.6, 30.1 | |
Somewhat disagree | 4.5 | 0.6, 15.5 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 2.3 | 0.1, 12.0 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 4.3 | 0.1, 21.9 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.2 | |
I Compliance Inspections and Examinations | Strongly agree | 22.4 | 15.9, 30.2 |
Somewhat agree | 34.0 | 26.3, 41.7 | |
Neither agree nor disagree | 15.6 | 10.1, 22.7 | |
Somewhat disagree | 19.2 | 13.0, 26.8 | |
Strongly disagree | 4.7 | 1.9, 9.6 | |
Do not know | 4.0 | 1.4, 8.7 | |
J Information Technology | Strongly agree | 9.1 | 2.5, 21.7 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 27.3 | 15.0, 42.8 | |
Somewhat disagree | 20.5 | 9.8, 35.3 | |
Strongly disagree | 15.9 | 6.6, 30.1 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 17.0 | 7.6, 30.8 |
Somewhat agree | 34.0 | 20.9, 49.3 | |
Neither agree nor disagree | 17.0 | 7.6, 30.8 | |
Somewhat disagree | 10.6 | 3.5, 23.1 | |
Strongly disagree | 14.9 | 6.2, 28.3 | |
Do not know | 6.4 | 1.3, 17.5 | |
L Enforcement Regional Offices | Strongly agree | 18.4 | 10.9, 28.1 |
Somewhat agree | 39.1 | 29.8, 48.3 | |
Neither agree nor disagree | 19.5 | 11.8, 29.4 | |
Somewhat disagree | 12.6 | 6.5, 21.5 | |
Strongly disagree | 8.0 | 3.3, 15.9 | |
Do not know | 2.3 | 0.3, 8.1 | |
M Enforcement Headquarters | Strongly agree | 14.1 | 6.6, 25.0 |
Somewhat agree | 39.1 | 28.8, 49.3 | |
Neither agree nor disagree | 20.3 | 11.3, 32.2 | |
Somewhat disagree | 15.6 | 7.8, 26.9 | |
Strongly disagree | 3.1 | 0.4, 10.8 | |
Do not know | 7.8 | 2.6, 17.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 20.3 | 12.0, 30.8 |
Somewhat agree | 34.2 | 24.7, 43.7 | |
Neither agree nor disagree | 16.5 | 9.1, 26.5 | |
Somewhat disagree | 21.5 | 13.1, 32.2 | |
Strongly disagree | 3.8 | 0.8, 10.7 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 30.2 | 19.2, 43.0 |
Somewhat agree | 33.3 | 22.0, 46.3 | |
Neither agree nor disagree | 12.7 | 5.6, 23.5 | |
Somewhat disagree | 11.1 | 4.6, 21.6 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 4.8 | 1.0, 13.3 |
28e. Supervisors and managers in my division/office tolerate honest mistakes as learning experiences.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 29.4 | 25.9, 32.8 |
Somewhat agree | 40.9 | 37.1, 44.7 | |
Neither agree nor disagree | 12.7 | 10.2, 15.3 | |
Somewhat disagree | 6.1 | 4.3, 8.4 | |
Strongly disagree | 3.5 | 2.2, 5.4 | |
Do not know | 7.4 | 5.4, 9.9 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 27.9 | 24.0, 31.7 |
Somewhat agree | 41.0 | 36.8, 45.3 | |
Neither agree nor disagree | 13.3 | 10.3, 16.8 | |
Somewhat disagree | 6.2 | 4.1, 8.8 | |
Strongly disagree | 3.7 | 2.1, 5.8 | |
Do not know | 8.0 | 5.6, 10.9 | |
C Supervisors | Strongly agree | 35.1 | 26.9, 43.3 |
Somewhat agree | 40.3 | 31.7, 48.9 | |
Neither agree nor disagree | 10.4 | 5.4, 17.6 | |
Somewhat disagree | 5.9 | 2.4, 12.1 | |
Strongly disagree | 3.0 | 0.7, 8.1 | |
Do not know | 5.3 | 1.9, 11.3 | |
D Corporation Finance | Strongly agree | 26.4 | 16.7, 38.1 |
Somewhat agree | 38.9 | 29.4, 48.4 | |
Neither agree nor disagree | 12.5 | 5.9, 22.4 | |
Somewhat disagree | 5.6 | 1.5, 13.6 | |
Strongly disagree | 4.2 | 0.9, 11.7 | |
Do not know | 12.5 | 5.9, 22.4 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 21.6 | 9.8, 38.2 | |
Neither agree nor disagree | 13.5 | 4.5, 28.8 | |
Somewhat disagree | 0.0 | 0.0, 7.8 | |
Strongly disagree | 0.0 | 0.0, 7.8 | |
Do not know | 18.9 | 8.0, 35.2 | |
F Enforcement | Strongly agree | 30.7 | 24.2, 37.2 |
Somewhat agree | 44.5 | 37.5, 51.5 | |
Neither agree nor disagree | 10.5 | 6.2, 16.5 | |
Somewhat disagree | 5.1 | 2.2, 9.9 | |
Strongly disagree | 1.9 | 0.4, 5.5 | |
Do not know | 7.3 | 3.7, 12.6 | |
G Investment Management | Strongly agree | 27.3 | 15.0, 42.8 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 2.3 | 0.1, 12.0 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 8.7 | 1.1, 28.0 | |
Strongly disagree | 8.7 | 1.1, 28.0 | |
Do not know | 4.3 | 0.1, 21.9 | |
I Compliance Inspections and Examinations | Strongly agree | 28.9 | 21.6, 36.1 |
Somewhat agree | 41.1 | 33.1, 49.1 | |
Neither agree nor disagree | 12.7 | 7.6, 19.4 | |
Somewhat disagree | 8.7 | 4.6, 14.6 | |
Strongly disagree | 2.7 | 0.7, 6.9 | |
Do not know | 6.0 | 2.7, 11.3 | |
J Information Technology | Strongly agree | 14.0 | 5.3, 27.9 |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | 27.9 | 15.3, 43.7 | |
Somewhat disagree | 2.3 | 0.1, 12.3 | |
Strongly disagree | 16.3 | 6.8, 30.7 | |
Do not know | 2.3 | 0.1, 12.3 | |
K Trading and Markets | Strongly agree | 36.2 | 22.7, 51.5 |
Somewhat agree | 38.3 | 24.5, 53.6 | |
Neither agree nor disagree | 4.3 | 0.5, 14.5 | |
Somewhat disagree | 8.5 | 2.4, 20.4 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
Do not know | 6.4 | 1.3, 17.5 | |
L Enforcement Regional Offices | Strongly agree | 30.7 | 22.0, 39.4 |
Somewhat agree | 45.5 | 36.1, 54.8 | |
Neither agree nor disagree | 11.4 | 5.6, 19.9 | |
Somewhat disagree | 3.4 | 0.7, 9.6 | |
Strongly disagree | 1.1 | 0.0, 6.2 | |
Do not know | 8.0 | 3.3, 15.7 | |
M Enforcement Headquarters | Strongly agree | 30.8 | 19.9, 43.4 |
Somewhat agree | 43.1 | 32.8, 53.4 | |
Neither agree nor disagree | 9.2 | 3.5, 19.0 | |
Somewhat disagree | 7.7 | 2.5, 17.0 | |
Strongly disagree | 3.1 | 0.4, 10.7 | |
Do not know | 6.2 | 1.7, 15.0 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 26.6 | 17.3, 37.7 |
Somewhat agree | 41.8 | 31.9, 51.7 | |
Neither agree nor disagree | 13.9 | 7.2, 23.5 | |
Somewhat disagree | 8.9 | 3.6, 17.4 | |
Strongly disagree | 2.5 | 0.3, 8.8 | |
Do not know | 6.3 | 2.1, 14.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 37.1 | 28.0, 46.2 |
Somewhat agree | 38.7 | 29.5, 47.9 | |
Neither agree nor disagree | 8.1 | 2.7, 17.8 | |
Somewhat disagree | 8.1 | 2.7, 17.8 | |
Strongly disagree | 3.2 | 0.4, 11.2 | |
Do not know | 4.8 | 1.0, 13.5 |
28f. There are clearly defined policies and procedures for doing my work.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 26.7 | 23.2, 30.1 |
Somewhat agree | 47.7 | 43.9, 51.6 | |
Neither agree nor disagree | 10.3 | 7.9, 13.1 | |
Somewhat disagree | 11.1 | 8.8, 13.4 | |
Strongly disagree | 3.8 | 2.3, 5.7 | |
Do not know | 0.5 | 0.1, 1.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 24.2 | 20.5, 27.9 |
Somewhat agree | 48.0 | 43.8, 52.3 | |
Neither agree nor disagree | 9.9 | 7.3, 13.0 | |
Somewhat disagree | 13.3 | 10.3, 16.8 | |
Strongly disagree | 4.1 | 2.5, 6.4 | |
Do not know | 0.4 | 0.1, 1.6 | |
C Supervisors | Strongly agree | 36.3 | 28.0, 44.7 |
Somewhat agree | 46.6 | 38.0, 55.2 | |
Neither agree nor disagree | 11.8 | 6.5, 19.2 | |
Somewhat disagree | 2.5 | 0.5, 7.3 | |
Strongly disagree | 2.3 | 0.4, 7.0 | |
Do not know | 0.6 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 26.4 | 16.7, 38.1 |
Somewhat agree | 51.4 | 41.6, 61.2 | |
Neither agree nor disagree | 9.7 | 4.0, 19.0 | |
Somewhat disagree | 6.9 | 2.3, 15.5 | |
Strongly disagree | 2.8 | 0.3, 9.7 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 10.8 | 3.0, 25.4 | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 10.8 | 3.0, 25.4 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 26.0 | 19.8, 32.1 |
Somewhat agree | 49.1 | 42.1, 56.0 | |
Neither agree nor disagree | 10.3 | 5.9, 16.2 | |
Somewhat disagree | 10.9 | 6.4, 16.9 | |
Strongly disagree | 3.9 | 1.4, 8.3 | |
Do not know | 0.0 | 0.0, 1.9 | |
G Investment Management | Strongly agree | 25.0 | 13.2, 40.3 |
Somewhat agree | 54.5 | 44.3, 64.8 | |
Neither agree nor disagree | 11.4 | 3.8, 24.6 | |
Somewhat disagree | 6.8 | 1.4, 18.7 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 0.0 | 0.0, 12.7 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 31.7 | 24.1, 39.2 |
Somewhat agree | 51.6 | 43.5, 59.7 | |
Neither agree nor disagree | 5.7 | 2.5, 10.9 | |
Somewhat disagree | 8.3 | 4.3, 14.2 | |
Strongly disagree | 2.7 | 0.7, 6.9 | |
Do not know | 0.0 | 0.0, 2.1 | |
J Information Technology | Strongly agree | 20.5 | 9.8, 35.3 |
Somewhat agree | 36.4 | 22.4, 52.2 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 6.8 | 1.4, 18.7 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 19.1 | 9.1, 33.3 |
Somewhat agree | 29.8 | 17.3, 44.9 | |
Neither agree nor disagree | 23.4 | 12.3, 38.0 | |
Somewhat disagree | 21.3 | 10.7, 35.7 | |
Strongly disagree | 6.4 | 1.3, 17.5 | |
Do not know | 0.0 | 0.0, 6.2 | |
L Enforcement Regional Offices | Strongly agree | 23.9 | 15.4, 34.1 |
Somewhat agree | 56.8 | 47.5, 66.1 | |
Neither agree nor disagree | 8.0 | 3.3, 15.7 | |
Somewhat disagree | 8.0 | 3.3, 15.7 | |
Strongly disagree | 3.4 | 0.7, 9.6 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Strongly agree | 29.2 | 18.6, 41.8 |
Somewhat agree | 36.9 | 26.9, 47.0 | |
Neither agree nor disagree | 13.8 | 6.5, 24.7 | |
Somewhat disagree | 15.4 | 7.6, 26.5 | |
Strongly disagree | 4.6 | 1.0, 12.9 | |
Do not know | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 31.6 | 22.3, 41.0 |
Somewhat agree | 53.2 | 43.2, 63.2 | |
Neither agree nor disagree | 5.1 | 1.4, 12.5 | |
Somewhat disagree | 8.9 | 3.6, 17.4 | |
Strongly disagree | 1.3 | 0.0, 6.9 | |
Do not know | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 31.7 | 20.6, 44.7 |
Somewhat agree | 46.0 | 36.7, 55.3 | |
Neither agree nor disagree | 7.9 | 2.6, 17.6 | |
Somewhat disagree | 6.3 | 1.8, 15.5 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 0.0 | 0.0, 4.6 |
28g. Innovative ideas are encouraged in my division/office.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 23.6 | 20.4, 26.9 |
Somewhat agree | 36.3 | 32.6, 40.0 | |
Neither agree nor disagree | 16.0 | 13.2, 18.8 | |
Somewhat disagree | 14.4 | 11.7, 17.0 | |
Strongly disagree | 7.2 | 5.2, 9.7 | |
Do not know | 2.4 | 1.3, 4.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 22.3 | 18.8, 25.9 |
Somewhat agree | 35.1 | 31.0, 39.2 | |
Neither agree nor disagree | 16.3 | 13.2, 19.5 | |
Somewhat disagree | 15.3 | 12.3, 18.4 | |
Strongly disagree | 8.0 | 5.7, 11.0 | |
Do not know | 2.9 | 1.5, 4.9 | |
C Supervisors | Strongly agree | 28.6 | 20.9, 36.4 |
Somewhat agree | 41.0 | 32.5, 49.5 | |
Neither agree nor disagree | 14.9 | 8.9, 22.8 | |
Somewhat disagree | 10.7 | 5.7, 17.8 | |
Strongly disagree | 4.1 | 1.3, 9.6 | |
Do not know | 0.7 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 13.9 | 6.9, 24.1 |
Somewhat agree | 26.4 | 16.7, 38.1 | |
Neither agree nor disagree | 25.0 | 15.5, 36.6 | |
Somewhat disagree | 22.2 | 13.3, 33.6 | |
Strongly disagree | 9.7 | 4.0, 19.0 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 24.3 | 11.8, 41.2 | |
Neither agree nor disagree | 5.4 | 0.7, 18.2 | |
Somewhat disagree | 16.2 | 6.2, 32.0 | |
Strongly disagree | 16.2 | 6.2, 32.0 | |
Do not know | 0.0 | 0.0, 7.8 | |
F Enforcement | Strongly agree | 23.4 | 16.9, 31.0 |
Somewhat agree | 40.9 | 34.1, 47.8 | |
Neither agree nor disagree | 9.7 | 5.5, 15.6 | |
Somewhat disagree | 18.1 | 12.4, 25.2 | |
Strongly disagree | 5.3 | 2.3, 10.2 | |
Do not know | 2.5 | 0.7, 6.4 | |
G Investment Management | Strongly agree | 25.0 | 13.2, 40.3 |
Somewhat agree | 43.2 | 33.0, 53.3 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 9.1 | 2.5, 21.7 | |
Strongly disagree | 4.5 | 0.6, 15.5 | |
Do not know | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | . | Data Not Reported | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 26.4 | 19.3, 33.4 |
Somewhat agree | 36.7 | 28.9, 44.5 | |
Neither agree nor disagree | 20.3 | 14.0, 27.8 | |
Somewhat disagree | 8.0 | 4.1, 13.8 | |
Strongly disagree | 5.7 | 2.5, 10.9 | |
Do not know | 3.0 | 0.8, 7.7 | |
J Information Technology | Strongly agree | 22.7 | 11.5, 37.8 |
Somewhat agree | 31.8 | 18.6, 47.6 | |
Neither agree nor disagree | 13.6 | 5.2, 27.4 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 15.9 | 6.6, 30.1 | |
Do not know | 0.0 | 0.0, 6.6 | |
K Trading and Markets | Strongly agree | 21.7 | 10.9, 36.4 |
Somewhat agree | 37.0 | 23.2, 52.5 | |
Neither agree nor disagree | 17.4 | 7.8, 31.4 | |
Somewhat disagree | 10.9 | 3.6, 23.6 | |
Strongly disagree | 8.7 | 2.4, 20.8 | |
Do not know | 4.3 | 0.5, 14.8 | |
L Enforcement Regional Offices | Strongly agree | 20.5 | 12.6, 30.4 |
Somewhat agree | 50.0 | 40.6, 59.4 | |
Neither agree nor disagree | 8.0 | 3.3, 15.7 | |
Somewhat disagree | 14.8 | 8.1, 23.9 | |
Strongly disagree | 5.7 | 1.9, 12.8 | |
Do not know | 1.1 | 0.0, 6.2 | |
M Enforcement Headquarters | Strongly agree | 28.1 | 17.6, 40.8 |
Somewhat agree | 26.6 | 16.3, 39.1 | |
Neither agree nor disagree | 12.5 | 5.6, 23.2 | |
Somewhat disagree | 23.4 | 13.8, 35.7 | |
Strongly disagree | 4.7 | 1.0, 13.1 | |
Do not know | 4.7 | 1.0, 13.1 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 25.3 | 16.2, 36.4 |
Somewhat agree | 36.7 | 27.0, 46.4 | |
Neither agree nor disagree | 21.5 | 13.1, 32.2 | |
Somewhat disagree | 7.6 | 2.8, 15.8 | |
Strongly disagree | 5.1 | 1.4, 12.5 | |
Do not know | 3.8 | 0.8, 10.7 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 30.2 | 19.2, 43.0 |
Somewhat agree | 36.5 | 27.5, 45.5 | |
Neither agree nor disagree | 15.9 | 7.9, 27.3 | |
Somewhat disagree | 9.5 | 3.6, 19.6 | |
Strongly disagree | 7.9 | 2.6, 17.6 | |
Do not know | 0.0 | 0.0, 4.6 |
28h. Fear of public scandals has made SEC overly cautious and risk-averse.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 18.2 | 15.3, 21.1 |
Somewhat agree | 28.6 | 25.1, 32.2 | |
Neither agree nor disagree | 20.5 | 17.4, 23.6 | |
Somewhat disagree | 16.5 | 13.6, 19.4 | |
Strongly disagree | 7.4 | 5.3, 9.9 | |
Do not know | 8.8 | 6.6, 11.4 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 18.7 | 15.4, 22.0 |
Somewhat agree | 27.9 | 24.0, 31.9 | |
Neither agree nor disagree | 21.1 | 17.6, 24.6 | |
Somewhat disagree | 14.6 | 11.5, 17.6 | |
Strongly disagree | 6.8 | 4.6, 9.5 | |
Do not know | 10.9 | 8.2, 14.2 | |
C Supervisors | Strongly agree | 16.4 | 10.2, 24.5 |
Somewhat agree | 31.2 | 22.9, 39.5 | |
Neither agree nor disagree | 18.2 | 11.6, 26.6 | |
Somewhat disagree | 24.0 | 16.5, 32.9 | |
Strongly disagree | 9.6 | 4.9, 16.6 | |
Do not know | 0.5 | 0.0, 4.8 | |
D Corporation Finance | Strongly agree | 18.1 | 10.0, 28.9 |
Somewhat agree | 15.3 | 7.9, 25.7 | |
Neither agree nor disagree | 20.8 | 12.2, 32.0 | |
Somewhat disagree | 18.1 | 10.0, 28.9 | |
Strongly disagree | 13.9 | 6.9, 24.1 | |
Do not know | 13.9 | 6.9, 24.1 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 13.5 | 4.5, 28.8 | |
Neither agree nor disagree | 24.3 | 11.8, 41.2 | |
Somewhat disagree | 5.4 | 0.7, 18.2 | |
Strongly disagree | 8.1 | 1.7, 21.9 | |
Do not know | 16.2 | 6.2, 32.0 | |
F Enforcement | Strongly agree | 13.8 | 8.8, 20.3 |
Somewhat agree | 37.6 | 30.7, 44.4 | |
Neither agree nor disagree | 17.6 | 11.9, 24.6 | |
Somewhat disagree | 17.0 | 11.4, 23.9 | |
Strongly disagree | 7.1 | 3.6, 12.3 | |
Do not know | 7.0 | 3.5, 12.2 | |
G Investment Management | Strongly agree | 11.6 | 3.9, 25.1 |
Somewhat agree | 27.9 | 15.3, 43.7 | |
Neither agree nor disagree | 20.9 | 10.0, 36.0 | |
Somewhat disagree | 18.6 | 8.4, 33.4 | |
Strongly disagree | 7.0 | 1.5, 19.1 | |
Do not know | 14.0 | 5.3, 27.9 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | 9.1 | 1.1, 29.2 | |
Strongly disagree | 9.1 | 1.1, 29.2 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 20.7 | 14.4, 28.3 |
Somewhat agree | 31.7 | 24.1, 39.2 | |
Neither agree nor disagree | 20.6 | 14.3, 28.2 | |
Somewhat disagree | 16.0 | 10.4, 23.1 | |
Strongly disagree | 4.6 | 1.8, 9.6 | |
Do not know | 6.3 | 2.9, 11.7 | |
J Information Technology | Strongly agree | . | Data Not Reported |
Somewhat agree | 20.9 | 10.0, 36.0 | |
Neither agree nor disagree | 23.3 | 11.8, 38.6 | |
Somewhat disagree | 9.3 | 2.6, 22.1 | |
Strongly disagree | 4.7 | 0.6, 15.8 | |
Do not know | 4.7 | 0.6, 15.8 | |
K Trading and Markets | Strongly agree | 10.6 | 3.5, 23.1 |
Somewhat agree | 8.5 | 2.4, 20.4 | |
Neither agree nor disagree | 25.5 | 13.9, 40.3 | |
Somewhat disagree | 25.5 | 13.9, 40.3 | |
Strongly disagree | 10.6 | 3.5, 23.1 | |
Do not know | 19.1 | 9.1, 33.3 | |
L Enforcement Regional Offices | Strongly agree | 14.8 | 8.1, 23.9 |
Somewhat agree | 40.9 | 31.7, 50.2 | |
Neither agree nor disagree | 17.0 | 9.9, 26.6 | |
Somewhat disagree | 17.0 | 9.9, 26.6 | |
Strongly disagree | 5.7 | 1.9, 12.8 | |
Do not know | 4.5 | 1.3, 11.2 | |
M Enforcement Headquarters | Strongly agree | 12.3 | 5.5, 22.8 |
Somewhat agree | 32.3 | 21.2, 45.1 | |
Neither agree nor disagree | 18.5 | 9.9, 30.0 | |
Somewhat disagree | 16.9 | 8.8, 28.3 | |
Strongly disagree | 9.2 | 3.5, 19.0 | |
Do not know | 10.8 | 4.4, 20.9 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 19.0 | 11.0, 29.4 |
Somewhat agree | 31.6 | 22.3, 41.0 | |
Neither agree nor disagree | 21.5 | 13.1, 32.2 | |
Somewhat disagree | 16.5 | 9.1, 26.5 | |
Strongly disagree | 5.1 | 1.4, 12.5 | |
Do not know | 6.3 | 2.1, 14.2 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 27.0 | 16.6, 39.7 |
Somewhat agree | 31.7 | 20.6, 44.7 | |
Neither agree nor disagree | 17.5 | 9.1, 29.1 | |
Somewhat disagree | 14.3 | 6.7, 25.4 | |
Strongly disagree | 3.2 | 0.4, 11.0 | |
Do not know | 6.3 | 1.8, 15.5 |
28i. In my view, the fear of being wrong makes supervisors and managers in my division/office reluctant to take a stand on important issues.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 16.2 | 13.5, 19.0 |
Somewhat agree | 27.2 | 23.7, 30.7 | |
Neither agree nor disagree | 18.1 | 15.2, 21.0 | |
Somewhat disagree | 22.0 | 18.9, 25.2 | |
Strongly disagree | 9.7 | 7.4, 12.4 | |
Do not know | 6.8 | 4.8, 9.2 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 17.7 | 14.5, 21.0 |
Somewhat agree | 25.0 | 21.2, 28.8 | |
Neither agree nor disagree | 19.0 | 15.7, 22.3 | |
Somewhat disagree | 21.2 | 17.7, 24.6 | |
Strongly disagree | 9.1 | 6.6, 12.1 | |
Do not know | 8.1 | 5.7, 11.0 | |
C Supervisors | Strongly agree | 10.4 | 5.5, 17.6 |
Somewhat agree | 35.7 | 27.2, 44.2 | |
Neither agree nor disagree | 14.6 | 8.7, 22.5 | |
Somewhat disagree | 25.5 | 17.8, 34.6 | |
Strongly disagree | 12.1 | 6.7, 19.6 | |
Do not know | 1.7 | 0.2, 6.2 | |
D Corporation Finance | Strongly agree | 15.3 | 7.9, 25.7 |
Somewhat agree | 20.8 | 12.2, 32.0 | |
Neither agree nor disagree | 13.9 | 6.9, 24.1 | |
Somewhat disagree | 20.8 | 12.2, 32.0 | |
Strongly disagree | 15.3 | 7.9, 25.7 | |
Do not know | 13.9 | 6.9, 24.1 | |
E Division of Economic and Risk Analysis | Strongly agree | 21.6 | 9.8, 38.2 |
Somewhat agree | 10.8 | 3.0, 25.4 | |
Neither agree nor disagree | 18.9 | 8.0, 35.2 | |
Somewhat disagree | 24.3 | 11.8, 41.2 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 10.8 | 3.0, 25.4 | |
F Enforcement | Strongly agree | 17.3 | 11.6, 24.2 |
Somewhat agree | 33.4 | 26.8, 40.0 | |
Neither agree nor disagree | 13.6 | 8.6, 20.1 | |
Somewhat disagree | 21.5 | 15.3, 28.8 | |
Strongly disagree | 12.2 | 7.5, 18.5 | |
Do not know | 2.0 | 0.4, 5.7 | |
G Investment Management | Strongly agree | 9.1 | 2.5, 21.7 |
Somewhat agree | 18.2 | 8.2, 32.7 | |
Neither agree nor disagree | 25.0 | 13.2, 40.3 | |
Somewhat disagree | 27.3 | 15.0, 42.8 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 11.4 | 3.8, 24.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | . | Data Not Reported | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 9.1 | 1.1, 29.2 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 13.2 | 8.1, 19.9 |
Somewhat agree | 29.2 | 21.7, 36.7 | |
Neither agree nor disagree | 22.6 | 16.0, 30.4 | |
Somewhat disagree | 22.6 | 16.0, 30.4 | |
Strongly disagree | 3.3 | 1.0, 8.0 | |
Do not know | 9.1 | 4.9, 15.1 | |
J Information Technology | Strongly agree | 31.8 | 18.6, 47.6 |
Somewhat agree | 29.5 | 16.8, 45.2 | |
Neither agree nor disagree | 18.2 | 8.2, 32.7 | |
Somewhat disagree | 15.9 | 6.6, 30.1 | |
Strongly disagree | 2.3 | 0.1, 12.0 | |
Do not know | 2.3 | 0.1, 12.0 | |
K Trading and Markets | Strongly agree | 14.9 | 6.2, 28.3 |
Somewhat agree | 10.6 | 3.5, 23.1 | |
Neither agree nor disagree | 19.1 | 9.1, 33.3 | |
Somewhat disagree | 27.7 | 15.6, 42.6 | |
Strongly disagree | 19.1 | 9.1, 33.3 | |
Do not know | 8.5 | 2.4, 20.4 | |
L Enforcement Regional Offices | Strongly agree | 20.5 | 12.6, 30.4 |
Somewhat agree | 34.1 | 25.2, 43.0 | |
Neither agree nor disagree | 12.5 | 6.4, 21.3 | |
Somewhat disagree | 20.5 | 12.6, 30.4 | |
Strongly disagree | 10.2 | 4.8, 18.5 | |
Do not know | 2.3 | 0.3, 8.0 | |
M Enforcement Headquarters | Strongly agree | 12.3 | 5.5, 22.8 |
Somewhat agree | 32.3 | 21.2, 45.1 | |
Neither agree nor disagree | 15.4 | 7.6, 26.5 | |
Somewhat disagree | 23.1 | 13.5, 35.2 | |
Strongly disagree | 15.4 | 7.6, 26.5 | |
Do not know | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 11.5 | 5.4, 20.8 |
Somewhat agree | 32.1 | 22.6, 41.5 | |
Neither agree nor disagree | 21.8 | 13.2, 32.6 | |
Somewhat disagree | 21.8 | 13.2, 32.6 | |
Strongly disagree | 3.8 | 0.8, 10.8 | |
Do not know | 9.0 | 3.7, 17.6 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 19.0 | 10.2, 30.9 |
Somewhat agree | 19.0 | 10.2, 30.9 | |
Neither agree nor disagree | 25.4 | 15.3, 37.9 | |
Somewhat disagree | 25.4 | 15.3, 37.9 | |
Strongly disagree | 1.6 | 0.0, 8.5 | |
Do not know | 9.5 | 3.6, 19.6 |
28j. In my view, the fear of being wrong makes Senior Officers in my division/office reluctant to take a stand on important issues.
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Strongly agree | 16.7 | 13.9, 19.4 |
Somewhat agree | 23.9 | 20.4, 27.3 | |
Neither agree nor disagree | 19.9 | 16.9, 23.0 | |
Somewhat disagree | 18.1 | 15.1, 21.0 | |
Strongly disagree | 12.0 | 9.5, 14.5 | |
Do not know | 9.4 | 7.1, 12.1 | |
B Entry or Mid-Level Non-Supervisors | Strongly agree | 17.7 | 14.5, 20.9 |
Somewhat agree | 22.8 | 19.0, 26.6 | |
Neither agree nor disagree | 20.2 | 16.7, 23.6 | |
Somewhat disagree | 17.3 | 14.1, 20.6 | |
Strongly disagree | 10.9 | 8.1, 14.1 | |
Do not know | 11.1 | 8.3, 14.4 | |
C Supervisors | Strongly agree | 12.5 | 7.0, 20.0 |
Somewhat agree | 27.8 | 20.0, 35.7 | |
Neither agree nor disagree | 19.1 | 12.3, 27.6 | |
Somewhat disagree | 21.0 | 13.9, 29.6 | |
Strongly disagree | 16.6 | 10.3, 24.8 | |
Do not know | 3.0 | 0.5, 9.3 | |
D Corporation Finance | Strongly agree | 16.7 | 8.9, 27.3 |
Somewhat agree | 15.3 | 7.9, 25.7 | |
Neither agree nor disagree | 18.1 | 10.0, 28.9 | |
Somewhat disagree | 15.3 | 7.9, 25.7 | |
Strongly disagree | 12.5 | 5.9, 22.4 | |
Do not know | 22.2 | 13.3, 33.6 | |
E Division of Economic and Risk Analysis | Strongly agree | . | Data Not Reported |
Somewhat agree | 8.1 | 1.7, 21.9 | |
Neither agree nor disagree | 16.2 | 6.2, 32.0 | |
Somewhat disagree | 18.9 | 8.0, 35.2 | |
Strongly disagree | 13.5 | 4.5, 28.8 | |
Do not know | 16.2 | 6.2, 32.0 | |
F Enforcement | Strongly agree | 16.8 | 11.2, 23.8 |
Somewhat agree | 30.4 | 23.9, 36.9 | |
Neither agree nor disagree | 18.6 | 12.7, 25.7 | |
Somewhat disagree | 19.0 | 13.1, 26.2 | |
Strongly disagree | 12.7 | 7.8, 19.1 | |
Do not know | 2.5 | 0.7, 6.5 | |
G Investment Management | Strongly agree | 6.8 | 1.4, 18.7 |
Somewhat agree | 15.9 | 6.6, 30.1 | |
Neither agree nor disagree | 25.0 | 13.2, 40.3 | |
Somewhat disagree | 27.3 | 15.0, 42.8 | |
Strongly disagree | 9.1 | 2.5, 21.7 | |
Do not know | 15.9 | 6.6, 30.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Strongly agree | . | Data Not Reported |
Somewhat agree | 9.1 | 1.1, 29.2 | |
Neither agree nor disagree | . | Data Not Reported | |
Somewhat disagree | . | Data Not Reported | |
Strongly disagree | 9.1 | 1.1, 29.2 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Strongly agree | 12.9 | 7.8, 19.5 |
Somewhat agree | 27.5 | 20.1, 34.9 | |
Neither agree nor disagree | 20.6 | 14.3, 28.2 | |
Somewhat disagree | 17.5 | 11.7, 24.8 | |
Strongly disagree | 10.1 | 5.7, 16.3 | |
Do not know | 11.4 | 6.7, 17.9 | |
J Information Technology | Strongly agree | 31.8 | 18.6, 47.6 |
Somewhat agree | 25.0 | 13.2, 40.3 | |
Neither agree nor disagree | 22.7 | 11.5, 37.8 | |
Somewhat disagree | 11.4 | 3.8, 24.6 | |
Strongly disagree | 4.5 | 0.6, 15.5 | |
Do not know | 4.5 | 0.6, 15.5 | |
K Trading and Markets | Strongly agree | 17.0 | 7.6, 30.8 |
Somewhat agree | 6.4 | 1.3, 17.5 | |
Neither agree nor disagree | 21.3 | 10.7, 35.7 | |
Somewhat disagree | 19.1 | 9.1, 33.3 | |
Strongly disagree | 25.5 | 13.9, 40.3 | |
Do not know | 10.6 | 3.5, 23.1 | |
L Enforcement Regional Offices | Strongly agree | 18.6 | 11.0, 28.4 |
Somewhat agree | 34.9 | 25.8, 44.0 | |
Neither agree nor disagree | 17.4 | 10.1, 27.1 | |
Somewhat disagree | 15.1 | 8.3, 24.5 | |
Strongly disagree | 12.8 | 6.6, 21.7 | |
Do not know | 1.2 | 0.0, 6.3 | |
M Enforcement Headquarters | Strongly agree | 14.1 | 6.6, 25.0 |
Somewhat agree | 23.4 | 13.8, 35.7 | |
Neither agree nor disagree | 20.3 | 11.3, 32.2 | |
Somewhat disagree | 25.0 | 15.0, 37.4 | |
Strongly disagree | 12.5 | 5.6, 23.2 | |
Do not know | 4.7 | 1.0, 13.1 | |
N Compliance Inspections and Examinations Regional Offices | Strongly agree | 11.5 | 5.4, 20.8 |
Somewhat agree | 30.8 | 21.5, 40.1 | |
Neither agree nor disagree | 19.2 | 11.2, 29.7 | |
Somewhat disagree | 16.7 | 9.2, 26.8 | |
Strongly disagree | 10.3 | 4.5, 19.2 | |
Do not know | 11.5 | 5.4, 20.8 | |
O Compliance Inspections and Examinations Headquarters | Strongly agree | 17.5 | 9.1, 29.1 |
Somewhat agree | 15.9 | 7.9, 27.3 | |
Neither agree nor disagree | 25.4 | 15.3, 37.9 | |
Somewhat disagree | 20.6 | 11.5, 32.7 | |
Strongly disagree | 9.5 | 3.6, 19.6 | |
Do not know | 11.1 | 4.6, 21.6 |
29. With respect to the hiring freeze that began in January of 2017, what effect, if any, has the hiring freeze had on your morale?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A All Respondents | Positive effect | 0.7 | 0.2, 1.8 |
No effect | 30.0 | 26.4, 33.6 | |
Negative effect | 62.8 | 59.1, 66.5 | |
No basis to judge | 4.8 | 3.2, 6.9 | |
Do not know | 1.7 | 0.8, 3.1 | |
B Entry or Mid-Level Non-Supervisors | Positive effect | 0.9 | 0.2, 2.3 |
No effect | 29.6 | 25.7, 33.6 | |
Negative effect | 62.1 | 57.9, 66.3 | |
No basis to judge | 5.4 | 3.5, 7.9 | |
Do not know | 2.0 | 0.9, 3.8 | |
C Supervisors | Positive effect | 0.0 | 0.0, 2.6 |
No effect | 31.2 | 23.0, 39.5 | |
Negative effect | 65.6 | 57.3, 73.9 | |
No basis to judge | 2.6 | 0.5, 7.5 | |
Do not know | 0.5 | 0.0, 4.8 | |
D Corporation Finance | Positive effect | 1.4 | 0.0, 7.5 |
No effect | 33.3 | 24.1, 42.5 | |
Negative effect | 56.9 | 47.3, 66.6 | |
No basis to judge | 5.6 | 1.5, 13.6 | |
Do not know | 2.8 | 0.3, 9.7 | |
E Division of Economic and Risk Analysis | Positive effect | 0.0 | 0.0, 7.8 |
No effect | 16.2 | 6.2, 32.0 | |
Negative effect | 78.4 | 61.8, 90.2 | |
No basis to judge | 0.0 | 0.0, 7.8 | |
Do not know | 5.4 | 0.7, 18.2 | |
F Enforcement | Positive effect | 1.2 | 0.1, 4.5 |
No effect | 30.7 | 24.2, 37.2 | |
Negative effect | 64.8 | 58.1, 71.5 | |
No basis to judge | 2.7 | 0.8, 6.7 | |
Do not know | 0.6 | 0.0, 3.6 | |
G Investment Management | Positive effect | 0.0 | 0.0, 6.6 |
No effect | 36.4 | 22.4, 52.2 | |
Negative effect | 54.5 | 44.3, 64.8 | |
No basis to judge | 4.5 | 0.6, 15.5 | |
Do not know | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | Positive effect | 0.0 | 0.0, 12.7 |
No effect | . | Data Not Reported | |
Negative effect | . | Data Not Reported | |
No basis to judge | 4.5 | 0.1, 22.8 | |
Do not know | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Positive effect | 0.3 | 0.0, 3.9 |
No effect | 32.6 | 25.0, 40.2 | |
Negative effect | 59.0 | 51.1, 67.0 | |
No basis to judge | 6.0 | 2.7, 11.3 | |
Do not know | 2.0 | 0.3, 6.3 | |
J Information Technology | Positive effect | 0.0 | 0.0, 6.7 |
No effect | 16.3 | 6.8, 30.7 | |
Negative effect | 74.4 | 58.8, 86.5 | |
No basis to judge | 9.3 | 2.6, 22.1 | |
Do not know | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Positive effect | 0.0 | 0.0, 6.2 |
No effect | 17.0 | 7.6, 30.8 | |
Negative effect | 72.3 | 57.4, 84.4 | |
No basis to judge | 8.5 | 2.4, 20.4 | |
Do not know | 2.1 | 0.1, 11.3 | |
L Enforcement Regional Offices | Positive effect | 0.0 | 0.0, 3.3 |
No effect | 28.4 | 19.3, 39.0 | |
Negative effect | 68.2 | 59.4, 77.0 | |
No basis to judge | 3.4 | 0.7, 9.6 | |
Do not know | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Positive effect | 3.1 | 0.4, 10.8 |
No effect | 34.4 | 22.9, 47.3 | |
Negative effect | 59.4 | 49.1, 69.7 | |
No basis to judge | 1.6 | 0.0, 8.4 | |
Do not know | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | Positive effect | 0.0 | 0.0, 3.7 |
No effect | 34.2 | 24.7, 43.7 | |
Negative effect | 58.2 | 48.3, 68.1 | |
No basis to judge | 5.1 | 1.4, 12.5 | |
Do not know | 2.5 | 0.3, 8.8 | |
O Compliance Inspections and Examinations Headquarters | Positive effect | 1.6 | 0.0, 8.5 |
No effect | 27.0 | 16.6, 39.7 | |
Negative effect | 61.9 | 52.8, 71.0 | |
No basis to judge | 9.5 | 3.6, 19.6 | |
Do not know | 0.0 | 0.0, 4.6 |
a. How large of a positive effect has the hiring freeze had on your morale?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
Those Answering Positive Effect to Q29 | Large positive effect | . | Data Not Reported |
Moderate positive effect | . | Data Not Reported | |
Small positive effect | . | Data Not Reported | |
No opinion | . | Data Not Reported |
a. How large of a negative effect has the hiring freeze had on your morale?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
A Those Answering Negative Effect to Q29 | Large negative effect | 30.9 | 26.5, 35.2 |
Moderate negative effect | 42.3 | 37.5, 47.1 | |
Small negative effect | 26.3 | 21.9, 30.7 | |
No opinion | 0.5 | 0.1, 2.0 | |
B Entry or Mid-Level Non-Supervisors | Large negative effect | 31.3 | 26.3, 36.3 |
Moderate negative effect | 42.7 | 37.2, 48.1 | |
Small negative effect | 25.4 | 20.5, 30.3 | |
No opinion | 0.7 | 0.1, 2.5 | |
C Supervisors | Large negative effect | 29.4 | 19.6, 40.8 |
Moderate negative effect | 41.2 | 31.0, 51.4 | |
Small negative effect | 29.4 | 19.7, 40.9 | |
No opinion | 0.0 | 0.0, 3.8 | |
D Corporation Finance | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 19.5 | 8.8, 34.9 | |
No opinion | 0.0 | 0.0, 7.0 | |
E Division of Economic and Risk Analysis | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 10.1 | |
F Enforcement | Large negative effect | 30.6 | 22.5, 38.6 |
Moderate negative effect | 41.2 | 32.4, 49.9 | |
Small negative effect | 27.3 | 18.7, 37.4 | |
No opinion | 1.0 | 0.0, 5.7 | |
G Investment Management | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 4.2 | 0.1, 21.1 | |
H Office of the Chief Accountant and Office of Credit Ratings | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | . | Data Not Reported | |
No opinion | 0.0 | 0.0, 20.6 | |
I Compliance Inspections and Examinations | Large negative effect | 26.6 | 17.6, 37.4 |
Moderate negative effect | 40.1 | 29.7, 50.5 | |
Small negative effect | 33.2 | 23.2, 43.3 | |
No opinion | 0.0 | 0.0, 3.5 | |
J Information Technology | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 12.5 | 3.5, 29.0 | |
No opinion | 0.0 | 0.0, 8.9 | |
K Trading and Markets | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 14.7 | 5.0, 31.1 | |
No opinion | 0.0 | 0.0, 8.4 | |
L Enforcement Regional Offices | Large negative effect | 23.3 | 13.4, 36.0 |
Moderate negative effect | 46.7 | 35.3, 58.0 | |
Small negative effect | 30.0 | 18.8, 43.2 | |
No opinion | 0.0 | 0.0, 4.9 | |
M Enforcement Headquarters | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 22.2 | 10.1, 39.2 | |
No opinion | 2.8 | 0.1, 14.5 | |
N Compliance Inspections and Examinations Regional Offices | Large negative effect | 22.2 | 11.2, 37.1 |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 35.6 | 21.9, 51.2 | |
No opinion | 0.0 | 0.0, 6.4 | |
O Compliance Inspections and Examinations Headquarters | Large negative effect | . | Data Not Reported |
Moderate negative effect | . | Data Not Reported | |
Small negative effect | 25.6 | 13.0, 42.1 | |
No opinion | 0.0 | 0.0, 7.4 |
30. If there are any other issues, details, or information concerning the organizational culture or
climate at the SEC or in your division/office that you would like us to know about, please use the
space below to provide this information.
Section 6 - Demographic and Background Information
31. In which SEC division or office do you currently work?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | Division of Enforcement | 35.3 | 33.1, 37.5 |
Division of Corporation Finance | 12.6 | 11.2, 13.9 | |
Division of Investment Management | 5.8 | 4.0, 8.1 | |
Division of Trading and Markets | 6.2 | 4.4, 8.5 | |
Division of Economic and Risk Analysis | 3.2 | 1.9, 5.0 | |
Office of Compliance Inspections and Examina | 29.6 | 27.2, 32.0 | |
Office of Credit Ratings | 1.3 | 0.5, 2.6 | |
Office of Information Technology | 4.9 | 3.3, 7.0 | |
Office of the Chief Accountant | 1.2 | 0.4, 2.4 | |
Other | 0.0 | 0.0, 0.5 | |
B Entry or Mid-Level Non-Supervisors | Division of Enforcement | 37.8 | 34.9, 40.7 |
Division of Corporation Finance | 12.5 | 9.6, 16.0 | |
Division of Investment Management | 5.7 | 3.7, 8.2 | |
Division of Trading and Markets | 6.3 | 4.2, 9.0 | |
Division of Economic and Risk Analysis | 3.6 | 2.1, 5.8 | |
Office of Compliance Inspections and Examina | 27.3 | 24.1, 30.4 | |
Office of Credit Ratings | 0.9 | 0.3, 2.3 | |
Office of Information Technology | 4.7 | 3.0, 7.2 | |
Office of the Chief Accountant | 1.2 | 0.4, 2.7 | |
Other | 0.0 | 0.0, 0.7 | |
C Supervisors | Division of Enforcement | 25.7 | 18.0, 34.7 |
Division of Corporation Finance | 12.7 | 7.2, 20.2 | |
Division of Investment Management | 6.2 | 2.5, 12.3 | |
Division of Trading and Markets | 5.9 | 2.3, 11.9 | |
Division of Economic and Risk Analysis | 1.7 | 0.2, 6.1 | |
Office of Compliance Inspections and Examina | 38.7 | 30.5, 47.0 | |
Office of Credit Ratings | 2.5 | 0.5, 7.4 | |
Office of Information Technology | 5.5 | 2.1, 11.5 | |
Office of the Chief Accountant | 1.0 | 0.0, 5.0 | |
Other | 0.0 | 0.0, 2.6 | |
D Corporation Finance | Division of Enforcement | 0.0 | 0.0, 4.1 |
Division of Corporation Finance | 100.0 | 95.9,100.0 | |
Division of Investment Management | 0.0 | 0.0, 4.1 | |
Division of Trading and Markets | 0.0 | 0.0, 4.1 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 4.1 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 4.1 | |
Office of Credit Ratings | 0.0 | 0.0, 4.1 | |
Office of Information Technology | 0.0 | 0.0, 4.1 | |
Office of the Chief Accountant | 0.0 | 0.0, 4.1 | |
Other | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Division of Enforcement | 0.0 | 0.0, 7.8 |
Division of Corporation Finance | 0.0 | 0.0, 7.8 | |
Division of Investment Management | 2.7 | 0.1, 14.2 | |
Division of Trading and Markets | 0.0 | 0.0, 7.8 | |
Division of Economic and Risk Analysis | 97.3 | 85.8, 99.9 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 7.8 | |
Office of Credit Ratings | 0.0 | 0.0, 7.8 | |
Office of Information Technology | 0.0 | 0.0, 7.8 | |
Office of the Chief Accountant | 0.0 | 0.0, 7.8 | |
Other | 0.0 | 0.0, 7.8 | |
F Enforcement | Division of Enforcement | 100.0 | 98.1,100.0 |
Division of Corporation Finance | 0.0 | 0.0, 1.9 | |
Division of Investment Management | 0.0 | 0.0, 1.9 | |
Division of Trading and Markets | 0.0 | 0.0, 1.9 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 1.9 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 1.9 | |
Office of Credit Ratings | 0.0 | 0.0, 1.9 | |
Office of Information Technology | 0.0 | 0.0, 1.9 | |
Office of the Chief Accountant | 0.0 | 0.0, 1.9 | |
Other | 0.0 | 0.0, 1.9 | |
G Investment Management | Division of Enforcement | 0.0 | 0.0, 6.6 |
Division of Corporation Finance | 0.0 | 0.0, 6.6 | |
Division of Investment Management | 100.0 | 93.4,100.0 | |
Division of Trading and Markets | 0.0 | 0.0, 6.6 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 6.6 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 6.6 | |
Office of Credit Ratings | 0.0 | 0.0, 6.6 | |
Office of Information Technology | 0.0 | 0.0, 6.6 | |
Office of the Chief Accountant | 0.0 | 0.0, 6.6 | |
Other | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Division of Enforcement | 0.0 | 0.0, 12.7 |
Division of Corporation Finance | 0.0 | 0.0, 12.7 | |
Division of Investment Management | 0.0 | 0.0, 12.7 | |
Division of Trading and Markets | 0.0 | 0.0, 12.7 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 12.7 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 12.7 | |
Office of Credit Ratings | . | Data Not Reported | |
Office of Information Technology | 0.0 | 0.0, 12.7 | |
Office of the Chief Accountant | . | Data Not Reported | |
Other | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Division of Enforcement | 0.0 | 0.0, 2.1 |
Division of Corporation Finance | 0.0 | 0.0, 2.1 | |
Division of Investment Management | 3.0 | 0.8, 7.7 | |
Division of Trading and Markets | 0.0 | 0.0, 2.1 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 2.1 | |
Office of Compliance Inspections and Examina | 96.7 | 92.0, 99.0 | |
Office of Credit Ratings | 0.3 | 0.0, 3.9 | |
Office of Information Technology | 0.0 | 0.0, 2.1 | |
Office of the Chief Accountant | 0.0 | 0.0, 2.1 | |
Other | 0.0 | 0.0, 2.1 | |
J Information Technology | Division of Enforcement | 0.0 | 0.0, 6.7 |
Division of Corporation Finance | 0.0 | 0.0, 6.7 | |
Division of Investment Management | 0.0 | 0.0, 6.7 | |
Division of Trading and Markets | 0.0 | 0.0, 6.7 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 6.7 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 6.7 | |
Office of Credit Ratings | 0.0 | 0.0, 6.7 | |
Office of Information Technology | 100.0 | 93.3,100.0 | |
Office of the Chief Accountant | 0.0 | 0.0, 6.7 | |
Other | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Division of Enforcement | 0.0 | 0.0, 6.3 |
Division of Corporation Finance | 0.0 | 0.0, 6.3 | |
Division of Investment Management | 0.0 | 0.0, 6.3 | |
Division of Trading and Markets | 100.0 | 93.7,100.0 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 6.3 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 6.3 | |
Office of Credit Ratings | 0.0 | 0.0, 6.3 | |
Office of Information Technology | 0.0 | 0.0, 6.3 | |
Office of the Chief Accountant | 0.0 | 0.0, 6.3 | |
Other | 0.0 | 0.0, 6.3 | |
L Enforcement Regional Offices | Division of Enforcement | 100.0 | 96.7,100.0 |
Division of Corporation Finance | 0.0 | 0.0, 3.3 | |
Division of Investment Management | 0.0 | 0.0, 3.3 | |
Division of Trading and Markets | 0.0 | 0.0, 3.3 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 3.3 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 3.3 | |
Office of Credit Ratings | 0.0 | 0.0, 3.3 | |
Office of Information Technology | 0.0 | 0.0, 3.3 | |
Office of the Chief Accountant | 0.0 | 0.0, 3.3 | |
Other | 0.0 | 0.0, 3.3 | |
M Enforcement Headquarters | Division of Enforcement | 100.0 | 95.5,100.0 |
Division of Corporation Finance | 0.0 | 0.0, 4.5 | |
Division of Investment Management | 0.0 | 0.0, 4.5 | |
Division of Trading and Markets | 0.0 | 0.0, 4.5 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 4.5 | |
Office of Compliance Inspections and Examina | 0.0 | 0.0, 4.5 | |
Office of Credit Ratings | 0.0 | 0.0, 4.5 | |
Office of Information Technology | 0.0 | 0.0, 4.5 | |
Office of the Chief Accountant | 0.0 | 0.0, 4.5 | |
Other | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Division of Enforcement | 0.0 | 0.0, 3.7 |
Division of Corporation Finance | 0.0 | 0.0, 3.7 | |
Division of Investment Management | 3.8 | 0.8, 10.7 | |
Division of Trading and Markets | 0.0 | 0.0, 3.7 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 3.7 | |
Office of Compliance Inspections and Examina | 96.2 | 89.3, 99.2 | |
Office of Credit Ratings | 0.0 | 0.0, 3.7 | |
Office of Information Technology | 0.0 | 0.0, 3.7 | |
Office of the Chief Accountant | 0.0 | 0.0, 3.7 | |
Other | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Division of Enforcement | 0.0 | 0.0, 4.7 |
Division of Corporation Finance | 0.0 | 0.0, 4.7 | |
Division of Investment Management | 0.0 | 0.0, 4.7 | |
Division of Trading and Markets | 0.0 | 0.0, 4.7 | |
Division of Economic and Risk Analysis | 0.0 | 0.0, 4.7 | |
Office of Compliance Inspections and Examina | 98.4 | 91.3,100.0 | |
Office of Credit Ratings | 1.6 | 0.0, 8.7 | |
Office of Information Technology | 0.0 | 0.0, 4.7 | |
Office of the Chief Accountant | 0.0 | 0.0, 4.7 | |
Other | 0.0 | 0.0, 4.7 |
Please specify the "other" division or
office where you currently work:
32. If you currently work in the Division of Enforcement or OCIE, do you work for a specialized unit?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | Yes | 17.0 | 14.2, 19.8 |
No | 49.7 | 46.3, 53.1 | |
I do not work in the Division of Enforcement | 33.3 | 30.9, 35.7 | |
B Entry or Mid-Level Non-Supervisors | Yes | 16.6 | 13.4, 19.9 |
No | 50.5 | 46.5, 54.4 | |
I do not work in the Division of Enforcement | 32.9 | 30.1, 35.7 | |
C Supervisors | Yes | 18.3 | 11.5, 27.0 |
No | 46.7 | 37.9, 55.4 | |
I do not work in the Division of Enforcement | 35.0 | 27.5, 42.5 | |
D Corporation Finance | Yes | 0.0 | 0.0, 4.5 |
No | 1.5 | 0.0, 8.3 | |
I do not work in the Division of Enforcement | 98.5 | 91.7,100.0 | |
E Division of Economic and Risk Analysis | Yes | 0.0 | 0.0, 8.0 |
No | 0.0 | 0.0, 8.0 | |
I do not work in the Division of Enforcement | 100.0 | 92.0,100.0 | |
F Enforcement | Yes | 31.8 | 25.2, 38.3 |
No | 67.5 | 60.9, 74.2 | |
I do not work in the Division of Enforcement | 0.7 | 0.0, 3.7 | |
G Investment Management | Yes | 0.0 | 0.0, 7.2 |
No | 5.0 | 0.6, 16.9 | |
I do not work in the Division of Enforcement | 95.0 | 90.3, 99.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | Yes | 0.0 | 0.0, 12.7 |
No | 9.1 | 1.1, 29.2 | |
I do not work in the Division of Enforcement | 90.9 | 70.8, 98.9 | |
I Compliance Inspections and Examinations | Yes | 17.5 | 11.7, 24.8 |
No | 75.8 | 67.9, 82.6 | |
I do not work in the Division of Enforcement | 6.6 | 3.1, 12.3 | |
J Information Technology | Yes | 0.0 | 0.0, 7.2 |
No | 7.5 | 1.6, 20.4 | |
I do not work in the Division of Enforcement | 92.5 | 79.6, 98.4 | |
K Trading and Markets | Yes | 0.0 | 0.0, 7.0 |
No | 7.3 | 1.5, 19.9 | |
I do not work in the Division of Enforcement | 92.7 | 80.1, 98.5 | |
L Enforcement Regional Offices | Yes | 31.4 | 22.6, 40.2 |
No | 67.4 | 58.5, 76.4 | |
I do not work in the Division of Enforcement | 1.2 | 0.0, 6.3 | |
M Enforcement Headquarters | Yes | 32.3 | 21.2, 45.1 |
No | 67.7 | 54.9, 78.8 | |
I do not work in the Division of Enforcement | 0.0 | 0.0, 4.5 | |
N Compliance Inspections and Examinations Regional Offices | Yes | 6.3 | 2.1, 14.2 |
No | 86.1 | 76.5, 92.8 | |
I do not work in the Division of Enforcement | 7.6 | 2.8, 15.8 | |
O Compliance Inspections and Examinations Headquarters | Yes | 58.1 | 48.8, 67.4 |
No | 38.7 | 29.5, 47.9 | |
I do not work in the Division of Enforcement | 3.2 | 0.4, 11.2 |
33. In which location or regional office do you work?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | Washington, D.C. (Headquarters) | 48.6 | 46.1, 51.1 |
Atlanta | 2.1 | 1.0, 3.8 | |
Boston | 4.6 | 2.9, 6.9 | |
Chicago | 7.1 | 5.0, 9.8 | |
Denver | 2.6 | 1.4, 4.4 | |
Fort Worth | 1.3 | 0.5, 2.8 | |
Los Angeles | 5.3 | 3.5, 7.7 | |
Miami | 2.7 | 1.4, 4.5 | |
New York | 15.4 | 12.4, 18.4 | |
Philadelphia | 5.5 | 3.6, 8.0 | |
Salt Lake | 0.4 | 0.0, 1.3 | |
San Francisco | 4.5 | 2.8, 6.8 | |
B Entry or Mid-Level Non-Supervisors | Washington, D.C. (Headquarters) | 48.7 | 45.6, 51.9 |
Atlanta | 2.2 | 1.0, 4.2 | |
Boston | 3.4 | 1.8, 5.6 | |
Chicago | 6.5 | 4.3, 9.5 | |
Denver | 2.5 | 1.2, 4.6 | |
Fort Worth | 1.2 | 0.4, 2.8 | |
Los Angeles | 5.6 | 3.6, 8.4 | |
Miami | 2.6 | 1.3, 4.7 | |
New York | 15.3 | 11.9, 18.6 | |
Philadelphia | 5.7 | 3.6, 8.6 | |
Salt Lake | 0.4 | 0.1, 1.6 | |
San Francisco | 5.6 | 3.5, 8.4 | |
C Supervisors | Washington, D.C. (Headquarters) | 48.0 | 39.9, 56.1 |
Atlanta | 1.5 | 0.1, 7.3 | |
Boston | 9.5 | 4.3, 17.6 | |
Chicago | 9.4 | 4.4, 17.0 | |
Denver | 2.8 | 0.5, 8.8 | |
Fort Worth | 1.5 | 0.1, 7.3 | |
Los Angeles | 4.0 | 1.0, 10.3 | |
Miami | 2.8 | 0.5, 8.8 | |
New York | 15.8 | 9.5, 24.0 | |
Philadelphia | 4.6 | 1.2, 11.8 | |
Salt Lake | 0.0 | 0.0, 2.7 | |
San Francisco | 0.0 | 0.0, 2.7 | |
D Corporation Finance | Washington, D.C. (Headquarters) | 100.0 | 95.9,100.0 |
Atlanta | 0.0 | 0.0, 4.1 | |
Boston | 0.0 | 0.0, 4.1 | |
Chicago | 0.0 | 0.0, 4.1 | |
Denver | 0.0 | 0.0, 4.1 | |
Fort Worth | 0.0 | 0.0, 4.1 | |
Los Angeles | 0.0 | 0.0, 4.1 | |
Miami | 0.0 | 0.0, 4.1 | |
New York | 0.0 | 0.0, 4.1 | |
Philadelphia | 0.0 | 0.0, 4.1 | |
Salt Lake | 0.0 | 0.0, 4.1 | |
San Francisco | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Washington, D.C. (Headquarters) | 81.1 | 64.8, 92.0 |
Atlanta | 0.0 | 0.0, 7.8 | |
Boston | 5.4 | 0.7, 18.2 | |
Chicago | 5.4 | 0.7, 18.2 | |
Denver | 0.0 | 0.0, 7.8 | |
Fort Worth | 0.0 | 0.0, 7.8 | |
Los Angeles | 0.0 | 0.0, 7.8 | |
Miami | 0.0 | 0.0, 7.8 | |
New York | 2.7 | 0.1, 14.2 | |
Philadelphia | 0.0 | 0.0, 7.8 | |
Salt Lake | 0.0 | 0.0, 7.8 | |
San Francisco | 5.4 | 0.7, 18.2 | |
F Enforcement | Washington, D.C. (Headquarters) | 34.7 | 30.3, 39.2 |
Atlanta | 4.2 | 1.6, 8.8 | |
Boston | 4.9 | 2.1, 9.7 | |
Chicago | 7.7 | 4.0, 13.2 | |
Denver | 4.7 | 1.9, 9.4 | |
Fort Worth | 2.8 | 0.8, 6.9 | |
Los Angeles | 10.4 | 6.1, 16.5 | |
Miami | 5.5 | 2.5, 10.5 | |
New York | 16.1 | 10.6, 22.9 | |
Philadelphia | 4.0 | 1.5, 8.5 | |
Salt Lake | 0.7 | 0.0, 3.7 | |
San Francisco | 4.1 | 1.6, 8.6 | |
G Investment Management | Washington, D.C. (Headquarters) | 95.5 | 84.5, 99.4 |
Atlanta | 0.0 | 0.0, 6.6 | |
Boston | 0.0 | 0.0, 6.6 | |
Chicago | 0.0 | 0.0, 6.6 | |
Denver | 0.0 | 0.0, 6.6 | |
Fort Worth | 0.0 | 0.0, 6.6 | |
Los Angeles | 0.0 | 0.0, 6.6 | |
Miami | 0.0 | 0.0, 6.6 | |
New York | 4.5 | 0.6, 15.5 | |
Philadelphia | 0.0 | 0.0, 6.6 | |
Salt Lake | 0.0 | 0.0, 6.6 | |
San Francisco | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Washington, D.C. (Headquarters) | . | Data Not Reported |
Atlanta | 0.0 | 0.0, 12.7 | |
Boston | 0.0 | 0.0, 12.7 | |
Chicago | 0.0 | 0.0, 12.7 | |
Denver | 0.0 | 0.0, 12.7 | |
Fort Worth | 0.0 | 0.0, 12.7 | |
Los Angeles | 0.0 | 0.0, 12.7 | |
Miami | 0.0 | 0.0, 12.7 | |
New York | . | Data Not Reported | |
Philadelphia | 0.0 | 0.0, 12.7 | |
Salt Lake | 0.0 | 0.0, 12.7 | |
San Francisco | 0.0 | 0.0, 12.7 | |
I Compliance Inspections and Examinations | Washington, D.C. (Headquarters) | 13.8 | 8.5, 20.6 |
Atlanta | 2.0 | 0.3, 6.4 | |
Boston | 8.7 | 4.5, 14.9 | |
Chicago | 13.7 | 8.3, 20.9 | |
Denver | 3.0 | 0.8, 7.8 | |
Fort Worth | 1.0 | 0.0, 4.8 | |
Los Angeles | 5.4 | 2.2, 10.8 | |
Miami | 2.4 | 0.5, 6.5 | |
New York | 27.0 | 19.7, 34.3 | |
Philadelphia | 13.4 | 8.0, 20.5 | |
Salt Lake | 0.4 | 0.0, 3.9 | |
San Francisco | 9.4 | 4.9, 15.8 | |
J Information Technology | Washington, D.C. (Headquarters) | 100.0 | 93.1,100.0 |
Atlanta | 0.0 | 0.0, 6.9 | |
Boston | 0.0 | 0.0, 6.9 | |
Chicago | 0.0 | 0.0, 6.9 | |
Denver | 0.0 | 0.0, 6.9 | |
Fort Worth | 0.0 | 0.0, 6.9 | |
Los Angeles | 0.0 | 0.0, 6.9 | |
Miami | 0.0 | 0.0, 6.9 | |
New York | 0.0 | 0.0, 6.9 | |
Philadelphia | 0.0 | 0.0, 6.9 | |
Salt Lake | 0.0 | 0.0, 6.9 | |
San Francisco | 0.0 | 0.0, 6.9 | |
K Trading and Markets | Washington, D.C. (Headquarters) | 93.5 | 82.1, 98.6 |
Atlanta | 0.0 | 0.0, 6.3 | |
Boston | 0.0 | 0.0, 6.3 | |
Chicago | 0.0 | 0.0, 6.3 | |
Denver | 0.0 | 0.0, 6.3 | |
Fort Worth | 0.0 | 0.0, 6.3 | |
Los Angeles | 0.0 | 0.0, 6.3 | |
Miami | 0.0 | 0.0, 6.3 | |
New York | 6.5 | 1.4, 17.9 | |
Philadelphia | 0.0 | 0.0, 6.3 | |
Salt Lake | 0.0 | 0.0, 6.3 | |
San Francisco | 0.0 | 0.0, 6.3 | |
L Enforcement Regional Offices | Washington, D.C. (Headquarters) | 0.0 | 0.0, 3.4 |
Atlanta | 7.0 | 2.6, 14.6 | |
Boston | 8.1 | 3.3, 16.1 | |
Chicago | 12.8 | 6.6, 21.7 | |
Denver | 5.8 | 1.9, 13.0 | |
Fort Worth | 4.7 | 1.3, 11.5 | |
Los Angeles | 16.3 | 9.2, 25.8 | |
Miami | 8.1 | 3.3, 16.1 | |
New York | 25.6 | 16.8, 36.1 | |
Philadelphia | 4.7 | 1.3, 11.5 | |
Salt Lake | 1.2 | 0.0, 6.3 | |
San Francisco | 5.8 | 1.9, 13.0 | |
M Enforcement Headquarters | Washington, D.C. (Headquarters) | 87.7 | 77.2, 94.5 |
Atlanta | 0.0 | 0.0, 4.5 | |
Boston | 0.0 | 0.0, 4.5 | |
Chicago | 0.0 | 0.0, 4.5 | |
Denver | 3.1 | 0.4, 10.7 | |
Fort Worth | 0.0 | 0.0, 4.5 | |
Los Angeles | 1.5 | 0.0, 8.3 | |
Miami | 1.5 | 0.0, 8.3 | |
New York | 1.5 | 0.0, 8.3 | |
Philadelphia | 3.1 | 0.4, 10.7 | |
Salt Lake | 0.0 | 0.0, 4.5 | |
San Francisco | 1.5 | 0.0, 8.3 | |
N Compliance Inspections and Examinations Regional Offices | Washington, D.C. (Headquarters) | 0.0 | 0.0, 3.8 |
Atlanta | 2.6 | 0.3, 9.0 | |
Boston | 10.3 | 4.5, 19.2 | |
Chicago | 16.7 | 9.2, 26.8 | |
Denver | 3.8 | 0.8, 10.8 | |
Fort Worth | 1.3 | 0.0, 6.9 | |
Los Angeles | 6.4 | 2.1, 14.3 | |
Miami | 2.6 | 0.3, 9.0 | |
New York | 28.2 | 18.6, 39.5 | |
Philadelphia | 16.7 | 9.2, 26.8 | |
Salt Lake | 0.0 | 0.0, 3.8 | |
San Francisco | 11.5 | 5.4, 20.8 | |
O Compliance Inspections and Examinations Headquarters | Washington, D.C. (Headquarters) | 62.9 | 53.8, 72.0 |
Atlanta | 0.0 | 0.0, 4.7 | |
Boston | 3.2 | 0.4, 11.2 | |
Chicago | 3.2 | 0.4, 11.2 | |
Denver | 0.0 | 0.0, 4.7 | |
Fort Worth | 0.0 | 0.0, 4.7 | |
Los Angeles | 1.6 | 0.0, 8.7 | |
Miami | 1.6 | 0.0, 8.7 | |
New York | 22.6 | 12.9, 35.0 | |
Philadelphia | 1.6 | 0.0, 8.7 | |
Salt Lake | 1.6 | 0.0, 8.7 | |
San Francisco | 1.6 | 0.0, 8.7 |
34. Which of the following best describes your position?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | Accountant | 19.0 | 16.0, 21.9 |
Attorney | 46.1 | 42.8, 49.4 | |
Examiner | 14.0 | 11.3, 16.8 | |
Financial Economist | 2.7 | 1.5, 4.5 | |
Branch Chief | 3.0 | 1.7, 4.8 | |
Exam Manager | 5.4 | 3.5, 7.7 | |
Assistant Director | 5.3 | 3.6, 7.6 | |
IT Specialist | 3.9 | 2.5, 5.9 | |
Other | 0.5 | 0.1, 1.6 | |
B Entry or Mid-Level Non-Supervisors | Accountant | 20.2 | 16.8, 23.6 |
Attorney | 53.6 | 49.8, 57.4 | |
Examiner | 17.1 | 13.8, 20.3 | |
Financial Economist | 3.4 | 1.9, 5.6 | |
Branch Chief | 0.3 | 0.0, 1.5 | |
Exam Manager | 0.0 | 0.0, 0.7 | |
Assistant Director | 0.0 | 0.0, 0.7 | |
IT Specialist | 4.8 | 3.0, 7.2 | |
Other | 0.7 | 0.1, 2.0 | |
C Supervisors | Accountant | 14.0 | 8.2, 21.9 |
Attorney | 16.4 | 10.1, 24.7 | |
Examiner | 2.1 | 0.3, 7.2 | |
Financial Economist | 0.0 | 0.0, 2.7 | |
Branch Chief | 13.7 | 7.9, 21.5 | |
Exam Manager | 26.6 | 18.6, 36.0 | |
Assistant Director | 26.6 | 18.6, 35.8 | |
IT Specialist | 0.6 | 0.0, 4.9 | |
Other | 0.0 | 0.0, 2.7 | |
D Corporation Finance | Accountant | 54.2 | 44.4, 63.9 |
Attorney | 36.1 | 26.7, 45.5 | |
Examiner | 0.0 | 0.0, 4.1 | |
Financial Economist | 0.0 | 0.0, 4.1 | |
Branch Chief | 5.6 | 1.5, 13.6 | |
Exam Manager | 0.0 | 0.0, 4.1 | |
Assistant Director | 4.2 | 0.9, 11.7 | |
IT Specialist | 0.0 | 0.0, 4.1 | |
Other | 0.0 | 0.0, 4.1 | |
E Division of Economic and Risk Analysis | Accountant | 0.0 | 0.0, 7.8 |
Attorney | 8.1 | 1.7, 21.9 | |
Examiner | 0.0 | 0.0, 7.8 | |
Financial Economist | 78.4 | 61.8, 90.2 | |
Branch Chief | 0.0 | 0.0, 7.8 | |
Exam Manager | 0.0 | 0.0, 7.8 | |
Assistant Director | 8.1 | 1.7, 21.9 | |
IT Specialist | 0.0 | 0.0, 7.8 | |
Other | 5.4 | 0.7, 18.2 | |
F Enforcement | Accountant | 10.7 | 6.3, 16.8 |
Attorney | 79.2 | 71.8, 85.4 | |
Examiner | 0.6 | 0.0, 3.7 | |
Financial Economist | 0.0 | 0.0, 2.0 | |
Branch Chief | 0.7 | 0.0, 3.7 | |
Exam Manager | 0.0 | 0.0, 2.0 | |
Assistant Director | 8.0 | 4.2, 13.6 | |
IT Specialist | 0.0 | 0.0, 2.0 | |
Other | 0.7 | 0.0, 3.7 | |
G Investment Management | Accountant | 13.6 | 5.2, 27.4 |
Attorney | 77.3 | 62.2, 88.5 | |
Examiner | 0.0 | 0.0, 6.6 | |
Financial Economist | 0.0 | 0.0, 6.6 | |
Branch Chief | 4.5 | 0.6, 15.5 | |
Exam Manager | 0.0 | 0.0, 6.6 | |
Assistant Director | 4.5 | 0.6, 15.5 | |
IT Specialist | 0.0 | 0.0, 6.6 | |
Other | 0.0 | 0.0, 6.6 | |
H Office of the Chief Accountant and Office of Credit Ratings | Accountant | . | Data Not Reported |
Attorney | . | Data Not Reported | |
Examiner | . | Data Not Reported | |
Financial Economist | 0.0 | 0.0, 13.3 | |
Branch Chief | 9.5 | 1.2, 30.4 | |
Exam Manager | 0.0 | 0.0, 13.3 | |
Assistant Director | 0.0 | 0.0, 13.3 | |
IT Specialist | 0.0 | 0.0, 13.3 | |
Other | 0.0 | 0.0, 13.3 | |
I Compliance Inspections and Examinations | Accountant | 19.7 | 13.5, 27.2 |
Attorney | 13.9 | 8.6, 20.7 | |
Examiner | 43.7 | 35.6, 51.8 | |
Financial Economist | 0.0 | 0.0, 2.1 | |
Branch Chief | 1.0 | 0.0, 4.8 | |
Exam Manager | 17.3 | 11.4, 24.7 | |
Assistant Director | 4.1 | 1.5, 8.8 | |
IT Specialist | 0.0 | 0.0, 2.1 | |
Other | 0.3 | 0.0, 3.9 | |
J Information Technology | Accountant | 0.0 | 0.0, 6.7 |
Attorney | 0.0 | 0.0, 6.7 | |
Examiner | 0.0 | 0.0, 6.7 | |
Financial Economist | 0.0 | 0.0, 6.7 | |
Branch Chief | 20.9 | 10.0, 36.0 | |
Exam Manager | 0.0 | 0.0, 6.7 | |
Assistant Director | 0.0 | 0.0, 6.7 | |
IT Specialist | 79.1 | 64.0, 90.0 | |
Other | 0.0 | 0.0, 6.7 | |
K Trading and Markets | Accountant | 6.7 | 1.4, 18.3 |
Attorney | 82.2 | 67.9, 92.0 | |
Examiner | 0.0 | 0.0, 6.4 | |
Financial Economist | 2.2 | 0.1, 11.8 | |
Branch Chief | 4.4 | 0.5, 15.1 | |
Exam Manager | 0.0 | 0.0, 6.4 | |
Assistant Director | 4.4 | 0.5, 15.1 | |
IT Specialist | 0.0 | 0.0, 6.4 | |
Other | 0.0 | 0.0, 6.4 | |
L Enforcement Regional Offices | Accountant | 11.6 | 5.7, 20.3 |
Attorney | 77.9 | 67.7, 86.1 | |
Examiner | 0.0 | 0.0, 3.4 | |
Financial Economist | 0.0 | 0.0, 3.4 | |
Branch Chief | 1.2 | 0.0, 6.3 | |
Exam Manager | 0.0 | 0.0, 3.4 | |
Assistant Director | 8.1 | 3.3, 16.1 | |
IT Specialist | 0.0 | 0.0, 3.4 | |
Other | 1.2 | 0.0, 6.3 | |
M Enforcement Headquarters | Accountant | 9.4 | 3.5, 19.3 |
Attorney | 81.2 | 69.5, 89.9 | |
Examiner | 1.6 | 0.0, 8.4 | |
Financial Economist | 0.0 | 0.0, 4.6 | |
Branch Chief | 0.0 | 0.0, 4.6 | |
Exam Manager | 0.0 | 0.0, 4.6 | |
Assistant Director | 7.8 | 2.6, 17.3 | |
IT Specialist | 0.0 | 0.0, 4.6 | |
Other | 0.0 | 0.0, 4.6 | |
N Compliance Inspections and Examinations Regional Offices | Accountant | 20.3 | 12.0, 30.8 |
Attorney | 10.1 | 4.5, 19.0 | |
Examiner | 46.8 | 36.8, 56.8 | |
Financial Economist | 0.0 | 0.0, 3.7 | |
Branch Chief | 1.3 | 0.0, 6.9 | |
Exam Manager | 19.0 | 11.0, 29.4 | |
Assistant Director | 2.5 | 0.3, 8.8 | |
IT Specialist | 0.0 | 0.0, 3.7 | |
Other | 0.0 | 0.0, 3.7 | |
O Compliance Inspections and Examinations Headquarters | Accountant | 17.7 | 9.2, 29.5 |
Attorney | 27.4 | 16.9, 40.2 | |
Examiner | 32.3 | 20.9, 45.3 | |
Financial Economist | 0.0 | 0.0, 4.7 | |
Branch Chief | 0.0 | 0.0, 4.7 | |
Exam Manager | 11.3 | 4.7, 21.9 | |
Assistant Director | 9.7 | 3.6, 19.9 | |
IT Specialist | 0.0 | 0.0, 4.7 | |
Other | 1.6 | 0.0, 8.7 |
Please specify your position:
35. What is your current level or grade?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | SK-11 or lower | 0.1 | 0.0, 1.0 |
SK-12 | 0.3 | 0.0, 1.2 | |
SK-13 | 3.9 | 2.5, 5.9 | |
SK-14 | 62.0 | 58.2, 65.8 | |
SK-15 | 11.5 | 8.9, 14.0 | |
SK-16 | 13.0 | 10.5, 15.5 | |
SK-17 | 9.2 | 6.9, 12.0 | |
B Entry or Mid-Level Non-Supervisors | SK-11 or lower | 0.1 | 0.0, 1.3 |
SK-12 | 0.4 | 0.0, 1.5 | |
SK-13 | 4.9 | 3.1, 7.4 | |
SK-14 | 77.4 | 73.9, 80.9 | |
SK-15 | 1.8 | 0.7, 3.5 | |
SK-16 | 15.2 | 12.3, 18.2 | |
SK-17 | 0.1 | 0.0, 1.3 | |
C Supervisors | SK-11 or lower | 0.0 | 0.0, 2.7 |
SK-12 | 0.0 | 0.0, 2.7 | |
SK-13 | 0.0 | 0.0, 2.7 | |
SK-14 | 0.5 | 0.0, 5.1 | |
SK-15 | 50.2 | 41.5, 58.8 | |
SK-16 | 3.9 | 1.1, 9.5 | |
SK-17 | 45.4 | 36.8, 54.0 | |
D Corporation Finance | SK-11 or lower | 0.0 | 0.0, 4.2 |
SK-12 | 1.4 | 0.0, 7.7 | |
SK-13 | 1.4 | 0.0, 7.7 | |
SK-14 | 75.7 | 64.0, 85.2 | |
SK-15 | 10.0 | 4.1, 19.5 | |
SK-16 | 4.3 | 0.9, 12.0 | |
SK-17 | 7.1 | 2.4, 15.9 | |
E Division of Economic and Risk Analysis | SK-11 or lower | 2.7 | 0.1, 14.2 |
SK-12 | 0.0 | 0.0, 7.8 | |
SK-13 | 16.2 | 6.2, 32.0 | |
SK-14 | . | Data Not Reported | |
SK-15 | 0.0 | 0.0, 7.8 | |
SK-16 | 16.2 | 6.2, 32.0 | |
SK-17 | 10.8 | 3.0, 25.4 | |
F Enforcement | SK-11 or lower | 0.0 | 0.0, 2.0 |
SK-12 | 0.0 | 0.0, 2.0 | |
SK-13 | 0.6 | 0.0, 3.7 | |
SK-14 | 62.5 | 55.6, 69.3 | |
SK-15 | 4.0 | 1.5, 8.6 | |
SK-16 | 19.4 | 13.4, 26.7 | |
SK-17 | 13.5 | 8.4, 20.0 | |
G Investment Management | SK-11 or lower | 0.0 | 0.0, 6.6 |
SK-12 | 0.0 | 0.0, 6.6 | |
SK-13 | 0.0 | 0.0, 6.6 | |
SK-14 | 68.2 | 52.4, 81.4 | |
SK-15 | 13.6 | 5.2, 27.4 | |
SK-16 | 13.6 | 5.2, 27.4 | |
SK-17 | 4.5 | 0.6, 15.5 | |
H Office of the Chief Accountant and Office of Credit Ratings | SK-11 or lower | 0.0 | 0.0, 13.3 |
SK-12 | 0.0 | 0.0, 13.3 | |
SK-13 | 0.0 | 0.0, 13.3 | |
SK-14 | . | Data Not Reported | |
SK-15 | 9.5 | 1.2, 30.4 | |
SK-16 | . | Data Not Reported | |
SK-17 | . | Data Not Reported | |
I Compliance Inspections and Examinations | SK-11 or lower | 0.0 | 0.0, 2.1 |
SK-12 | 0.4 | 0.0, 4.0 | |
SK-13 | 5.8 | 2.5, 11.2 | |
SK-14 | 58.5 | 50.4, 66.5 | |
SK-15 | 20.1 | 13.7, 27.8 | |
SK-16 | 8.4 | 4.3, 14.3 | |
SK-17 | 6.9 | 3.3, 12.5 | |
J Information Technology | SK-11 or lower | 0.0 | 0.0, 6.9 |
SK-12 | 0.0 | 0.0, 6.9 | |
SK-13 | 19.0 | 8.6, 34.1 | |
SK-14 | . | Data Not Reported | |
SK-15 | 23.8 | 12.1, 39.5 | |
SK-16 | 0.0 | 0.0, 6.9 | |
SK-17 | 0.0 | 0.0, 6.9 | |
K Trading and Markets | SK-11 or lower | 0.0 | 0.0, 6.7 |
SK-12 | 0.0 | 0.0, 6.7 | |
SK-13 | 4.7 | 0.6, 15.8 | |
SK-14 | . | Data Not Reported | |
SK-15 | 9.3 | 2.6, 22.1 | |
SK-16 | 14.0 | 5.3, 27.9 | |
SK-17 | 9.3 | 2.6, 22.1 | |
L Enforcement Regional Offices | SK-11 or lower | 0.0 | 0.0, 3.5 |
SK-12 | 0.0 | 0.0, 3.5 | |
SK-13 | 0.0 | 0.0, 3.5 | |
SK-14 | 65.9 | 56.8, 75.0 | |
SK-15 | 3.5 | 0.7, 10.0 | |
SK-16 | 17.6 | 10.2, 27.4 | |
SK-17 | 12.9 | 6.6, 22.0 | |
M Enforcement Headquarters | SK-11 or lower | 0.0 | 0.0, 4.6 |
SK-12 | 0.0 | 0.0, 4.6 | |
SK-13 | 1.6 | 0.0, 8.5 | |
SK-14 | 57.1 | 46.7, 67.6 | |
SK-15 | 4.8 | 1.0, 13.3 | |
SK-16 | 22.2 | 12.7, 34.5 | |
SK-17 | 14.3 | 6.7, 25.4 | |
N Compliance Inspections and Examinations Regional Offices | SK-11 or lower | 0.0 | 0.0, 3.8 |
SK-12 | 0.0 | 0.0, 3.8 | |
SK-13 | 6.5 | 2.1, 14.5 | |
SK-14 | 61.0 | 51.1, 70.9 | |
SK-15 | 22.1 | 13.4, 33.0 | |
SK-16 | 5.2 | 1.4, 12.8 | |
SK-17 | 5.2 | 1.4, 12.8 | |
O Compliance Inspections and Examinations Headquarters | SK-11 or lower | 0.0 | 0.0, 4.8 |
SK-12 | 1.6 | 0.0, 8.8 | |
SK-13 | 3.3 | 0.4, 11.3 | |
SK-14 | 49.2 | 39.7, 58.7 | |
SK-15 | 13.1 | 5.8, 24.2 | |
SK-16 | 19.7 | 10.6, 31.8 | |
SK-17 | 13.1 | 5.8, 24.2 |
36. How long have you worked for the SEC (please include total years of service with SEC if you
left SEC and came back again)?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | Less than 1 year | 0.7 | 0.2, 1.9 |
1 to less than 2 years | 0.2 | 0.0, 1.0 | |
2 to less than 3 years | 5.2 | 3.5, 7.4 | |
3 to less than 5 years | 17.9 | 14.8, 20.9 | |
5 to less than 10 years | 22.6 | 19.5, 25.8 | |
10 to less than 15 years | 17.5 | 14.5, 20.5 | |
15 to less than 20 years | 18.5 | 15.4, 21.6 | |
More than 20 years | 17.3 | 14.4, 20.3 | |
B Entry or Mid-Level Non-Supervisors | Less than 1 year | 0.8 | 0.2, 2.1 |
1 to less than 2 years | 0.2 | 0.0, 1.3 | |
2 to less than 3 years | 6.4 | 4.3, 9.1 | |
3 to less than 5 years | 21.6 | 17.9, 25.2 | |
5 to less than 10 years | 23.3 | 19.7, 26.9 | |
10 to less than 15 years | 18.3 | 14.8, 21.7 | |
15 to less than 20 years | 14.4 | 11.3, 17.5 | |
More than 20 years | 15.0 | 12.0, 18.1 | |
C Supervisors | Less than 1 year | 0.6 | 0.0, 5.0 |
1 to less than 2 years | 0.0 | 0.0, 2.7 | |
2 to less than 3 years | 0.6 | 0.0, 5.0 | |
3 to less than 5 years | 3.2 | 0.8, 8.5 | |
5 to less than 10 years | 19.9 | 12.9, 28.6 | |
10 to less than 15 years | 14.6 | 8.6, 22.6 | |
15 to less than 20 years | 34.7 | 26.1, 43.4 | |
More than 20 years | 26.4 | 18.5, 35.7 | |
D Corporation Finance | Less than 1 year | 0.0 | 0.0, 4.1 |
1 to less than 2 years | 0.0 | 0.0, 4.1 | |
2 to less than 3 years | 1.4 | 0.0, 7.5 | |
3 to less than 5 years | 6.9 | 2.3, 15.5 | |
5 to less than 10 years | 20.8 | 12.2, 32.0 | |
10 to less than 15 years | 29.2 | 19.0, 41.1 | |
15 to less than 20 years | 19.4 | 11.1, 30.5 | |
More than 20 years | 22.2 | 13.3, 33.6 | |
E Division of Economic and Risk Analysis | Less than 1 year | 5.6 | 0.7, 18.7 |
1 to less than 2 years | 2.8 | 0.1, 14.5 | |
2 to less than 3 years | 16.7 | 6.4, 32.8 | |
3 to less than 5 years | . | Data Not Reported | |
5 to less than 10 years | . | Data Not Reported | |
10 to less than 15 years | 8.3 | 1.8, 22.5 | |
15 to less than 20 years | 0.0 | 0.0, 8.0 | |
More than 20 years | 5.6 | 0.7, 18.7 | |
F Enforcement | Less than 1 year | 0.0 | 0.0, 2.1 |
1 to less than 2 years | 0.0 | 0.0, 2.1 | |
2 to less than 3 years | 4.8 | 1.9, 9.6 | |
3 to less than 5 years | 18.8 | 12.8, 26.2 | |
5 to less than 10 years | 26.2 | 19.8, 32.5 | |
10 to less than 15 years | 17.5 | 11.6, 24.7 | |
15 to less than 20 years | 17.4 | 11.6, 24.5 | |
More than 20 years | 15.4 | 10.0, 22.4 | |
G Investment Management | Less than 1 year | 2.3 | 0.1, 12.0 |
1 to less than 2 years | 0.0 | 0.0, 6.6 | |
2 to less than 3 years | 4.5 | 0.6, 15.5 | |
3 to less than 5 years | 11.4 | 3.8, 24.6 | |
5 to less than 10 years | 18.2 | 8.2, 32.7 | |
10 to less than 15 years | 18.2 | 8.2, 32.7 | |
15 to less than 20 years | 11.4 | 3.8, 24.6 | |
More than 20 years | 34.1 | 20.5, 49.9 | |
H Office of the Chief Accountant and Office of Credit Ratings | Less than 1 year | 9.5 | 1.2, 30.4 |
1 to less than 2 years | 4.8 | 0.1, 23.8 | |
2 to less than 3 years | . | Data Not Reported | |
3 to less than 5 years | 4.8 | 0.1, 23.8 | |
5 to less than 10 years | . | Data Not Reported | |
10 to less than 15 years | . | Data Not Reported | |
15 to less than 20 years | . | Data Not Reported | |
More than 20 years | 0.0 | 0.0, 13.3 | |
I Compliance Inspections and Examinations | Less than 1 year | 0.0 | 0.0, 2.1 |
1 to less than 2 years | 0.0 | 0.0, 2.1 | |
2 to less than 3 years | 5.0 | 2.1, 10.0 | |
3 to less than 5 years | 20.7 | 14.3, 28.3 | |
5 to less than 10 years | 16.5 | 10.8, 23.7 | |
10 to less than 15 years | 16.3 | 10.6, 23.5 | |
15 to less than 20 years | 23.7 | 17.0, 31.6 | |
More than 20 years | 17.7 | 11.8, 25.0 | |
J Information Technology | Less than 1 year | 4.5 | 0.6, 15.5 |
1 to less than 2 years | 0.0 | 0.0, 6.6 | |
2 to less than 3 years | 6.8 | 1.4, 18.7 | |
3 to less than 5 years | 20.5 | 9.8, 35.3 | |
5 to less than 10 years | 31.8 | 18.6, 47.6 | |
10 to less than 15 years | 4.5 | 0.6, 15.5 | |
15 to less than 20 years | 15.9 | 6.6, 30.1 | |
More than 20 years | 15.9 | 6.6, 30.1 | |
K Trading and Markets | Less than 1 year | 0.0 | 0.0, 6.6 |
1 to less than 2 years | 0.0 | 0.0, 6.6 | |
2 to less than 3 years | 6.8 | 1.4, 18.7 | |
3 to less than 5 years | 20.5 | 9.8, 35.3 | |
5 to less than 10 years | 27.3 | 15.0, 42.8 | |
10 to less than 15 years | 15.9 | 6.6, 30.1 | |
15 to less than 20 years | 13.6 | 5.2, 27.4 | |
More than 20 years | 15.9 | 6.6, 30.1 | |
L Enforcement Regional Offices | Less than 1 year | 0.0 | 0.0, 3.6 |
1 to less than 2 years | 0.0 | 0.0, 3.6 | |
2 to less than 3 years | 3.7 | 0.8, 10.4 | |
3 to less than 5 years | 19.8 | 11.7, 30.1 | |
5 to less than 10 years | 23.5 | 14.8, 34.2 | |
10 to less than 15 years | 18.5 | 10.8, 28.7 | |
15 to less than 20 years | 17.3 | 9.8, 27.3 | |
More than 20 years | 17.3 | 9.8, 27.3 | |
M Enforcement Headquarters | Less than 1 year | 0.0 | 0.0, 4.6 |
1 to less than 2 years | 0.0 | 0.0, 4.6 | |
2 to less than 3 years | 6.3 | 1.8, 15.5 | |
3 to less than 5 years | 17.5 | 9.1, 29.1 | |
5 to less than 10 years | 30.2 | 19.2, 43.0 | |
10 to less than 15 years | 15.9 | 7.9, 27.3 | |
15 to less than 20 years | 17.5 | 9.1, 29.1 | |
More than 20 years | 12.7 | 5.6, 23.5 | |
N Compliance Inspections and Examinations Regional Offices | Less than 1 year | 0.0 | 0.0, 3.7 |
1 to less than 2 years | 0.0 | 0.0, 3.7 | |
2 to less than 3 years | 5.1 | 1.4, 12.5 | |
3 to less than 5 years | 21.5 | 13.1, 32.2 | |
5 to less than 10 years | 13.9 | 7.2, 23.5 | |
10 to less than 15 years | 17.7 | 10.0, 27.9 | |
15 to less than 20 years | 24.1 | 15.1, 35.0 | |
More than 20 years | 17.7 | 10.0, 27.9 | |
O Compliance Inspections and Examinations Headquarters | Less than 1 year | 0.0 | 0.0, 4.7 |
1 to less than 2 years | 0.0 | 0.0, 4.7 | |
2 to less than 3 years | 4.8 | 1.0, 13.5 | |
3 to less than 5 years | 17.7 | 9.2, 29.5 | |
5 to less than 10 years | 25.8 | 15.5, 38.5 | |
10 to less than 15 years | 11.3 | 4.7, 21.9 | |
15 to less than 20 years | 22.6 | 12.9, 35.0 | |
More than 20 years | 17.7 | 9.2, 29.5 |
37. How many years did you work outside of SEC, but in a position related to the type of work
SEC conducts or that dealt with issues SEC covers?
Question Choices |
Estimated Percentage |
95 Percent Confidence Interval |
|
---|---|---|---|
All Respondents | No related outside employment | 11.8 | 9.3, 14.3 |
Less than 1 year | 2.6 | 1.4, 4.3 | |
1 to less than 2 years | 6.4 | 4.5, 8.7 | |
2 to less than 3 years | 6.2 | 4.4, 8.6 | |
3 to less than 5 years | 11.5 | 9.1, 13.9 | |
5 to less than 10 years | 31.1 | 27.5, 34.6 | |
10 to less than 15 years | 18.4 | 15.4, 21.4 | |
15 to less than 20 years | 6.9 | 5.0, 9.4 | |
More than 20 years | 5.2 | 3.5, 7.4 | |
B Entry or Mid-Level Non-Supervisors | No related outside employment | 10.7 | 8.0, 14.0 |
Less than 1 year | 3.1 | 1.7, 5.2 | |
1 to less than 2 years | 6.1 | 4.0, 8.7 | |
2 to less than 3 years | 5.7 | 3.8, 8.3 | |
3 to less than 5 years | 11.3 | 8.5, 14.7 | |
5 to less than 10 years | 30.8 | 26.8, 34.8 | |
10 to less than 15 years | 19.2 | 15.7, 22.7 | |
15 to less than 20 years | 7.8 | 5.5, 10.8 | |
More than 20 years | 5.2 | 3.4, 7.7 | |
C Supervisors | No related outside employment | 15.8 | 9.5, 24.2 |
Less than 1 year | 0.5 | 0.0, 4.9 | |
1 to less than 2 years | 7.5 | 3.4, 14.0 | |
2 to less than 3 years | 8.1 | 3.8, 15.0 | |
3 to less than 5 years | 12.2 | 6.8, 19.8 | |
5 to less than 10 years | 32.2 | 24.2, 40.2 | |
10 to less than 15 years | 15.3 | 9.2, 23.3 | |
15 to less than 20 years | 3.3 | 0.9, 8.6 | |
More than 20 years | 4.9 | 1.7, 10.7 | |
D Corporation Finance | No related outside employment | 11.1 | 4.9, 20.7 |
Less than 1 year | 2.8 | 0.3, 9.7 | |
1 to less than 2 years | 8.3 | 3.1, 17.3 | |
2 to less than 3 years | 1.4 | 0.0, 7.5 | |
3 to less than 5 years | 9.7 | 4.0, 19.0 | |
5 to less than 10 years | 36.1 | 26.7, 45.5 | |
10 to less than 15 years | 20.8 | 12.2, 32.0 | |
15 to less than 20 years | 8.3 | 3.1, 17.3 | |
More than 20 years | 1.4 | 0.0, 7.5 | |
E Division of Economic and Risk Analysis | No related outside employment | 13.5 | 4.5, 28.8 |
Less than 1 year | 0.0 | 0.0, 7.8 | |
1 to less than 2 years | 0.0 | 0.0, 7.8 | |
2 to less than 3 years | 8.1 | 1.7, 21.9 | |
3 to less than 5 years | 21.6 | 9.8, 38.2 | |
5 to less than 10 years | . | Data Not Reported | |
10 to less than 15 years | 18.9 | 8.0, 35.2 | |
15 to less than 20 years | 10.8 | 3.0, 25.4 | |
More than 20 years | 0.0 | 0.0, 7.8 | |
F Enforcement | No related outside employment | 8.0 | 4.2, 13.6 |
Less than 1 year | 1.8 | 0.3, 5.5 | |
1 to less than 2 years | 3.3 | 1.0, 7.5 | |
2 to less than 3 years | 6.7 | 3.3, 11.9 | |
3 to less than 5 years | 10.7 | 6.2, 16.7 | |
5 to less than 10 years | 40.4 | 33.5, 47.4 | |
10 to less than 15 years | 18.6 | 12.7, 25.7 | |
15 to less than 20 years | 7.8 | 4.1, 13.3 | |
More than 20 years | 2.7 | 0.8, 6.8 | |
G Investment Management | No related outside employment | 13.6 | 5.2, 27.4 |
Less than 1 year | 4.5 | 0.6, 15.5 | |
1 to less than 2 years | 4.5 | 0.6, 15.5 | |
2 to less than 3 years | 4.5 | 0.6, 15.5 | |
3 to less than 5 years | 22.7 | 11.5, 37.8 | |
5 to less than 10 years | 27.3 | 15.0, 42.8 | |
10 to less than 15 years | 11.4 | 3.8, 24.6 | |
15 to less than 20 years | 4.5 | 0.6, 15.5 | |
More than 20 years | 6.8 | 1.4, 18.7 | |
H Office of the Chief Accountant and Office of Credit Ratings | No related outside employment | 0.0 | 0.0, 13.3 |
Less than 1 year | 0.0 | 0.0, 13.3 | |
1 to less than 2 years | 4.8 | 0.1, 23.8 | |
2 to less than 3 years | 0.0 | 0.0, 13.3 | |
3 to less than 5 years | 4.8 | 0.1, 23.8 | |
5 to less than 10 years | . | Data Not Reported | |
10 to less than 15 years | . | Data Not Reported | |
15 to less than 20 years | 4.8 | 0.1, 23.8 | |
More than 20 years | 9.5 | 1.2, 30.4 | |
I Compliance Inspections and Examinations | No related outside employment | 15.7 | 10.2, 22.8 |
Less than 1 year | 2.7 | 0.7, 6.9 | |
1 to less than 2 years | 9.3 | 5.1, 15.4 | |
2 to less than 3 years | 8.7 | 4.6, 14.7 | |
3 to less than 5 years | 11.1 | 6.4, 17.5 | |
5 to less than 10 years | 21.5 | 15.0, 29.2 | |
10 to less than 15 years | 18.0 | 12.1, 25.4 | |
15 to less than 20 years | 6.3 | 2.8, 12.0 | |
More than 20 years | 6.6 | 3.1, 12.3 | |
J Information Technology | No related outside employment | 20.5 | 9.8, 35.3 |
Less than 1 year | 2.3 | 0.1, 12.0 | |
1 to less than 2 years | 0.0 | 0.0, 6.6 | |
2 to less than 3 years | 2.3 | 0.1, 12.0 | |
3 to less than 5 years | 2.3 | 0.1, 12.0 | |
5 to less than 10 years | 18.2 | 8.2, 32.7 | |
10 to less than 15 years | 29.5 | 16.8, 45.2 | |
15 to less than 20 years | 4.5 | 0.6, 15.5 | |
More than 20 years | 20.5 | 9.8, 35.3 | |
K Trading and Markets | No related outside employment | 9.1 | 2.5, 21.7 |
Less than 1 year | 6.8 | 1.4, 18.7 | |
1 to less than 2 years | 15.9 | 6.6, 30.1 | |
2 to less than 3 years | 6.8 | 1.4, 18.7 | |
3 to less than 5 years | 18.2 | 8.2, 32.7 | |
5 to less than 10 years | 27.3 | 15.0, 42.8 | |
10 to less than 15 years | 4.5 | 0.6, 15.5 | |
15 to less than 20 years | 4.5 | 0.6, 15.5 | |
More than 20 years | 6.8 | 1.4, 18.7 | |
L Enforcement Regional Offices | No related outside employment | 8.1 | 3.3, 16.1 |
Less than 1 year | 0.0 | 0.0, 3.4 | |
1 to less than 2 years | 2.3 | 0.3, 8.1 | |
2 to less than 3 years | 7.0 | 2.6, 14.6 | |
3 to less than 5 years | 10.5 | 4.9, 18.9 | |
5 to less than 10 years | 45.3 | 35.9, 54.8 | |
10 to less than 15 years | 17.4 | 10.1, 27.1 | |
15 to less than 20 years | 5.8 | 1.9, 13.0 | |
More than 20 years | 3.5 | 0.7, 9.9 | |
M Enforcement Headquarters | No related outside employment | 7.8 | 2.6, 17.3 |
Less than 1 year | 4.7 | 1.0, 13.1 | |
1 to less than 2 years | 4.7 | 1.0, 13.1 | |
2 to less than 3 years | 6.2 | 1.7, 15.2 | |
3 to less than 5 years | 10.9 | 4.5, 21.2 | |
5 to less than 10 years | 32.8 | 21.6, 45.7 | |
10 to less than 15 years | 20.3 | 11.3, 32.2 | |
15 to less than 20 years | 10.9 | 4.5, 21.2 | |
More than 20 years | 1.6 | 0.0, 8.4 | |
N Compliance Inspections and Examinations Regional Offices | No related outside employment | 15.2 | 8.1, 25.0 |
Less than 1 year | 2.5 | 0.3, 8.8 | |
1 to less than 2 years | 10.1 | 4.5, 19.0 | |
2 to less than 3 years | 7.6 | 2.8, 15.8 | |
3 to less than 5 years | 10.1 | 4.5, 19.0 | |
5 to less than 10 years | 20.3 | 12.0, 30.8 | |
10 to less than 15 years | 19.0 | 11.0, 29.4 | |
15 to less than 20 years | 7.6 | 2.8, 15.8 | |
More than 20 years | 7.6 | 2.8, 15.8 | |
O Compliance Inspections and Examinations Headquarters | No related outside employment | 17.7 | 9.2, 29.5 |
Less than 1 year | 3.2 | 0.4, 11.2 | |
1 to less than 2 years | 6.5 | 1.8, 15.7 | |
2 to less than 3 years | 12.9 | 5.7, 23.9 | |
3 to less than 5 years | 14.5 | 6.9, 25.8 | |
5 to less than 10 years | 25.8 | 15.5, 38.5 | |
10 to less than 15 years | 14.5 | 6.9, 25.8 | |
15 to less than 20 years | 1.6 | 0.0, 8.7 | |
More than 20 years | 3.2 | 0.4, 11.2 |
Section 7 - Comments and Final Response Submission
38. Please use the space below to provide any additional information about the SEC's human capital programs, workforce
planning, performance management, and communication that you would like us to know about.
39. Are you ready to submit your final completed survey to GAO?
(This is equivalent to mailing a completed paper survey to us. It
tells us that your answers are official and final.)