Ethics and Compliance Programs - cont.

27.	Does your organization's business ethics and conduct code or your organization's policy require the disclosure of personal financial interests or outside employment by key personnel performing work for the DOD?
	(Check one.)
	1.		Yes, personal financial interests
	2.		Yes, outside employment
	3.		Yes, both personal financial interests and outside employment
	4.		No
	5.		Don't know

	Add any comments needed to clarify your response to question 27.

28.	What corrective measures does your organization use to mitigate personal conflicts of interest of employees regarding financial interests in connection with their work on DOD contracts?
	(Check one in each row.)

		Yes	No	Don't know
28a.	Divestiture
28b.	Disclosure
28c.	Reassignment
28d.	Firewall
28e.	Waiver
28f.	Identify conflicts during hiring process
28g.	Dismissal
28h.	Other

	If you answered "other," please explain.

29.	What is your organization's policy for self-reporting to the DOD customer an employee's personal conflict of interest in connection with their work on DOD contracts?

30.	What is your policy regarding corrective measures taken by your organization to mitigate such a conflict of interest?

	At the end of this survey, we will be asking you to provide documentation of your policy on self-reporting cases of employee conflict of interest to the DOD customer and corrective measures taken by your organization to mitigate such a conflict.

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Full Report: GAO-09-591

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